Pioneer Floating Rate Fund, Inc. SEC filings PHD
Pioneer Floating Rate Fund, Inc. has 542 filings in SEC EDGAR's recent list, going back to Oct 13, 2004. The most recent current report (Form 8-K) was filed on May 9, 2025 (bylaw or fiscal year change). The company's fiscal year ends on November 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-8F ORDR | Filing | Sep 24, 2026 | — |
| N-PX | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-8F NTC | Filing | Aug 31, 2026 | — |
| N-8F | Phd n-8f | Jul 30, 2026 | — |
| NPORT-P | Filing | Apr 23, 2026 | Feb 27, 2026 |
| 40-17G | Vp iv, vvif ii, et al - fidelity bond 2026 | Apr 9, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 17, 2026 | — |
| N-CEN | Filing | Feb 12, 2026 | Nov 30, 2025 |
| N-CSR | Pioneer floating rate fund, inc. | Feb 5, 2026 | Nov 30, 2025 |
| NPORT-P | Filing | Jan 26, 2026 | Nov 28, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2025 | — |
| NPORT-P | Filing | Oct 27, 2025 | Aug 29, 2025 |
| 25-NSE | Delisting notice | Oct 15, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 25, 2025 | — |
| N-PX | Filing | Aug 27, 2025 | Jun 30, 2025 |
| DEFA14A | Additional proxy material | Aug 21, 2025 | — |
| DEFA14A | Additional proxy material | Aug 19, 2025 | — |
| DEFA14A | Additional proxy material | Aug 7, 2025 | — |
| DEFA14A | Additional proxy material | Aug 7, 2025 | — |
| N-CSRS | Pioneer floating rate fund, inc. | Aug 7, 2025 | May 31, 2025 |
| NPORT-P | Filing | Jul 29, 2025 | May 30, 2025 |
| DEFA14A | Additional proxy material | Jul 9, 2025 | — |
| DEF 14A | Proxy statement | Jun 10, 2025 | Jul 17, 2025 |
| CORRESP | Letter to the SEC | Jun 3, 2025 | — |
| PRE 14A | Preliminary proxy statement | May 20, 2025 | Jul 17, 2025 |
| 8-K |
Current report
Bylaw or fiscal year change
|
May 9, 2025 | May 7, 2025 |
| 8-K |
Current report
Other events
|
May 8, 2025 | May 7, 2025 |
| NPORT-P | Filing | Apr 29, 2025 | Feb 28, 2025 |
| 40-17G | Vp iv and vvif ii fidelity bond 2025 | Apr 14, 2025 | — |
| 3 | Initial insider ownership | Apr 4, 2025 | Apr 1, 2025 |
| 8-K |
Current report
Other events
|
Apr 2, 2025 | Apr 1, 2025 |
| DEFA14A | Additional proxy material | Mar 26, 2025 | — |
| 8-K |
Current report
Other events
|
Mar 25, 2025 | Mar 25, 2025 |
| DFAN14A | Filing | Feb 24, 2025 | — |
| N-CEN | Filing | Feb 12, 2025 | Nov 30, 2024 |
| DEFC14A | Phd | Feb 11, 2025 | — |
| CORRESP | Letter to the SEC | Feb 10, 2025 | — |
| DEFC14A | Pioneer floating rate fund, inc. | Feb 10, 2025 | — |
| N-CSR | Pioneer floating rate fund, inc. | Feb 5, 2025 | Nov 30, 2024 |
| PRER14A | Hnw phd pht | Feb 3, 2025 | — |
| PREC14A | Filing | Jan 31, 2025 | — |
| PRE 14A | Preliminary proxy statement | Jan 29, 2025 | Mar 26, 2025 |
| NPORT-P | Filing | Jan 24, 2025 | Nov 29, 2024 |
| NPORT-P | Filing | Oct 23, 2024 | Aug 30, 2024 |
| DEFA14A | Additional proxy material | Sep 27, 2024 | — |
| 40-17G | Pioneer family of mutual funds | Sep 10, 2024 | — |
| N-PX | Filing | Aug 28, 2024 | Jun 30, 2024 |
