Pioneer Floating Rate Fund, Inc. SEC filings PHD
Pioneer Floating Rate Fund, Inc. has 542 filings in SEC EDGAR's recent list, going back to Oct 13, 2004. The most recent current report (Form 8-K) was filed on May 9, 2025 (bylaw or fiscal year change). The company's fiscal year ends on November 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 17, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 25, 2025 | — |
| 3 | Initial insider ownership | Apr 4, 2025 | Apr 1, 2025 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 31, 2024 | — |
| 3 | Initial insider ownership | Jan 30, 2024 | Jan 22, 2024 |
| 3 | Initial insider ownership | Sep 5, 2023 | Sep 1, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | May 9, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 6, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 20, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2021 | — |
| 3 | Initial insider ownership | Sep 20, 2021 | Jul 20, 2021 |
| 3 | Initial insider ownership | May 10, 2021 | May 1, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 7, 2021 | — |
| 3 | Initial insider ownership | Mar 23, 2021 | Mar 22, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Dec 31, 2020 | — |
| 4 | Insider transaction | Dec 30, 2020 | Dec 28, 2020 |
| 4 | Insider transaction | Dec 28, 2020 | Dec 23, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 9, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 1, 2020 | — |
| 3 | Initial insider ownership | Aug 17, 2020 | Jan 1, 2020 |
| 4 | Insider transaction | Jun 22, 2020 | Jun 17, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 17, 2020 | — |
| 4 | Insider transaction | Jun 17, 2020 | Jun 15, 2020 |
| 4 | Insider transaction | Jun 15, 2020 | Jun 11, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 11, 2020 | — |
| 4 | Insider transaction | Jun 11, 2020 | Jun 9, 2020 |
| 4 | Insider transaction | Jun 9, 2020 | Jun 4, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 4, 2020 | — |
| 4 | Insider transaction | Jun 4, 2020 | Jun 1, 2020 |
| 4 | Insider transaction | Jun 1, 2020 | May 28, 2020 |
| 4 | Insider transaction | May 28, 2020 | May 26, 2020 |
| 4 | Insider transaction | May 26, 2020 | May 21, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | May 21, 2020 | — |
| 4 | Insider transaction | May 21, 2020 | May 19, 2020 |
| 4 | Insider transaction | May 19, 2020 | May 15, 2020 |
| 4 | Insider transaction | May 15, 2020 | May 13, 2020 |
| 4 | Insider transaction | May 13, 2020 | May 12, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | May 5, 2020 | — |
| SC 13D | Ownership over 5% (active) | May 1, 2020 | — |
| 4 | Insider transaction | Apr 29, 2020 | Apr 27, 2020 |
| 4 | Insider transaction | Apr 28, 2020 | Apr 24, 2020 |
| 4 | Insider transaction | Apr 24, 2020 | Apr 22, 2020 |
| 4 | Insider transaction | Apr 22, 2020 | Apr 20, 2020 |
| 4 | Insider transaction | Apr 20, 2020 | Apr 16, 2020 |
| 4 | Insider transaction | Apr 16, 2020 | Apr 15, 2020 |
| 4 | Insider transaction | Apr 14, 2020 | Apr 9, 2020 |
| 4 | Insider transaction | Apr 9, 2020 | Apr 7, 2020 |
| 4 | Insider transaction | Apr 6, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 23, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 18, 2020 | Mar 16, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 13, 2020 |
| 4 | Insider transaction | Mar 11, 2020 | Mar 10, 2020 |
| 4 | Insider transaction | Mar 6, 2020 | Mar 4, 2020 |
| 4 | Insider transaction | Mar 4, 2020 | Mar 2, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 4 | Insider transaction | Feb 27, 2020 | Feb 25, 2020 |
