Rivernorth Opportunities Fund, Inc. SEC filings RIV-PA
Rivernorth Opportunities Fund, Inc. has 499 filings in SEC EDGAR's recent list, going back to Sep 10, 2010. The most recent current report (Form 8-K) was filed on Sep 18, 2026 (material agreement, unregistered share sale, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 9, 2026 | — |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| 4 | Insider transaction | Oct 5, 2026 | Sep 24, 2026 |
| D | Filing | Oct 2, 2026 | — |
| 497AD | Filing | Sep 25, 2026 | — |
| 497AD | Filing | Sep 24, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 21, 2026 | — |
| 3 | Initial insider ownership | Sep 21, 2026 | Sep 18, 2026 |
| 8-K |
Current report
Material agreement, Unregistered share sale, Bylaw or fiscal year change
|
Sep 18, 2026 | Sep 18, 2026 |
| N-CEN | Filing | Sep 10, 2026 | Jun 30, 2026 |
| N-CSR | Filing | Sep 4, 2026 | Jun 30, 2026 |
| POS EX | Filing | Aug 31, 2026 | — |
| 424B2 | Prospectus | Aug 28, 2026 | — |
| NPORT-P | Filing | Aug 27, 2026 | Jun 30, 2026 |
| DEF 14A | Proxy statement | Aug 21, 2026 | Sep 22, 2026 |
| N-PX | Filing | Aug 21, 2026 | Jun 30, 2026 |
| POS EX | Filing | Aug 14, 2026 | — |
| 424B5 | Prospectus supplement | Aug 14, 2026 | — |
| 497AD | Filing | Aug 12, 2026 | — |
| 40-17G | Filing | Jul 28, 2026 | — |
| EFFECT | Filing | Jun 16, 2026 | — |
| N-2/A | Filing | Jun 12, 2026 | — |
| NPORT-P | Filing | May 28, 2026 | Mar 31, 2026 |
| N-CSRS | Filing | Mar 6, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Feb 26, 2026 | Dec 31, 2025 |
| N-2 | Filing | Feb 10, 2026 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 3, 2025 | — |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 497AD | Filing | Oct 8, 2025 | — |
| 497AD | Filing | Oct 7, 2025 | — |
| 3 | Initial insider ownership | Sep 18, 2025 | Sep 18, 2025 |
| N-CEN | Filing | Sep 10, 2025 | Jun 30, 2025 |
| POS EX | Filing | Sep 10, 2025 | — |
| 424B2 | Prospectus | Sep 8, 2025 | — |
| N-CSR | Filing | Sep 5, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 28, 2025 | Jun 30, 2025 |
| DEF 14A | Proxy statement | Aug 26, 2025 | Sep 22, 2025 |
| 497AD | Filing | Aug 25, 2025 | — |
| N-PX | Filing | Aug 20, 2025 | Jun 30, 2025 |
| 3/A | Filing | Jul 10, 2025 | Nov 22, 2024 |
| 40-17G | Filing | Jun 2, 2025 | — |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| POS EX | Filing | May 21, 2025 | — |
| 424B5 | Prospectus supplement | May 21, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 7, 2025 | — |
| 424B3 | Prospectus | Apr 1, 2025 | — |
| EFFECT | Filing | Mar 31, 2025 | — |
| CORRESP | Letter to the SEC | Mar 27, 2025 | — |
| N-2/A | Filing | Mar 21, 2025 | — |
| CORRESP | Letter to the SEC | Mar 21, 2025 | — |
| N-CSRS | Filing | Mar 7, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| N-2/A | Filing | Feb 18, 2025 | — |
| CORRESP | Letter to the SEC | Feb 18, 2025 | — |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 5 | Annual insider ownership | Feb 14, 2025 | Dec 31, 2024 |
| 3 | Initial insider ownership | Nov 29, 2024 | Nov 22, 2024 |
| NPORT-P | Filing | Nov 27, 2024 | Sep 30, 2024 |
| 4 | Insider transaction | Nov 27, 2024 | Nov 22, 2024 |
| N-2 | Filing | Nov 12, 2024 | — |
| CORRESP | Letter to the SEC | Sep 25, 2024 | — |
| N-CEN | Filing | Sep 11, 2024 | Jun 30, 2024 |