| DEF 14A | Proxy statement | Aug 21, 2024 | Oct 3, 2024 |
| N-CSRS | Pioneer floating rate fund, inc. | Aug 9, 2024 | May 31, 2024 |
| NPORT-P | Filing | Jul 24, 2024 | May 31, 2024 |
| 8-K |
Current report
Other events
|
Jul 19, 2024 | Jul 15, 2024 |
| NPORT-P | Filing | Apr 24, 2024 | Feb 29, 2024 |
| NPORT-P/A | Filing | Mar 12, 2024 | Aug 31, 2023 |
| NPORT-P/A | Filing | Mar 12, 2024 | May 31, 2023 |
| NPORT-P/A | Filing | Mar 12, 2024 | Feb 28, 2023 |
| NPORT-P/A | Filing | Mar 12, 2024 | Nov 30, 2022 |
| NPORT-P/A | Filing | Mar 12, 2024 | Aug 31, 2022 |
| N-CEN | Filing | Feb 9, 2024 | Nov 30, 2023 |
| N-CSR | Pioneer floating rate fund, inc. | Feb 5, 2024 | Nov 30, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 31, 2024 | — |
| 3 | Initial insider ownership | Jan 30, 2024 | Jan 22, 2024 |
| NPORT-P | Filing | Jan 26, 2024 | Nov 30, 2023 |
| NPORT-P | Filing | Oct 27, 2023 | Aug 31, 2023 |
| N-CEN/A | Filing | Oct 25, 2023 | Nov 30, 2022 |
| N-CEN/A | Filing | Oct 25, 2023 | Nov 30, 2021 |
| N-CEN/A | Filing | Oct 25, 2023 | Nov 30, 2020 |
| N-CEN/A | Filing | Oct 25, 2023 | Nov 30, 2019 |
| N-CEN/A | Filing | Oct 25, 2023 | Nov 30, 2018 |
| CORRESP | Letter to the SEC | Oct 16, 2023 | — |
| 40-17G | Pioneer family of mutual funds | Sep 14, 2023 | — |
| 3 | Initial insider ownership | Sep 5, 2023 | Sep 1, 2023 |
| N-PX | Form n-px | Aug 28, 2023 | Jun 30, 2023 |
| DEFA14A | Additional proxy material | Aug 18, 2023 | — |
| DEFA14A | Additional proxy material | Aug 11, 2023 | — |
| DEFA14A | Additional proxy material | Aug 9, 2023 | — |
| N-CSRS | Pioneer floating rate fund, inc. | Aug 1, 2023 | May 31, 2023 |
| DEF 14A | Proxy statement | Jul 26, 2023 | Sep 12, 2023 |
| NPORT-P | Filing | Jul 24, 2023 | May 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | May 9, 2023 | — |
| NPORT-P | Filing | Apr 27, 2023 | Feb 28, 2023 |
| N-CEN | Filing | Feb 13, 2023 | Nov 30, 2022 |
| N-CSR | Filing | Feb 3, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2023 | — |
| NPORT-P | Filing | Jan 26, 2023 | Nov 30, 2022 |
| NPORT-P | Filing | Oct 28, 2022 | Aug 31, 2022 |
| 40-17G | Pioneer family of mutual funds | Sep 15, 2022 | — |
| N-PX | Filing | Aug 29, 2022 | Jun 30, 2022 |
| DEFA14A | Additional proxy material | Aug 22, 2022 | — |
| DEFA14A | Additional proxy material | Aug 12, 2022 | — |
| DEFA14A | Additional proxy material | Aug 12, 2022 | — |
| N-CSRS | Pioneer floating rate fund, inc. | Aug 2, 2022 | May 31, 2022 |
| DEF 14A | Proxy statement | Jul 29, 2022 | Sep 15, 2022 |
| NPORT-P | Filing | Jul 25, 2022 | May 31, 2022 |
| NPORT-P/A | Filing | Jul 18, 2022 | Nov 30, 2021 |
| NPORT-P/A | Filing | Jul 18, 2022 | Feb 28, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 6, 2022 | — |
| N-CEN/A | Filing | Jun 13, 2022 | Nov 30, 2021 |
| NPORT-P | Filing | Apr 25, 2022 | Feb 28, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| N-CEN | Filing | Feb 14, 2022 | Nov 30, 2021 |
| N-CSR | Pioneer floating rate fund, inc. | Feb 8, 2022 | Nov 30, 2021 |
