Flaherty & Crumrine Preferred & Income Fund Inc SEC filings PFD

Flaherty & Crumrine Preferred & Income Fund Inc has 411 filings in SEC EDGAR's recent list, going back to Jan 26, 1996. The most recent current report (Form 8-K) was filed on May 2, 2019 (other events). The company's fiscal year ends on November 30.

Flaherty & Crumrine Preferred & Income Fund Inc SEC filings
Form Description Filed Period
SCHEDULE 13G/A Amended ownership over 5% (passive) Apr 6, 2026 —
3 Initial insider ownership Feb 6, 2026 Jan 21, 2026
SCHEDULE 13G Ownership over 5% (passive) Oct 2, 2025 —
3 Initial insider ownership Jan 29, 2024 Jan 19, 2024
5/A Primary document Dec 19, 2018 Nov 30, 2018
5 Annual insider ownership Dec 19, 2018 Nov 30, 2018
5 Annual insider ownership Feb 19, 2016 Nov 30, 2015
5 Annual insider ownership Feb 19, 2016 Nov 30, 2015
5 Annual insider ownership Feb 17, 2016 Nov 30, 2015
5 Annual insider ownership Feb 17, 2016 Nov 30, 2015
5 Annual insider ownership Feb 16, 2016 Nov 30, 2015
4 Insider transaction Aug 20, 2013 Aug 19, 2013
4 Insider transaction Aug 6, 2013 Aug 6, 2013
4 Insider transaction Jun 3, 2013 Jun 3, 2013
5/A Primary document May 16, 2013 Nov 30, 2012
5 Annual insider ownership May 16, 2013 Nov 30, 2012
4 Insider transaction May 21, 2010 Apr 14, 2010
SC 13G/A Amended ownership over 5% (passive) Feb 5, 2010 —
4 Insider transaction Jan 6, 2010 Jan 4, 2010
SC 13G Ownership over 5% (passive) Feb 10, 2009 —
SC 13G Ownership over 5% (passive) Feb 14, 2008 —
4 Insider transaction Nov 7, 2007 Nov 7, 2007
4 Insider transaction Nov 7, 2007 Nov 6, 2007
4 Insider transaction Aug 14, 2007 Aug 14, 2007
4 Insider transaction Dec 28, 2006 Dec 26, 2006
4 Insider transaction Dec 28, 2006 Dec 26, 2006
4 Insider transaction Jan 26, 2006 Jan 24, 2006
4 Insider transaction Sep 28, 2005 Sep 28, 2005
3 Initial insider ownership Jul 27, 2005 Jul 22, 2005
3 Initial insider ownership Apr 29, 2005 Apr 21, 2005
3 Initial insider ownership Apr 29, 2005 Apr 21, 2005
4/A Primary document Jan 3, 2005 Dec 27, 2004
4 Insider transaction Dec 28, 2004 Dec 27, 2004
3 Initial insider ownership Aug 2, 2004 Jul 23, 2004
4 Insider transaction Apr 6, 2004 Apr 6, 2004
4 Insider transaction Apr 6, 2004 Apr 5, 2004
4/A Primary document Dec 29, 2003 Dec 29, 2003
4 Insider transaction Dec 24, 2003 Dec 23, 2003
SC 13G Ownership over 5% (passive) Nov 5, 2003 —
SC 13G Ownership over 5% (passive) Oct 22, 2003 —
SC 13G Ownership over 5% (passive) Sep 2, 2003 —
3 Initial insider ownership Jul 23, 2003 Jul 18, 2003
SC 13G Ownership over 5% (passive) Jul 17, 2003 —
SC 13D Ownership over 5% (active) Jul 11, 2003 —
SC 13D Ownership over 5% (active) Jul 1, 2003 —
SC 13D Ownership over 5% (active) Jun 18, 2003 —
SC 13D Ownership over 5% (active) Jun 18, 2003 —
SC 13D Ownership over 5% (active) Jun 6, 2003 —
SC 13D Ownership over 5% (active) May 28, 2003 —
SC 13D Ownership over 5% (active) May 8, 2003 —
SC 13D Ownership over 5% (active) Feb 26, 2003 —
SC 13D Ownership over 5% (active) Aug 13, 2002 —
SC 13D Ownership over 5% (active) Dec 1, 2000 —
SC 13G Ownership over 5% (passive) Feb 3, 2000 —
SC 13G/A Amended ownership over 5% (passive) Feb 3, 1999 —

Showing 55 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
PFD (NYSE)
Fiscal year ends
November 30
Incorporated in
MD
Headquarters
Pasadena, CA
SEC CIK
868578
Former names
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC (until May 30, 2019); PREFERRED INCOME FUND INC (until Apr 29, 2005)

Source: SEC EDGAR filings. This is company-reported data, not investment advice.