Flaherty & Crumrine Preferred & Income Fund Inc SEC filings PFD

Flaherty & Crumrine Preferred & Income Fund Inc has 411 filings in SEC EDGAR's recent list, going back to Jan 26, 1996. The most recent current report (Form 8-K) was filed on May 2, 2019 (other events). The company's fiscal year ends on November 30.

Flaherty & Crumrine Preferred & Income Fund Inc SEC filings
Form Description Filed Period
NPORT-P Filing Oct 28, 2026 Aug 31, 2026
N-PX Filing Aug 6, 2026 Jun 30, 2026
N-CSRS Certified semi-annual shareholder report Jul 31, 2026 May 31, 2026
NPORT-P Filing Jul 27, 2026 May 29, 2026
40-17G Fidelity bond pursuant to rule 17g1(g)(1) May 13, 2026 —
NPORT-P Filing Apr 23, 2026 Feb 27, 2026
N-CEN Filing Feb 11, 2026 Nov 30, 2025
N-CSR Certified annual shareholder report Feb 4, 2026 Nov 30, 2025
NPORT-P Filing Jan 23, 2026 Nov 28, 2025
NPORT-P Filing Oct 29, 2025 Aug 29, 2025
N-PX Filing Aug 15, 2025 Jun 30, 2025
N-CSRS Certified semi-annual shareholder report Jul 31, 2025 May 31, 2025
NPORT-P Filing Jul 25, 2025 May 30, 2025
40-17G Fidelity bond Jun 20, 2025 —
NPORT-P Filing Apr 24, 2025 Feb 28, 2025
N-CEN Filing Feb 6, 2025 Nov 30, 2024
N-CSR Certified annual shareholder report Feb 4, 2025 Nov 30, 2024
NPORT-P Filing Jan 28, 2025 Nov 29, 2024
NPORT-P Filing Oct 28, 2024 Aug 30, 2024
N-PX Filing Aug 20, 2024 Jun 30, 2024
N-CSRS Certified semi-annual shareholder report Jul 30, 2024 May 31, 2024
NPORT-P Filing Jul 24, 2024 May 31, 2024
40-17G Fidelity bond Jun 5, 2024 —
NPORT-P Filing Apr 24, 2024 Feb 29, 2024
N-CEN Filing Feb 8, 2024 Nov 30, 2023
N-CSR Certified annual shareholder report Feb 2, 2024 Nov 30, 2023
NPORT-P Filing Jan 26, 2024 Nov 30, 2023
NPORT-P Filing Oct 26, 2023 Aug 31, 2023
N-PX Annual report of proxy voting record Aug 17, 2023 Jun 30, 2023
N-CSRS Certified semi-annual shareholder report Aug 3, 2023 May 31, 2023
NPORT-P Filing Jul 24, 2023 May 31, 2023
40-17G Fidelity bond Jun 9, 2023 —
NPORT-P Filing Apr 27, 2023 Feb 28, 2023
N-CEN Filing Feb 6, 2023 Nov 30, 2022
N-CSR Certified annual shareholder report Feb 1, 2023 —
NPORT-P Filing Jan 24, 2023 Nov 30, 2022
NPORT-P Filing Oct 27, 2022 Aug 31, 2022
N-PX Annual report of proxy voting record Aug 10, 2022 Jun 30, 2022
N-CSRS Certified semi-annual shareholder report Jul 29, 2022 May 31, 2022
NPORT-P Filing Jul 25, 2022 May 31, 2022
40-17G Fidelity bond May 19, 2022 —
NPORT-P Filing Apr 28, 2022 Feb 28, 2022
N-CEN Filing Feb 10, 2022 Nov 30, 2021
N-CSR Certified annual shareholder report Feb 4, 2022 Nov 30, 2021
NPORT-P Filing Jan 21, 2022 Nov 30, 2021
NPORT-P Filing Oct 28, 2021 Aug 31, 2021
N-PX Annual report of proxy voting record Aug 5, 2021 Jun 30, 2021
N-CSRS Certified semi-annual shareholder report Jul 30, 2021 May 31, 2021
NPORT-P Filing Jul 23, 2021 May 28, 2021
40-17G Fidelity bond May 26, 2021 —
POS EX Post-effective amendment Apr 30, 2021 —
NPORT-P Filing Apr 27, 2021 Feb 26, 2021
EFFECT Filing Apr 19, 2021 —
N-2/A Amendment to form n-2 Apr 16, 2021 —
CORRESP Letter to the SEC Mar 31, 2021 —
N-CEN Filing Feb 11, 2021 Nov 30, 2020
N-2 Initial filing of a registration statement Feb 5, 2021 —
N-CSR Annual shareholder report Jan 29, 2021 Nov 30, 2020
NPORT-P Filing Jan 27, 2021 Nov 30, 2020
NPORT-P Filing Oct 28, 2020 Aug 31, 2020
N-PX Annual report of proxy voting record Aug 14, 2020 Jun 30, 2020
N-CSRS Certified semi-annual shareholder report Jul 31, 2020 May 31, 2020
NPORT-P Filing Jul 28, 2020 May 29, 2020
CORRESP Letter to the SEC May 26, 2020 —
40-17G Fidelity bond May 11, 2020 —
NPORT-P Filing Apr 29, 2020 Feb 28, 2020
N-CEN Filing Feb 7, 2020 Nov 30, 2019
N-CSR Annual shareholder report Jan 29, 2020 Nov 30, 2019
NPORT-P Filing Jan 27, 2020 Nov 29, 2019
NPORT-EX Filing Oct 24, 2019 Aug 31, 2019