| NPORT-P | Filing | Jan 21, 2022 | Nov 30, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 20, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2021 | — |
| NPORT-P | Filing | Oct 28, 2021 | Aug 31, 2021 |
| NPORT-P/A | Filing | Oct 1, 2021 | May 31, 2021 |
| 40-17G | Pioneer family of mutual funds | Sep 27, 2021 | — |
| 3 | Initial insider ownership | Sep 20, 2021 | Jul 20, 2021 |
| DEFA14A | Additional proxy material | Aug 27, 2021 | — |
| N-PX | Npx | Aug 26, 2021 | Jun 30, 2021 |
| DEFA14A | Additional proxy material | Aug 23, 2021 | — |
| DEFA14A | Additional proxy material | Aug 23, 2021 | — |
| N-CSRS | Pioneer floating rate trust | Aug 4, 2021 | May 31, 2021 |
| DEF 14A | Proxy statement | Jul 29, 2021 | Sep 15, 2021 |
| NPORT-P | Filing | Jul 28, 2021 | May 31, 2021 |
| 3 | Initial insider ownership | May 10, 2021 | May 1, 2021 |
| NPORT-P | Filing | Apr 27, 2021 | Feb 28, 2021 |
| 8-K |
Current report
Material agreement, Change to shareholder rights, Bylaw or fiscal year change
|
Apr 21, 2021 | Apr 21, 2021 |
| N-8A/A | Pioneer floating rate trust | Apr 21, 2021 | — |
| 8-A12B/A | Pioneer floating rate trust | Apr 21, 2021 | — |
| 8-K |
Current report
Other events
|
Apr 7, 2021 | Apr 7, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 7, 2021 | — |
| 3 | Initial insider ownership | Mar 23, 2021 | Mar 22, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| N-CEN | Filing | Feb 10, 2021 | Nov 30, 2020 |
| N-CSR | Pioneer floating rate trust | Feb 5, 2021 | Nov 30, 2020 |
| NPORT-P | Filing | Jan 27, 2021 | Nov 30, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Dec 31, 2020 | — |
| 4 | Insider transaction | Dec 30, 2020 | Dec 28, 2020 |
| SC TO-I/A | Pioneer floating rate trust | Dec 29, 2020 | — |
| 4 | Insider transaction | Dec 28, 2020 | Dec 23, 2020 |
| 8-K |
Current report
Bylaw or fiscal year change
|
Nov 25, 2020 | Nov 24, 2020 |
| SC TO-I | Pioneer floating rate trust | Nov 23, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 9, 2020 | — |
| NPORT-P | Filing | Oct 28, 2020 | Aug 31, 2020 |
| 40-17G | Pioneer family of mutual funds | Oct 1, 2020 | — |
| DEFA14A | Additional proxy material | Sep 4, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 1, 2020 | — |
| SC TO-C | Pioneer floating rate trust | Sep 1, 2020 | — |
| DEFA14A | Additional proxy material | Aug 31, 2020 | — |
| DEFA14A | Additional proxy material | Aug 27, 2020 | — |
| N-PX | Form n-px | Aug 27, 2020 | Jun 30, 2020 |
| DEFA14A | Additional proxy material | Aug 26, 2020 | — |
| DFAN14A | Pioneer floating rate trust | Aug 25, 2020 | — |
| DFRN14A | Pioneer floating rate trust | Aug 18, 2020 | — |
| 3 | Initial insider ownership | Aug 17, 2020 | Jan 1, 2020 |
| DEFA14A | Additional proxy material | Aug 14, 2020 | — |
| DEFA14A | Additional proxy material | Aug 14, 2020 | — |
| DEFA14A | Additional proxy material | Aug 7, 2020 | — |
| DEFA14A | Additional proxy material | Aug 7, 2020 | — |
| DEFA14A | Additional proxy material | Aug 4, 2020 | — |