| 4 | Insider transaction | Feb 25, 2020 | Feb 21, 2020 |
| 4 | Insider transaction | Feb 19, 2020 | Feb 14, 2020 |
| 4 | Insider transaction | Feb 14, 2020 | Feb 11, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 13, 2020 | — |
| 4 | Insider transaction | Feb 11, 2020 | Feb 7, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2020 | — |
| 4 | Insider transaction | Jan 28, 2020 | Jan 24, 2020 |
| 4 | Insider transaction | Jan 24, 2020 | Jan 22, 2020 |
| 4 | Insider transaction | Jan 10, 2020 | Jan 8, 2020 |
| 4 | Insider transaction | Jan 8, 2020 | Jan 6, 2020 |
| 4 | Insider transaction | Dec 23, 2019 | Dec 20, 2019 |
| 4 | Insider transaction | Dec 19, 2019 | Dec 17, 2019 |
| 4 | Insider transaction | Dec 17, 2019 | Dec 13, 2019 |
| 4 | Insider transaction | Dec 13, 2019 | Dec 12, 2019 |
| 4 | Insider transaction | Dec 11, 2019 | Dec 6, 2019 |
| 4 | Insider transaction | Dec 9, 2019 | Dec 5, 2019 |
| 4 | Insider transaction | Dec 5, 2019 | Dec 3, 2019 |
| 4 | Insider transaction | Nov 5, 2019 | Nov 4, 2019 |
| 4 | Insider transaction | Oct 30, 2019 | Oct 28, 2019 |
| 4 | Insider transaction | Oct 28, 2019 | Oct 24, 2019 |
| 3 | Initial insider ownership | Oct 28, 2019 | Oct 21, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 25, 2019 | — |
| 3 | Initial insider ownership | Sep 20, 2019 | Sep 18, 2019 |
| SC 13G | Ownership over 5% (passive) | Apr 12, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2019 | — |
| 4 | Insider transaction | Sep 7, 2018 | Sep 7, 2018 |
| 3 | Initial insider ownership | Sep 5, 2018 | Sep 4, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 9, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 19, 2016 | — |
| 3 | Initial insider ownership | Sep 23, 2015 | Sep 22, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2015 | — |
| 3 | Initial insider ownership | Dec 22, 2014 | Jan 16, 2009 |
| 3 | Initial insider ownership | Nov 6, 2014 | Nov 6, 2014 |
| 3 | Initial insider ownership | Sep 23, 2014 | Sep 16, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 19, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 19, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 19, 2014 | — |
| 4 | Insider transaction | Mar 19, 2014 | Dec 3, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 4, 2014 | — |
| 3 | Initial insider ownership | Feb 3, 2014 | Jan 28, 2014 |
| 3 | Initial insider ownership | Jan 29, 2014 | Jan 28, 2014 |
| 3 | Initial insider ownership | Jan 28, 2014 | Jan 28, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 10, 2014 | — |
| 4 | Insider transaction | Dec 9, 2013 | Dec 5, 2013 |
| 4 | Insider transaction | Dec 4, 2013 | Dec 3, 2013 |
| 4 | Insider transaction | Oct 15, 2013 | Oct 15, 2013 |
| 4 | Insider transaction | Oct 9, 2013 | Oct 9, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 29, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 3, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 24, 2012 | — |
| 4 | Insider transaction | Sep 21, 2011 | Sep 12, 2011 |
| 4/A | Primary document | Jul 12, 2011 | Jul 8, 2011 |
| 4 | Insider transaction | Jul 11, 2011 | Jul 8, 2011 |
| 4 | Insider transaction | Jul 11, 2011 | Jun 14, 2011 |
| 4 | Insider transaction | Jul 6, 2011 | Jul 6, 2011 |
| 4 | Insider transaction | Mar 21, 2011 | Aug 17, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 9, 2011 | — |
| SC 13G | Ownership over 5% (passive) | Feb 9, 2011 | — |
| SC 13G | Ownership over 5% (passive) | Jan 28, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 18, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 14, 2011 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 11, 2011 | — |
