Rivernorth Opportunities Fund, Inc. SEC filings RIV
Rivernorth Opportunities Fund, Inc. has 499 filings in SEC EDGAR's recent list, going back to Sep 10, 2010. The most recent current report (Form 8-K) was filed on Sep 18, 2026 (material agreement, unregistered share sale, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| D | Filing | Oct 2, 2026 | — |
| 497AD | Filing | Sep 25, 2026 | — |
| 497AD | Filing | Sep 24, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 21, 2026 | — |
| 3 | Initial insider ownership | Sep 21, 2026 | Sep 18, 2026 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Bylaw or fiscal year change
|
Sep 18, 2026 | Sep 18, 2026 |
| N-CEN | Filing | Sep 10, 2026 | Jun 30, 2026 |
| N-CSR | Filing | Sep 4, 2026 | Jun 30, 2026 |
| POS EX | Filing | Aug 31, 2026 | — |
| 424B2 | Prospectus | Aug 28, 2026 | — |
| NPORT-P | Filing | Aug 27, 2026 | Jun 30, 2026 |
| DEF 14A | Proxy statement | Aug 21, 2026 | Sep 22, 2026 |
| N-PX | Filing | Aug 21, 2026 | Jun 30, 2026 |
| POS EX | Filing | Aug 14, 2026 | — |
| 424B5 | Prospectus supplement | Aug 14, 2026 | — |
| 497AD | Filing | Aug 12, 2026 | — |
| 40-17G | Filing | Jul 28, 2026 | — |
| EFFECT | Filing | Jun 16, 2026 | — |
| N-2/A | Filing | Jun 12, 2026 | — |
| NPORT-P | Filing | May 28, 2026 | Mar 31, 2026 |
| N-CSRS | Filing | Mar 6, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Feb 26, 2026 | Dec 31, 2025 |
| N-2 | Filing | Feb 10, 2026 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 3, 2025 | — |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 497AD | Filing | Oct 8, 2025 | — |
| 497AD | Filing | Oct 7, 2025 | — |
| 3 | Initial insider ownership | Sep 18, 2025 | Sep 18, 2025 |
| N-CEN | Filing | Sep 10, 2025 | Jun 30, 2025 |
| POS EX | Filing | Sep 10, 2025 | — |
| 424B2 | Prospectus | Sep 8, 2025 | — |
| N-CSR | Filing | Sep 5, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 28, 2025 | Jun 30, 2025 |
| DEF 14A | Proxy statement | Aug 26, 2025 | Sep 22, 2025 |
| 497AD | Filing | Aug 25, 2025 | — |
| N-PX | Filing | Aug 20, 2025 | Jun 30, 2025 |
| 3/A | Filing | Jul 10, 2025 | Nov 22, 2024 |
| 40-17G | Filing | Jun 2, 2025 | — |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| POS EX | Filing | May 21, 2025 | — |
| 424B5 | Prospectus supplement | May 21, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2025 | — |
| 424B3 | Prospectus | Apr 1, 2025 | — |
| EFFECT | Filing | Mar 31, 2025 | — |
| CORRESP | Letter to the SEC | Mar 27, 2025 | — |
| N-2/A | Filing | Mar 21, 2025 | — |
| CORRESP | Letter to the SEC | Mar 21, 2025 | — |
| N-CSRS | Filing | Mar 7, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| N-2/A | Filing | Feb 18, 2025 | — |
| CORRESP | Letter to the SEC | Feb 18, 2025 | — |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 3 | Initial insider ownership | Nov 29, 2024 | Nov 22, 2024 |
| NPORT-P | Filing | Nov 27, 2024 | Sep 30, 2024 |
| 4 | Insider transaction | Nov 27, 2024 | Nov 22, 2024 |
| N-2 | Filing | Nov 12, 2024 | — |
| CORRESP | Letter to the SEC | Sep 25, 2024 | — |
| N-CEN | Filing | Sep 11, 2024 | Jun 30, 2024 |
