Rivernorth Opportunities Fund, Inc. SEC filings RIV-PA
Rivernorth Opportunities Fund, Inc. has 499 filings in SEC EDGAR's recent list, going back to Sep 10, 2010. The most recent current report (Form 8-K) was filed on Sep 18, 2026 (material agreement, unregistered share sale, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 21, 2026 | — |
| 3 | Initial insider ownership | Sep 21, 2026 | Sep 18, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 3, 2025 | — |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 3 | Initial insider ownership | Sep 18, 2025 | Sep 18, 2025 |
| 3/A | Filing | Jul 10, 2025 | Nov 22, 2024 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2025 | — |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 3 | Initial insider ownership | Nov 29, 2024 | Nov 22, 2024 |
| 4 | Insider transaction | Nov 27, 2024 | Nov 22, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| 4 | Insider transaction | Dec 28, 2023 | Dec 27, 2023 |
| 4 | Insider transaction | Dec 15, 2023 | Dec 14, 2023 |
| 4 | Insider transaction | Dec 11, 2023 | Dec 8, 2023 |
| 4 | Insider transaction | Dec 7, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 4, 2023 |
| 4 | Insider transaction | Dec 4, 2023 | Dec 1, 2023 |
| 4 | Insider transaction | Nov 22, 2023 | Nov 21, 2023 |
| 4 | Insider transaction | Nov 21, 2023 | Nov 20, 2023 |
| 4 | Insider transaction | Nov 20, 2023 | Nov 17, 2023 |
| 4 | Insider transaction | Oct 27, 2023 | Oct 27, 2023 |
| 4 | Insider transaction | Jun 5, 2023 | Jun 2, 2023 |
| 4 | Insider transaction | May 15, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 12, 2023 | May 11, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 4 | Insider transaction | Apr 11, 2023 | Apr 10, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| 4 | Insider transaction | Dec 6, 2022 | Nov 15, 2022 |
| 4 | Insider transaction | Nov 22, 2022 | Nov 8, 2022 |
| 3 | Initial insider ownership | Nov 10, 2022 | Nov 8, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 1, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2022 | — |
| 4 | Insider transaction | Jan 25, 2022 | Jan 24, 2022 |
| 4/A | Filing | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 17, 2021 | Nov 16, 2021 |
| 4 | Insider transaction | Nov 16, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 15, 2021 | Nov 15, 2021 |
| 3 | Initial insider ownership | Nov 15, 2021 | Nov 9, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 5 | Annual insider ownership | Sep 28, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 3 | Initial insider ownership | Aug 24, 2021 | Aug 10, 2021 |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | May 11, 2021 | May 7, 2021 |
| 4 | Insider transaction | May 5, 2021 | Apr 30, 2021 |
| 4 | Insider transaction | Apr 28, 2021 | Apr 13, 2021 |
| 144 | Notice of proposed sale | Apr 28, 2021 | — |
| 4 | Insider transaction | Apr 15, 2021 | Apr 13, 2021 |
| 4 | Insider transaction | Apr 6, 2021 | Mar 31, 2021 |
| 4 | Insider transaction | Apr 6, 2021 | Mar 21, 2021 |
| 4 | Insider transaction | Mar 24, 2021 | Mar 21, 2021 |
| 4 | Insider transaction | Mar 19, 2021 | Mar 17, 2021 |
| 4 | Insider transaction | Mar 17, 2021 | Mar 3, 2021 |
| 4 | Insider transaction | Mar 4, 2021 | Mar 3, 2021 |
| 4 | Insider transaction | Feb 12, 2021 | Feb 2, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| 4 | Insider transaction | Feb 9, 2021 | Feb 2, 2021 |