| SC 13D | Ownership over 5% (active) | Jan 11, 2011 | — |
| 4 | Insider transaction | Nov 12, 2010 | Nov 12, 2010 |
| 4 | Insider transaction | Nov 12, 2010 | Nov 9, 2010 |
| 4 | Insider transaction | Sep 24, 2010 | Sep 13, 2010 |
| SC 13D | Ownership over 5% (active) | Jul 1, 2010 | — |
| 3 | Initial insider ownership | Jun 30, 2010 | Jun 27, 2010 |
| SC 13D | Ownership over 5% (active) | Jun 30, 2010 | — |
| 3 | Initial insider ownership | Jun 30, 2010 | Jun 27, 2010 |
| 3 | Initial insider ownership | Jun 7, 2010 | Jun 3, 2010 |
| 3 | Initial insider ownership | Jun 4, 2010 | Jun 3, 2010 |
| 3 | Initial insider ownership | Apr 15, 2010 | Mar 31, 2010 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 12, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 20, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 8, 2010 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 8, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2009 | — |
| 3 | Initial insider ownership | Feb 10, 2009 | Jan 31, 2009 |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2009 | — |
| SC 13G | Ownership over 5% (passive) | Jan 12, 2009 | — |
| 3 | Initial insider ownership | Jan 9, 2009 | Dec 31, 2008 |
| 3 | Initial insider ownership | Jan 2, 2009 | Jan 1, 2009 |
| 3 | Initial insider ownership | Sep 23, 2008 | Sep 22, 2008 |
| 4 | Insider transaction | Jul 10, 2008 | May 27, 2005 |
| SC 13G | Ownership over 5% (passive) | Jan 17, 2008 | — |
| 4 | Insider transaction | Jun 26, 2007 | Jun 26, 2007 |
| 3 | Initial insider ownership | Mar 20, 2007 | Dec 28, 2004 |
| 3 | Initial insider ownership | Mar 8, 2007 | Mar 1, 2007 |
| 3 | Initial insider ownership | Jan 23, 2007 | Jan 9, 2007 |
| 3 | Initial insider ownership | Jul 19, 2006 | Jul 11, 2006 |
| 3 | Initial insider ownership | Jun 20, 2006 | Jan 1, 2005 |
| 3 | Initial insider ownership | Jun 15, 2006 | Feb 7, 2006 |
| 3 | Initial insider ownership | Jan 5, 2006 | Dec 30, 2005 |
| 4 | Insider transaction | Sep 13, 2005 | Sep 9, 2005 |
| 3 | Initial insider ownership | Sep 13, 2005 | Sep 9, 2005 |
| 4 | Insider transaction | Sep 12, 2005 | Sep 9, 2005 |
| 3 | Initial insider ownership | Aug 18, 2005 | Aug 16, 2005 |
| 3 | Initial insider ownership | Aug 16, 2005 | Aug 9, 2005 |
| 4 | Insider transaction | Jun 24, 2005 | Jun 20, 2005 |
| 3 | Initial insider ownership | Jun 24, 2005 | Jun 23, 2005 |
| 4 | Insider transaction | Jun 14, 2005 | Jun 14, 2005 |
| 3 | Initial insider ownership | Jun 14, 2005 | Jun 13, 2005 |
| 3 | Initial insider ownership | Jun 10, 2005 | May 26, 2005 |
| 4 | Insider transaction | May 31, 2005 | May 27, 2005 |
| 3 | Initial insider ownership | May 26, 2005 | Dec 2, 2004 |
| 4 | Insider transaction | May 2, 2005 | Apr 28, 2005 |
| 3 | Initial insider ownership | Apr 6, 2005 | Apr 5, 2005 |
| 3 | Initial insider ownership | Apr 1, 2005 | Mar 31, 2005 |
| 3 | Initial insider ownership | Feb 3, 2005 | Feb 2, 2005 |
| 3 | Initial insider ownership | Dec 14, 2004 | Dec 8, 2004 |
| 3 | Initial insider ownership | Dec 10, 2004 | Dec 10, 2004 |
| 3 | Initial insider ownership | Dec 6, 2004 | Dec 6, 2004 |
| 3/A | Primary document | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
| 3 | Initial insider ownership | Dec 2, 2004 | Dec 2, 2004 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- PHD
- Fiscal year ends
- November 30
- Incorporated in
- MD
- Headquarters
- Boston, MA
- SEC CIK
- 1305767
- Former names
- Pioneer Floating Rate Trust (until Apr 27, 2021)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.