| N-CSR | Filing | Sep 6, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 30, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| DEF 14A | Proxy statement | Aug 21, 2024 | Sep 19, 2024 |
| NPORT-P | Filing | Jun 12, 2024 | Apr 30, 2024 |
| 40-17G | Filing | Jun 4, 2024 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
May 23, 2024 | May 20, 2024 |
| N-CSRS | Filing | Apr 5, 2024 | Jan 31, 2024 |
| POS EX | Filing | Apr 2, 2024 | — |
| 424B5 | Prospectus supplement | Apr 2, 2024 | — |
| NPORT-P | Filing | Apr 1, 2024 | Jan 31, 2024 |
| EFFECT | Filing | Feb 28, 2024 | — |
| N-2/A | Filing | Feb 23, 2024 | — |
| CORRESP | Letter to the SEC | Feb 23, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| NPORT-P | Filing | Dec 29, 2023 | Oct 31, 2023 |
| N-2/A | Filing | Dec 28, 2023 | — |
| CORRESP | Letter to the SEC | Dec 28, 2023 | — |
| 4 | Insider transaction | Dec 28, 2023 | Dec 27, 2023 |
| 4 | Insider transaction | Dec 15, 2023 | Dec 14, 2023 |
| 4 | Insider transaction | Dec 11, 2023 | Dec 8, 2023 |
| 4 | Insider transaction | Dec 7, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 4, 2023 |
| 4 | Insider transaction | Dec 4, 2023 | Dec 1, 2023 |
| 4 | Insider transaction | Nov 22, 2023 | Nov 21, 2023 |
| 4 | Insider transaction | Nov 21, 2023 | Nov 20, 2023 |
| 4 | Insider transaction | Nov 20, 2023 | Nov 17, 2023 |
| 4 | Insider transaction | Oct 27, 2023 | Oct 27, 2023 |
| N-CEN | Filing | Oct 13, 2023 | Jul 31, 2023 |
| N-CSR | Filing | Oct 6, 2023 | Jul 31, 2023 |
| NPORT-P | Filing | Sep 29, 2023 | Jul 31, 2023 |
| N-2 | Filing | Sep 12, 2023 | — |
| N-PX | Filing | Aug 23, 2023 | Jun 30, 2023 |
| DEF 14A | Proxy statement | Aug 23, 2023 | Sep 15, 2023 |
| NPORT-P | Filing | Jun 29, 2023 | Apr 30, 2023 |
| 40-17G | Filing | Jun 14, 2023 | — |
| 4 | Insider transaction | Jun 5, 2023 | Jun 2, 2023 |
| 4 | Insider transaction | May 15, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 12, 2023 | May 11, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 4 | Insider transaction | Apr 11, 2023 | Apr 10, 2023 |
| N-CSRS | Filing | Apr 6, 2023 | — |
| NPORT-P | Filing | Mar 31, 2023 | Jan 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| NPORT-P | Filing | Dec 30, 2022 | Oct 31, 2022 |
| POS EX | Filing | Dec 23, 2022 | — |
| 424B5 | Prospectus supplement | Dec 23, 2022 | — |
| 424B3 | Prospectus | Dec 22, 2022 | — |
| 4 | Insider transaction | Dec 6, 2022 | Nov 15, 2022 |
| 4 | Insider transaction | Nov 22, 2022 | Nov 8, 2022 |
| 497AD | Filing | Nov 14, 2022 | — |
| 3 | Initial insider ownership | Nov 10, 2022 | Nov 8, 2022 |
| 497AD | Filing | Nov 9, 2022 | — |
| POS EX | Filing | Oct 14, 2022 | — |
| N-CEN | Filing | Oct 13, 2022 | Jul 31, 2022 |
| 424B2 | Prospectus | Oct 12, 2022 | — |
| 497AD | Filing | Oct 4, 2022 | — |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| N-CSR | Filing | Sep 30, 2022 | — |
| NPORT-P | Filing | Sep 29, 2022 | Jul 31, 2022 |
| N-PX | Annual report of proxy voting record | Aug 15, 2022 | Jun 30, 2022 |
| 497AD | Form 497ad | Jul 28, 2022 | — |
| DEF 14A | Proxy statement | Jul 15, 2022 | Aug 19, 2022 |
| DEFA14A | Additional proxy material | Jun 30, 2022 | — |
