PennantPark Floating Rate Capital Ltd. SEC filings PFLA
PennantPark Floating Rate Capital Ltd. has 754 filings in SEC EDGAR's recent list, going back to Nov 1, 2010. Its latest annual report, Form 10-K, was filed on Nov 24, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| CORRESP | Letter to the SEC | Jul 30, 2026 | — |
| 40-17G | Filing | Jun 11, 2026 | — |
| CERT | Nyse certification | Jun 2, 2026 | — |
| 8-A12B | Filing | Jun 1, 2026 | — |
| 497AD | Filing | May 27, 2026 | — |
| 40-APP/A | Filing | May 4, 2026 | — |
| 497AD | Filing | Feb 25, 2026 | — |
| 40-APP | Filing | Dec 17, 2025 | — |
| 40-17G | Filing | Sep 12, 2025 | — |
| 40-17G | Filing | Aug 21, 2025 | — |
| EFFECT | Filing | Jul 17, 2024 | — |
| N-2/A | Filing | Jul 15, 2024 | — |
| CORRESP | Letter to the SEC | Jun 21, 2024 | — |
| N-2/A | Filing | Jun 21, 2024 | — |
| N-2 | Filing | May 24, 2024 | — |
| 40-17G | Form 40-17g | Jun 22, 2023 | — |
| 497AD | Filing | Jan 24, 2023 | — |
| 497AD | Filing | Jan 24, 2023 | — |
| EFFECT | Filing | Jan 9, 2023 | — |
| N-2 | Filing | Dec 15, 2022 | — |
| 497AD | Filing | Aug 9, 2022 | — |
| 40-APP/A | Filing | Jul 28, 2022 | — |
| 40-17G | Form 40-17g | Jun 10, 2022 | — |
| 40-APP/A | Filing | Apr 29, 2022 | — |
| 25 | Form 25 | Apr 13, 2022 | — |
| CERT | Nyse certification | Apr 1, 2022 | — |
| 8-A12B | Filing | Mar 31, 2022 | — |
| 40-APP/A | Filing | Mar 11, 2022 | — |
| 40-APP | Filing | Jan 28, 2022 | — |
| 497AD | Filing | Oct 4, 2021 | — |
| 40-17G | Form 40-17g | Jun 10, 2021 | — |
| 497AD | Filing | Mar 19, 2021 | — |
| 497AD | Filing | Mar 18, 2021 | — |
| 497AD | Filing | Mar 18, 2021 | — |
| 497AD | Filing | Mar 15, 2021 | — |
| 40-17G | Form 40-17g | Jun 9, 2020 | — |
| EFFECT | Filing | Jan 29, 2020 | — |
| CORRESP | Letter to the SEC | Jan 28, 2020 | — |
| N-2/A | Amendment no. 1 to form n-2 | Jan 28, 2020 | — |
| N-2 | Filing | Dec 16, 2019 | — |
| 40-17G | Form 40-17g | Jun 10, 2019 | — |
| EFFECT | Filing | Feb 6, 2019 | — |
| CORRESP | Letter to the SEC | Feb 5, 2019 | — |
| CORRESP | Letter to the SEC | Feb 5, 2019 | — |
| POS 8C | Post effective amendment no. 4 to form n-2 | Dec 7, 2018 | — |
| 40-17G | Form 40-17g | Jun 8, 2018 | — |
| EFFECT | Filing | Jan 31, 2018 | — |
| 497 | Filing | Jan 31, 2018 | — |
| CORRESP | Letter to the SEC | Jan 29, 2018 | — |
| CORRESP | Letter to the SEC | Jan 29, 2018 | — |
| POS 8C | Filing | Dec 13, 2017 | — |
| POS EX | Filing | Oct 27, 2017 | — |
| 497 | Filing | Oct 25, 2017 | — |
| 497AD | Form 497ad | Oct 25, 2017 | — |
| 497AD | Form 497ad | Oct 25, 2017 | — |
| 497 | Filing | Oct 24, 2017 | — |
| 40-17G | Form 40-17g | Jun 9, 2017 | — |
| POS EX | Filing | Feb 16, 2017 | — |
| 497 | Filing | Feb 14, 2017 | — |
| 497AD | Pennantpark floating rate capital ltd. 497 ad | Feb 14, 2017 | — |
| 497 | Filing | Feb 13, 2017 | — |
| 497AD | Pennantpark floating rate capital ltd. 497 ad | Feb 13, 2017 | — |
| EFFECT | Filing | Jan 19, 2017 | — |
| 497 | Form 497 | Jan 19, 2017 | — |
| CORRESP | Letter to the SEC | Jan 17, 2017 | — |
| CORRESP | Letter to the SEC | Jan 17, 2017 | — |
| CORRESP | Letter to the SEC | Dec 15, 2016 | — |
| N-2 | Form n-2 | Dec 15, 2016 | — |
| 40-17G | Form 40-17g | Jun 10, 2016 | — |
| 425 | Filing | Jul 14, 2015 | — |
| 497 | Filing | Jul 1, 2015 | — |
| EFFECT | Filing | Jun 25, 2015 | — |
| CORRESP | Letter to the SEC | Jun 24, 2015 | — |
| CORRESP | Letter to the SEC | Jun 24, 2015 | — |
| CORRESP | Letter to the SEC | Jun 16, 2015 | — |
| N-14 8C/A | Amendment no. 1 to form n-14 | Jun 16, 2015 | — |
| 40-17G | Form 40-17g | Jun 10, 2015 | — |
| N-14 8C | Form n-14 8c | May 18, 2015 | — |