| 4 | Insider transaction | Feb 4, 2021 | Feb 2, 2021 |
| 144 | Notice of proposed sale | Jan 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2020 | — |
| 4 | Insider transaction | Nov 9, 2020 | Nov 9, 2020 |
| 3 | Initial insider ownership | Jun 8, 2020 | Jun 5, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 12, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 12, 2020 |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2020 | — |
| 4 | Insider transaction | Nov 13, 2019 | Nov 12, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 7, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 7, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 12, 2019 |
| 3 | Initial insider ownership | Nov 5, 2019 | Nov 4, 2019 |
| 4 | Insider transaction | Oct 28, 2019 | Oct 25, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 22, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 24, 2019 | Oct 1, 2019 |
| 4 | Insider transaction | Oct 22, 2019 | Oct 18, 2019 |
| 4 | Insider transaction | Oct 18, 2019 | Oct 16, 2019 |
| 144 | Notice of proposed sale | Oct 18, 2019 | — |
| 4 | Insider transaction | Oct 10, 2019 | Oct 8, 2019 |
| 4 | Insider transaction | Sep 27, 2019 | Sep 9, 2019 |
| 3 | Initial insider ownership | Sep 10, 2019 | Sep 3, 2019 |
| 4 | Insider transaction | Aug 29, 2019 | Aug 27, 2019 |
| 4 | Insider transaction | Aug 5, 2019 | Aug 1, 2019 |
| 144 | Notice of proposed sale | Jul 17, 2019 | — |
| 4 | Insider transaction | Jul 17, 2019 | Jul 11, 2019 |
| 4 | Insider transaction | Jul 11, 2019 | Jul 8, 2019 |
| 4 | Insider transaction | Jul 8, 2019 | Jul 2, 2019 |
| 4 | Insider transaction | Jul 3, 2019 | Jul 2, 2019 |
| 4 | Insider transaction | Jun 24, 2019 | Jun 20, 2019 |
| 4 | Insider transaction | Jun 20, 2019 | Jun 18, 2019 |
| 3 | Initial insider ownership | Jun 19, 2019 | Jun 18, 2019 |
| 3 | Initial insider ownership | Jun 19, 2019 | Jun 10, 2019 |
| 4 | Insider transaction | Jun 17, 2019 | Jun 6, 2019 |
| 3 | Initial insider ownership | Jun 10, 2019 | Jun 4, 2019 |
| 4 | Insider transaction | Jun 6, 2019 | Jun 4, 2019 |
| 4 | Insider transaction | May 13, 2019 | May 9, 2019 |
| 4 | Insider transaction | May 8, 2019 | May 6, 2019 |
| 4 | Insider transaction | May 8, 2019 | May 7, 2019 |
| 4 | Insider transaction | May 6, 2019 | May 2, 2019 |
| 144 | Notice of proposed sale | Apr 18, 2019 | — |
| 4 | Insider transaction | Dec 26, 2018 | Dec 21, 2018 |
| 4 | Insider transaction | Dec 21, 2018 | Dec 20, 2018 |
| 4 | Insider transaction | Dec 21, 2018 | Dec 19, 2018 |
| 4 | Insider transaction | Dec 17, 2018 | Nov 7, 2018 |
| 144 | Notice of proposed sale | Dec 6, 2018 | — |
| 4 | Insider transaction | Nov 26, 2018 | Nov 20, 2018 |
| 4 | Insider transaction | Nov 20, 2018 | Nov 19, 2018 |
| 4 | Insider transaction | Nov 13, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 4 | Insider transaction | Nov 9, 2018 | Nov 7, 2018 |
| 3 | Initial insider ownership | Sep 14, 2018 | Sep 14, 2018 |
| 144 | Notice of proposed sale | Aug 29, 2018 | — |
| 4 | Insider transaction | Jun 15, 2018 | Jun 13, 2018 |
| 4 | Insider transaction | Jun 13, 2018 | Jun 11, 2018 |
| 3 | Initial insider ownership | Jun 11, 2018 | Mar 19, 2018 |
| 4 | Insider transaction | Jun 11, 2018 | Jun 7, 2018 |
| 4 | Insider transaction | Jun 7, 2018 | Jun 5, 2018 |
| 4 | Insider transaction | Jun 5, 2018 | Jun 1, 2018 |
