PennantPark Floating Rate Capital Ltd. SEC filings PFLA
PennantPark Floating Rate Capital Ltd. has 754 filings in SEC EDGAR's recent list, going back to Nov 1, 2010. Its latest annual report, Form 10-K, was filed on Nov 24, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | May 12, 2026 | May 12, 2026 |
| 4 | Insider transaction | Mar 12, 2026 | Mar 11, 2026 |
| 4 | Insider transaction | Feb 23, 2026 | Feb 19, 2026 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 21, 2025 |
| 4 | Insider transaction | May 16, 2025 | May 14, 2025 |
| 4 | Insider transaction | Jun 11, 2024 | Jun 5, 2024 |
| 4 | Insider transaction | Jun 3, 2024 | May 30, 2024 |
| 4 | Insider transaction | Jun 3, 2024 | May 28, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 13, 2024 |
| 3 | Initial insider ownership | Jun 16, 2022 | Jun 13, 2022 |
| 3 | Initial insider ownership | May 11, 2022 | May 3, 2022 |
| 4 | Insider transaction | Feb 18, 2022 | Feb 17, 2022 |
| 3 | Initial insider ownership | Jun 30, 2021 | Jun 21, 2021 |
| 4 | Insider transaction | Dec 21, 2020 | Dec 17, 2020 |
| 4 | Insider transaction | Dec 17, 2020 | Dec 15, 2020 |
| 4 | Insider transaction | Dec 15, 2020 | Dec 11, 2020 |
| 4 | Insider transaction | Dec 7, 2020 | Dec 3, 2020 |
| 4 | Insider transaction | Jun 11, 2020 | Jun 10, 2020 |
| 4 | Insider transaction | Apr 2, 2020 | Mar 31, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 24, 2020 | Mar 20, 2020 |
| 4 | Insider transaction | Mar 23, 2020 | Mar 20, 2020 |
| 4 | Insider transaction | Mar 19, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 19, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 18, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 3, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Feb 27, 2020 | Feb 26, 2020 |
| 4 | Insider transaction | Nov 27, 2019 | Nov 26, 2019 |
| 4 | Insider transaction | Nov 26, 2019 | Nov 25, 2019 |
| 4 | Insider transaction | Nov 25, 2019 | Nov 22, 2019 |
| 4 | Insider transaction | Sep 5, 2019 | Sep 4, 2019 |
| 4 | Insider transaction | Aug 16, 2019 | Aug 15, 2019 |
| 4 | Insider transaction | Aug 14, 2019 | Aug 13, 2019 |
| 4 | Insider transaction | Aug 13, 2019 | Aug 12, 2019 |
| 4 | Insider transaction | Aug 12, 2019 | Aug 9, 2019 |
| 4 | Insider transaction | May 20, 2019 | May 17, 2019 |
| 4 | Insider transaction | May 16, 2019 | May 14, 2019 |
| 4 | Insider transaction | May 16, 2019 | May 15, 2019 |
| 4 | Insider transaction | May 15, 2019 | May 14, 2019 |
| 4 | Insider transaction | May 14, 2019 | May 10, 2019 |
| 4 | Insider transaction | May 14, 2019 | May 13, 2019 |
| 4 | Insider transaction | May 13, 2019 | May 10, 2019 |
| 4 | Insider transaction | Feb 28, 2018 | Feb 27, 2018 |
| 4 | Insider transaction | Feb 27, 2018 | Feb 26, 2018 |
| 4 | Insider transaction | Feb 16, 2018 | Feb 15, 2018 |
| 4 | Insider transaction | Feb 15, 2018 | Feb 14, 2018 |
| 4 | Insider transaction | Feb 14, 2018 | Feb 13, 2018 |
| 4 | Insider transaction | Feb 13, 2018 | Feb 12, 2018 |
| 4 | Insider transaction | Feb 12, 2016 | Feb 11, 2016 |
| 4 | Insider transaction | Feb 10, 2016 | Feb 9, 2016 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2016 | — |
| 4 | Insider transaction | Nov 24, 2015 | Nov 23, 2015 |
| 4 | Insider transaction | Nov 17, 2015 | Nov 16, 2015 |
| 4 | Insider transaction | Sep 8, 2015 | Sep 4, 2015 |
| 4 | Insider transaction | Sep 1, 2015 | Aug 31, 2015 |
| 4 | Insider transaction | Aug 28, 2015 | Aug 26, 2015 |
| 4 | Insider transaction | Aug 28, 2015 | Aug 26, 2015 |
| 4 | Insider transaction | Aug 26, 2015 | Aug 24, 2015 |
| 4 | Insider transaction | Aug 21, 2015 | Aug 20, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2015 | — |
| 4 | Insider transaction | Aug 27, 2014 | Aug 26, 2014 |
| 4 | Insider transaction | Aug 25, 2014 | Aug 21, 2014 |
| 4 | Insider transaction | May 19, 2014 | May 15, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 25, 2013 | — |
| 4 | Insider transaction | May 22, 2013 | May 22, 2013 |
| 4 | Insider transaction | Mar 25, 2013 | Mar 21, 2013 |
| 4 | Insider transaction | Feb 21, 2013 | Feb 20, 2013 |
| 4 | Insider transaction | Feb 19, 2013 | Feb 15, 2013 |
| 4 | Insider transaction | Feb 14, 2013 | Feb 13, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2013 | — |
| 4 | Insider transaction | Feb 12, 2013 | Feb 8, 2013 |
| 4 | Insider transaction | Feb 7, 2013 | Feb 6, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 6, 2013 | — |
| 4 | Insider transaction | Feb 5, 2013 | Feb 1, 2013 |
| 4 | Insider transaction | Jan 31, 2013 | Jan 30, 2013 |
| 4 | Insider transaction | Jan 29, 2013 | Jan 25, 2013 |
| 4 | Insider transaction | Jan 24, 2013 | Jan 23, 2013 |
| 4 | Insider transaction | Jan 22, 2013 | Jan 18, 2013 |
| 4 | Insider transaction | Jan 17, 2013 | Jan 16, 2013 |
| SC 13G | Ownership over 5% (passive) | May 29, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2012 | — |
| 4 | Insider transaction | Dec 2, 2011 | Nov 30, 2011 |
| SC 13G | Ownership over 5% (passive) | Sep 16, 2011 | — |
| 4 | Insider transaction | Aug 22, 2011 | Aug 18, 2011 |
| 4 | Insider transaction | Aug 15, 2011 | Aug 12, 2011 |
| 4 | Insider transaction | Aug 11, 2011 | Aug 10, 2011 |
| 4 | Insider transaction | Aug 10, 2011 | Aug 9, 2011 |
| 4 | Insider transaction | Aug 10, 2011 | Aug 9, 2011 |
| 4 | Insider transaction | Aug 9, 2011 | Aug 8, 2011 |
| 4 | Insider transaction | Aug 9, 2011 | Aug 8, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
| 3 | Initial insider ownership | Apr 15, 2011 | Apr 7, 2011 |
Showing 99 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- PFLT (NYSE), PFLA (NYSE)
- Fiscal year ends
- September 30
- Headquarters
- New York, NY
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1504619
- Former names
- PennantPark Senior Floating Rate Fund Inc. (until Dec 16, 2010)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.