| NPORT-P | Filing | Jun 29, 2022 | Apr 30, 2022 |
| DEFA14A | Additional proxy material | Jun 10, 2022 | — |
| DEF 14A | Proxy statement | May 13, 2022 | Jun 29, 2022 |
| CORRESP | Letter to the SEC | May 13, 2022 | — |
| PRE 14A | Preliminary proxy statement | Apr 29, 2022 | Jun 29, 2022 |
| CERT | Nyse certification | Apr 29, 2022 | — |
| 8-A12B | Form for the registration/listing of a class of securities | Apr 14, 2022 | — |
| 8-K |
Current report
Material agreement, Bylaw or fiscal year change, Other events
|
Apr 13, 2022 | Apr 13, 2022 |
| 424B2 | Prospectus | Apr 13, 2022 | — |
| 497AD | Filing | Apr 13, 2022 | — |
| FWP | Free writing prospectus | Apr 13, 2022 | — |
| 497AD | Filing | Apr 13, 2022 | — |
| 497AD | Press release | Apr 5, 2022 | — |
| 424B2 | Prospectus | Apr 5, 2022 | — |
| N-CSRS | Semi-annual shareholder report | Apr 1, 2022 | Jan 31, 2022 |
| NPORT-P | Filing | Apr 1, 2022 | Jan 31, 2022 |
| 8-K |
Current report
Other events
|
Mar 18, 2022 | Mar 17, 2022 |
| 497AD | Filing | Mar 17, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 1, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2022 | — |
| POS EX | Filing | Jan 27, 2022 | — |
| 424B5 | Prospectus supplement | Jan 27, 2022 | — |
| EFFECT | Filing | Jan 25, 2022 | — |
| 4 | Insider transaction | Jan 25, 2022 | Jan 24, 2022 |
| N-2/A | Filing | Jan 24, 2022 | — |
| 40-17G | Filing | Dec 30, 2021 | — |
| NPORT-P | Filing | Dec 30, 2021 | Oct 31, 2021 |
| N-2 | Filing | Nov 19, 2021 | — |
| 4/A | Filing | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 17, 2021 | Nov 16, 2021 |
| 4 | Insider transaction | Nov 16, 2021 | Nov 15, 2021 |
| 497AD | Filing | Nov 16, 2021 | — |
| 4 | Insider transaction | Nov 15, 2021 | Nov 15, 2021 |
| 3 | Initial insider ownership | Nov 15, 2021 | Nov 9, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 497AD | Press release | Nov 8, 2021 | — |
| N-CEN | Filing | Oct 12, 2021 | Jul 31, 2021 |
| N-CSR | Certified annual shareholder report | Oct 8, 2021 | Jul 31, 2021 |
| NPORT-P | Filing | Sep 29, 2021 | Jul 31, 2021 |
| POS EX | Post-effective amendment | Sep 28, 2021 | — |
| 424B2 | Prospectus | Sep 28, 2021 | — |
| 5 | Annual insider ownership | Sep 28, 2021 | Jul 31, 2021 |
| 497AD | Press release | Sep 22, 2021 | — |
| POS EX | Post-effective amendment | Sep 21, 2021 | — |
| 424B5 | Prospectus supplement | Sep 21, 2021 | — |
| EFFECT | Filing | Sep 17, 2021 | — |
| CORRESP | Letter to the SEC | Sep 15, 2021 | — |
| N-2/A | Amendment to form n-2 | Sep 15, 2021 | — |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| CORRESP | Letter to the SEC | Aug 26, 2021 | — |
| 3 | Initial insider ownership | Aug 24, 2021 | Aug 10, 2021 |
| CORRESP | Letter to the SEC | Aug 18, 2021 | — |
| N-PX | Annual report of proxy voting record | Aug 4, 2021 | Jun 30, 2021 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- RIV (NYSE), RIV-PA (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MD
- Headquarters
- West Palm Beach, FL
- SEC CIK
- 1501072
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. (until Oct 10, 2013)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.