| 4 | Insider transaction | May 31, 2018 | May 29, 2018 |
| 144 | Notice of proposed sale | May 24, 2018 | — |
| 3/A | Primary document | Apr 27, 2018 | Apr 24, 2018 |
| 3 | Initial insider ownership | Apr 26, 2018 | Apr 16, 2018 |
| 3/A | Primary document | Feb 6, 2018 | Jan 31, 2017 |
| 4 | Insider transaction | Jan 12, 2018 | Jan 10, 2018 |
| 4 | Insider transaction | Jan 10, 2018 | Jan 8, 2018 |
| 4 | Insider transaction | Jan 5, 2018 | Jan 3, 2018 |
| 4 | Insider transaction | Jan 3, 2018 | Jan 2, 2018 |
| 4 | Insider transaction | Dec 26, 2017 | Dec 21, 2017 |
| 144 | Notice of proposed sale | Dec 4, 2017 | — |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 21, 2017 | Nov 15, 2017 |
| 3/A | Primary document | Nov 20, 2017 | Nov 10, 2017 |
| 4 | Insider transaction | Nov 17, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 17, 2017 | Nov 15, 2017 |
| 4 | Insider transaction | Nov 2, 2017 | Oct 4, 2017 |
| 4 | Insider transaction | Oct 31, 2017 | Oct 30, 2017 |
| 4 | Insider transaction | Oct 25, 2017 | Oct 23, 2017 |
| 144 | Notice of proposed sale | Oct 18, 2017 | — |
| 4 | Insider transaction | Oct 13, 2017 | Oct 9, 2017 |
| 4 | Insider transaction | Oct 10, 2017 | Oct 5, 2017 |
| 4 | Insider transaction | Sep 20, 2017 | Sep 18, 2017 |
| 4 | Insider transaction | Sep 18, 2017 | Sep 14, 2017 |
| 4 | Insider transaction | Sep 12, 2017 | Sep 8, 2017 |
| 4 | Insider transaction | Sep 7, 2017 | Sep 5, 2017 |
| 144 | Notice of proposed sale | Aug 31, 2017 | — |
| SC 13D | Ownership over 5% (active) | Aug 10, 2017 | — |
| 3 | Initial insider ownership | Jun 19, 2017 | Jun 19, 2017 |
| 3 | Initial insider ownership | Jun 19, 2017 | Jun 19, 2017 |
| 4 | Insider transaction | May 22, 2017 | May 18, 2017 |
| 4 | Insider transaction | May 18, 2017 | May 16, 2017 |
| 144 | Notice of proposed sale | May 5, 2017 | — |
| 4 | Insider transaction | Apr 26, 2017 | Apr 24, 2017 |
| 4 | Insider transaction | Apr 24, 2017 | Apr 20, 2017 |
| 4 | Insider transaction | Apr 21, 2017 | Apr 19, 2017 |
| 4 | Insider transaction | Apr 18, 2017 | Apr 13, 2017 |
| 4 | Insider transaction | Apr 13, 2017 | Apr 11, 2017 |
| 4 | Insider transaction | Apr 11, 2017 | Apr 7, 2017 |
| 4 | Insider transaction | Apr 7, 2017 | Apr 5, 2017 |
| 4 | Insider transaction | Apr 6, 2017 | Apr 3, 2017 |
| 4 | Insider transaction | Apr 3, 2017 | Mar 30, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 21, 2017 |
| 4 | Insider transaction | Mar 10, 2017 | Mar 8, 2017 |
| 4 | Insider transaction | Mar 1, 2017 | Feb 27, 2017 |
| 4 | Insider transaction | Mar 1, 2017 | Feb 27, 2017 |
| 4 | Insider transaction | Feb 22, 2017 | Feb 17, 2017 |
| 144 | Notice of proposed sale | Feb 15, 2017 | — |
| 4 | Insider transaction | Feb 14, 2017 | Feb 10, 2017 |
| 4 | Insider transaction | Feb 8, 2017 | Feb 6, 2017 |
| 4 | Insider transaction | Jan 12, 2017 | Jan 10, 2017 |
| 5 | Annual insider ownership | Jan 12, 2017 | Dec 31, 2016 |
| 4 | Insider transaction | Nov 7, 2016 | Nov 2, 2016 |
| 3 | Initial insider ownership | Sep 7, 2016 | Sep 7, 2016 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- RIV (NYSE), RIV-PA (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MD
- Headquarters
- West Palm Beach, FL
- SEC CIK
- 1501072
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. (until Oct 10, 2013)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.