| N-CSR | Filing | Sep 6, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 30, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| DEF 14A | Proxy statement | Aug 21, 2024 | Sep 19, 2024 |
| NPORT-P | Filing | Jun 12, 2024 | Apr 30, 2024 |
| 40-17G | Filing | Jun 4, 2024 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
May 23, 2024 | May 20, 2024 |
| N-CSRS | Filing | Apr 5, 2024 | Jan 31, 2024 |
| POS EX | Filing | Apr 2, 2024 | — |
| 424B5 | Prospectus supplement | Apr 2, 2024 | — |
| NPORT-P | Filing | Apr 1, 2024 | Jan 31, 2024 |
| EFFECT | Filing | Feb 28, 2024 | — |
| N-2/A | Filing | Feb 23, 2024 | — |
| CORRESP | Letter to the SEC | Feb 23, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| NPORT-P | Filing | Dec 29, 2023 | Oct 31, 2023 |
| N-2/A | Filing | Dec 28, 2023 | — |
| CORRESP | Letter to the SEC | Dec 28, 2023 | — |
| 4 | Insider transaction | Dec 28, 2023 | Dec 27, 2023 |
| 4 | Insider transaction | Dec 15, 2023 | Dec 14, 2023 |
| 4 | Insider transaction | Dec 11, 2023 | Dec 8, 2023 |
| 4 | Insider transaction | Dec 7, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 4, 2023 |
| 4 | Insider transaction | Dec 4, 2023 | Dec 1, 2023 |
| 4 | Insider transaction | Nov 22, 2023 | Nov 21, 2023 |
| 4 | Insider transaction | Nov 21, 2023 | Nov 20, 2023 |
| 4 | Insider transaction | Nov 20, 2023 | Nov 17, 2023 |
| 4 | Insider transaction | Oct 27, 2023 | Oct 27, 2023 |
| N-CEN | Filing | Oct 13, 2023 | Jul 31, 2023 |
| N-CSR | Filing | Oct 6, 2023 | Jul 31, 2023 |
| NPORT-P | Filing | Sep 29, 2023 | Jul 31, 2023 |
| N-2 | Filing | Sep 12, 2023 | — |
| N-PX | Filing | Aug 23, 2023 | Jun 30, 2023 |
| DEF 14A | Proxy statement | Aug 23, 2023 | Sep 15, 2023 |
| NPORT-P | Filing | Jun 29, 2023 | Apr 30, 2023 |
| 40-17G | Filing | Jun 14, 2023 | — |
| 4 | Insider transaction | Jun 5, 2023 | Jun 2, 2023 |
| 4 | Insider transaction | May 15, 2023 | May 12, 2023 |
| 4 | Insider transaction | May 12, 2023 | May 11, 2023 |
| 4 | Insider transaction | May 11, 2023 | May 10, 2023 |
| 4 | Insider transaction | Apr 11, 2023 | Apr 10, 2023 |
| N-CSRS | Filing | Apr 6, 2023 | — |
| NPORT-P | Filing | Mar 31, 2023 | Jan 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| NPORT-P | Filing | Dec 30, 2022 | Oct 31, 2022 |
| POS EX | Filing | Dec 23, 2022 | — |
| 424B5 | Prospectus supplement | Dec 23, 2022 | — |
| 424B3 | Prospectus | Dec 22, 2022 | — |
| 4 | Insider transaction | Dec 6, 2022 | Nov 15, 2022 |
| 4 | Insider transaction | Nov 22, 2022 | Nov 8, 2022 |
| 497AD | Filing | Nov 14, 2022 | — |
| 3 | Initial insider ownership | Nov 10, 2022 | Nov 8, 2022 |
| 497AD | Filing | Nov 9, 2022 | — |
| POS EX | Filing | Oct 14, 2022 | — |
| N-CEN | Filing | Oct 13, 2022 | Jul 31, 2022 |
| 424B2 | Prospectus | Oct 12, 2022 | — |
| 497AD | Filing | Oct 4, 2022 | — |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 4, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| 5 | Annual insider ownership | Oct 3, 2022 | Sep 30, 2022 |
| N-CSR | Filing | Sep 30, 2022 | — |
| NPORT-P | Filing | Sep 29, 2022 | Jul 31, 2022 |
| N-PX | Annual report of proxy voting record | Aug 15, 2022 | Jun 30, 2022 |
| 497AD | Form 497ad | Jul 28, 2022 | — |
| DEF 14A | Proxy statement | Jul 15, 2022 | Aug 19, 2022 |