| DEFA14A | Additional proxy material | Aug 4, 2020 | — |
| DEFC14A | Pioneer floating rate trust | Aug 3, 2020 | — |
| N-CSRS | Pioneer floating rate trust | Jul 31, 2020 | May 31, 2020 |
| DFAN14A | Pioneer floating rate trust | Jul 30, 2020 | — |
| DEFC14A | Pioneer floating rate trust | Jul 29, 2020 | — |
| NPORT-P | Filing | Jul 28, 2020 | May 31, 2020 |
| DEFA14A | Additional proxy material | Jul 22, 2020 | — |
| PREC14A | Pioneer floating rate trust | Jul 20, 2020 | — |
| PREC14A | Pioneer floating rate trust | Jul 14, 2020 | — |
| 4 | Insider transaction | Jun 22, 2020 | Jun 17, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 17, 2020 | — |
| 4 | Insider transaction | Jun 17, 2020 | Jun 15, 2020 |
| 4 | Insider transaction | Jun 15, 2020 | Jun 11, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 11, 2020 | — |
| 4 | Insider transaction | Jun 11, 2020 | Jun 9, 2020 |
| 4 | Insider transaction | Jun 9, 2020 | Jun 4, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 4, 2020 | — |
| 4 | Insider transaction | Jun 4, 2020 | Jun 1, 2020 |
| 4 | Insider transaction | Jun 1, 2020 | May 28, 2020 |
| 4 | Insider transaction | May 28, 2020 | May 26, 2020 |
| 4 | Insider transaction | May 26, 2020 | May 21, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | May 21, 2020 | — |
| 4 | Insider transaction | May 21, 2020 | May 19, 2020 |
| 4 | Insider transaction | May 19, 2020 | May 15, 2020 |
| 4 | Insider transaction | May 15, 2020 | May 13, 2020 |
| 4 | Insider transaction | May 13, 2020 | May 12, 2020 |
| DEFA14A | Additional proxy material | May 7, 2020 | — |
| SC 13D/A | Amended ownership over 5% (active) | May 5, 2020 | — |
| SC 13D | Ownership over 5% (active) | May 1, 2020 | — |
| CORRESP | Letter to the SEC | Apr 30, 2020 | — |
| NT NPORT-P | Filing | Apr 29, 2020 | Jan 31, 2020 |
| NPORT-P | Filing | Apr 29, 2020 | Feb 29, 2020 |
| 4 | Insider transaction | Apr 29, 2020 | Apr 27, 2020 |
| 4 | Insider transaction | Apr 28, 2020 | Apr 24, 2020 |
| 4 | Insider transaction | Apr 24, 2020 | Apr 22, 2020 |
| 4 | Insider transaction | Apr 22, 2020 | Apr 20, 2020 |
| 4 | Insider transaction | Apr 20, 2020 | Apr 16, 2020 |
| 4 | Insider transaction | Apr 16, 2020 | Apr 15, 2020 |
| 4 | Insider transaction | Apr 14, 2020 | Apr 9, 2020 |
| 4 | Insider transaction | Apr 9, 2020 | Apr 7, 2020 |
| 4 | Insider transaction | Apr 6, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 23, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 18, 2020 | Mar 16, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 13, 2020 |
| 4 | Insider transaction | Mar 11, 2020 | Mar 10, 2020 |
| 4 | Insider transaction | Mar 6, 2020 | Mar 4, 2020 |
| 4 | Insider transaction | Mar 4, 2020 | Mar 2, 2020 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PHD
- Fiscal year ends
- November 30
- Incorporated in
- MD
- Headquarters
- Boston, MA
- SEC CIK
- 1305767
- Former names
- Pioneer Floating Rate Trust (until Apr 27, 2021)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.