| 425 | Filing | May 1, 2015 | — |
| 425 | Filing | Apr 29, 2015 | — |
| EFFECT | Filing | Jan 15, 2015 | — |
| 497 | Prospectus | Jan 15, 2015 | — |
| CORRESP | Letter to the SEC | Jan 12, 2015 | — |
| CORRESP | Letter to the SEC | Jan 12, 2015 | — |
| CORRESP | Letter to the SEC | Nov 25, 2014 | — |
| POS 8C | Post-effective amendment no. 2 to form n-2 | Nov 25, 2014 | — |
| 40-17G | Form 40-17g | Jun 9, 2014 | — |
| 40-APP/A | Filing | Mar 20, 2014 | — |
| 40-APP/A | Filing | Mar 5, 2014 | — |
| EFFECT | Filing | Jan 30, 2014 | — |
| POS 8C | Post-effective amendment no. 1 to form n-2 | Dec 13, 2013 | — |
| 40-APP/A | Filing | Dec 5, 2013 | — |
| EFFECT | Filing | Sep 20, 2013 | — |
| UPLOAD | Letter from the SEC | Sep 20, 2013 | — |
| CORRESP | Letter to the SEC | Sep 18, 2013 | — |
| CORRESP | Letter to the SEC | Sep 18, 2013 | — |
| N-2/A | Amendment no. 1 to form n-2 | Sep 18, 2013 | — |
| N-2 | Form n-2 | Aug 13, 2013 | — |
| CORRESP | Letter to the SEC | Aug 7, 2013 | — |
| 40-APP/A | Filing | Aug 7, 2013 | — |
| POS EX | Filing | Jul 18, 2013 | — |
| 497 | Filing | Jul 17, 2013 | — |
| 497AD | Pennantpark floating rate capital ltd. 497ad | Jul 16, 2013 | — |
| 497 | Filing | Jul 15, 2013 | — |
| EFFECT | Filing | Jul 5, 2013 | — |
| POS 8C | Post-effective amendment no. 3 to form n-2 | Jul 3, 2013 | — |
| 40-17G | Form 40-17g | Jun 10, 2013 | — |
| POS 8C | Post-effective amendment no. 2 to form n-2 | May 13, 2013 | — |
| POS EX | Post-effective amendment no.1 to form n-2 | Mar 21, 2013 | — |
| 497 | Filing | Mar 21, 2013 | — |
| 497AD | Pennantpark floating rate capital ltd. 497ad | Mar 21, 2013 | — |
| 497 | Filing | Mar 20, 2013 | — |
| 497AD | Pennantpark floating rate capital ltd. 497ad | Mar 20, 2013 | — |
| 40-APP | Filing | Mar 15, 2013 | — |
| EFFECT | Filing | Jul 26, 2012 | — |
| UPLOAD | Letter from the SEC | Jul 26, 2012 | — |
| N-2/A | Amendment no. 3 to form n-2 | Jul 25, 2012 | — |
| CORRESP | Letter to the SEC | Jul 25, 2012 | — |
| N-2/A | Amendment no.2 to form n-2 | Jul 25, 2012 | — |
| CORRESP | Letter to the SEC | Jul 3, 2012 | — |
| CORRESP | Letter to the SEC | Jul 3, 2012 | — |
| 40-17G | Form 40-17g | Jun 8, 2012 | — |
| N-2/A | Amendment no. 1 to form n-2 | May 10, 2012 | — |
| N-2 | Form n-2 | Mar 14, 2012 | — |
| CORRESP | Letter to the SEC | Dec 7, 2011 | — |
| 40-17G | Joint fidelity bond agreement | Nov 1, 2011 | — |
| EFFECT | Filing | Apr 8, 2011 | — |
| 497 | Form 497 | Apr 8, 2011 | — |
| CORRESP | Letter to the SEC | Apr 8, 2011 | — |
| 497AD | Form 497ad | Apr 8, 2011 | — |
| N-2/A | Amendment no. 7 to form n-2 | Apr 8, 2011 | — |
| CORRESP | Letter to the SEC | Apr 7, 2011 | — |
| N-2/A | Amendment no. 6 to form n-2 | Apr 7, 2011 | — |
| N-54A | Form n-54a | Apr 7, 2011 | — |
| 8-A12B | Form 8-a | Apr 7, 2011 | — |
| CORRESP | Letter to the SEC | Apr 5, 2011 | — |
| N-2/A | Amendment no. 5 to form n-2 | Apr 5, 2011 | — |
| N-2/A | Amendment no. 4 to form n-2 | Apr 1, 2011 | — |
| CORRESP | Letter to the SEC | Mar 31, 2011 | — |
| N-2/A | Amendment no. 3 to form n-2 | Mar 29, 2011 | — |
| N-2/A | Amendment no. 2 to form n-2 | Feb 10, 2011 | — |
| N-2/A | Amendment no. 1 to form n-2 | Dec 16, 2010 | — |
| UPLOAD | Letter from the SEC | Dec 1, 2010 | — |
| N-2 | Form n-2 | Nov 1, 2010 | — |
| N-8A | Form n-8a | Nov 1, 2010 | — |
Showing 145 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFLT (NYSE), PFLA (NYSE)
- Fiscal year ends
- September 30
- Headquarters
- New York, NY
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1504619
- Former names
- PennantPark Senior Floating Rate Fund Inc. (until Dec 16, 2010)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.