| DEFA14A | Additional proxy material | Jun 30, 2022 | — |
| NPORT-P | Filing | Jun 29, 2022 | Apr 30, 2022 |
| DEFA14A | Additional proxy material | Jun 10, 2022 | — |
| DEF 14A | Proxy statement | May 13, 2022 | Jun 29, 2022 |
| CORRESP | Letter to the SEC | May 13, 2022 | — |
| PRE 14A | Preliminary proxy statement | Apr 29, 2022 | Jun 29, 2022 |
| CERT | Nyse certification | Apr 29, 2022 | — |
| 8-A12B | Form for the registration/listing of a class of securities | Apr 14, 2022 | — |
| 8-K |
Current report
Material agreement, Bylaw or fiscal year change, Other events
|
Apr 13, 2022 | Apr 13, 2022 |
| 424B2 | Prospectus | Apr 13, 2022 | — |
| 497AD | Filing | Apr 13, 2022 | — |
| FWP | Free writing prospectus | Apr 13, 2022 | — |
| 497AD | Filing | Apr 13, 2022 | — |
| 497AD | Press release | Apr 5, 2022 | — |
| 424B2 | Prospectus | Apr 5, 2022 | — |
| N-CSRS | Semi-annual shareholder report | Apr 1, 2022 | Jan 31, 2022 |
| NPORT-P | Filing | Apr 1, 2022 | Jan 31, 2022 |
| 8-K |
Current report
Other events
|
Mar 18, 2022 | Mar 17, 2022 |
| 497AD | Filing | Mar 17, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 1, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2022 | — |
| POS EX | Filing | Jan 27, 2022 | — |
| 424B5 | Prospectus supplement | Jan 27, 2022 | — |
| EFFECT | Filing | Jan 25, 2022 | — |
| 4 | Insider transaction | Jan 25, 2022 | Jan 24, 2022 |
| N-2/A | Filing | Jan 24, 2022 | — |
| 40-17G | Filing | Dec 30, 2021 | — |
| NPORT-P | Filing | Dec 30, 2021 | Oct 31, 2021 |
| N-2 | Filing | Nov 19, 2021 | — |
| 4/A | Filing | Nov 17, 2021 | Nov 15, 2021 |
| 4 | Insider transaction | Nov 17, 2021 | Nov 16, 2021 |
| 4 | Insider transaction | Nov 16, 2021 | Nov 15, 2021 |
| 497AD | Filing | Nov 16, 2021 | — |
| 4 | Insider transaction | Nov 15, 2021 | Nov 15, 2021 |
| 3 | Initial insider ownership | Nov 15, 2021 | Nov 9, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 10, 2021 | — |
| 497AD | Press release | Nov 8, 2021 | — |
| N-CEN | Filing | Oct 12, 2021 | Jul 31, 2021 |
| N-CSR | Certified annual shareholder report | Oct 8, 2021 | Jul 31, 2021 |
| NPORT-P | Filing | Sep 29, 2021 | Jul 31, 2021 |
| POS EX | Post-effective amendment | Sep 28, 2021 | — |
| 424B2 | Prospectus | Sep 28, 2021 | — |
| 5 | Annual insider ownership | Sep 28, 2021 | Jul 31, 2021 |
| 497AD | Press release | Sep 22, 2021 | — |
| POS EX | Post-effective amendment | Sep 21, 2021 | — |
| 424B5 | Prospectus supplement | Sep 21, 2021 | — |
| EFFECT | Filing | Sep 17, 2021 | — |
| CORRESP | Letter to the SEC | Sep 15, 2021 | — |
| N-2/A | Amendment to form n-2 | Sep 15, 2021 | — |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| 5 | Annual insider ownership | Sep 14, 2021 | Jul 31, 2021 |
| CORRESP | Letter to the SEC | Aug 26, 2021 | — |
| 3 | Initial insider ownership | Aug 24, 2021 | Aug 10, 2021 |
| CORRESP | Letter to the SEC | Aug 18, 2021 | — |
| N-PX | Annual report of proxy voting record | Aug 4, 2021 | Jun 30, 2021 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- RIV (NYSE), RIV-PA (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MD
- Headquarters
- West Palm Beach, FL
- SEC CIK
- 1501072
- Former names
- RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. (until Oct 10, 2013)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.