N-PX Annual report of proxy voting record Aug 16, 2019 Jun 30, 2019
N-CSRS Certified semi-annual shareholder report Jul 29, 2019 May 31, 2019
40-17G Fidelity bond May 30, 2019 —
N-30B-2 Periodic and interim reports Apr 29, 2019 Feb 28, 2019
N-Q Quarterly schedule of portfolio holdings Apr 29, 2019 Feb 28, 2019
N-CEN Filing Feb 12, 2019 Nov 30, 2018
N-CSR Certified annual shareholder report Jan 29, 2019 Nov 30, 2018
N-30B-2 Periodic and interim reports Oct 26, 2018 Aug 31, 2018
N-Q Quarterly schedule of portfolio holdings Oct 26, 2018 Aug 31, 2018
N-PX Annual report of proxy voting record Aug 7, 2018 Jun 30, 2018
N-CSRS Semi-annual shareholder report Jul 27, 2018 May 31, 2018
40-17G Fidelity bond May 31, 2018 —
N-30B-2 Periodic and interim reports Apr 27, 2018 Feb 28, 2018
N-Q Quarterly schedule of portfolio holdings Apr 27, 2018 Feb 28, 2018
NSAR-B Filing Jan 29, 2018 Nov 30, 2017
N-CSR Flaherty & crumrine preferred income fund inc Jan 29, 2018 Nov 30, 2017
N-30B-2 Flaherty & crumrine preferred income fund incorporated Oct 24, 2017 Aug 31, 2017
N-Q Flaherty & crumrine preferred income fund incorporated Oct 24, 2017 Aug 31, 2017
CORRESP Letter to the SEC Sep 15, 2017 —
N-PX Annual report of proxy voting record Aug 24, 2017 Jun 30, 2017
NSAR-A Filing Jul 28, 2017 May 31, 2017
N-CSRS Flaherty & crumrine preferred income fund inc Jul 28, 2017 May 31, 2017
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) Jun 1, 2017 —
N-30B-2 Flaherty & crumrine preferred income fund incorporated Apr 28, 2017 Feb 28, 2017
N-Q Flaherty & crumrine preferred income fund incorporated Apr 28, 2017 Feb 28, 2017
N-CSR Flaherty & crumrine preferred income fund inc Jan 27, 2017 Nov 30, 2016
NSAR-B Filing Jan 27, 2017 Nov 30, 2016
N-30B-2 Flaherty & crumrine preferred income fund incorporated Oct 28, 2016 Aug 31, 2016
N-Q Flaherty & crumrine preferred income fund incorporated Oct 27, 2016 Aug 31, 2016
N-PX/A Amendment to annual report of proxy voting record Aug 30, 2016 Jun 30, 2016
N-PX Annual report of proxy voting record Aug 1, 2016 Jun 30, 2016
N-CSRS Flaherty & crumrine preferred income fund Jul 29, 2016 May 31, 2016
NSAR-A Filing Jul 28, 2016 May 31, 2016
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) May 11, 2016 —
N-30B-2 Flaherty & crumrine preferred income fund incorporated Apr 28, 2016 Feb 29, 2016
N-Q Flaherty & crumrine preferred income fund incorporated Apr 28, 2016 Feb 29, 2016
N-CSR Flaherty & crumrine preferred income fund incorporated Jan 29, 2016 Nov 30, 2015
NSAR-B Filing Jan 29, 2016 Nov 30, 2015
N-30B-2 Flaherty & crumrine preferred income fund incorporated Oct 29, 2015 Aug 31, 2015
N-Q Flaherty & crumrine preferred income fund incorporated Oct 29, 2015 Aug 31, 2015
N-PX Annual report of proxy voting record Aug 12, 2015 Jun 30, 2015
N-CSRS Flaherty & crumrine preferred income fund Jul 29, 2015 May 31, 2015
NSAR-A Filing Jul 29, 2015 May 31, 2015
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) May 19, 2015 —
N-30B-2 Flaherty & crumrine preferred income fund incorporated Apr 28, 2015 Feb 28, 2015
N-Q Flaherty & crumrine preferred income fund incorporated Apr 28, 2015 Feb 28, 2015
N-CSR Flaherty & crumrine preferred income fund incorporated Jan 30, 2015 Nov 30, 2014
NSAR-B Filing Jan 28, 2015 Nov 30, 2014
N-30B-2 Flaherty & crumrine preferreed income fund incorporated Oct 29, 2014 Aug 31, 2014
N-Q Flaherty & crimurine preferred income fund incorporated Oct 29, 2014 Aug 31, 2014
N-PX Annual report of proxy voting record Aug 14, 2014 Jun 30, 2014
N-CSRS Flaherty & crumrine preferred income fund Jul 30, 2014 May 31, 2014
NSAR-A Filing Jul 29, 2014 May 31, 2014
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) May 28, 2014 —
CORRESP Letter to the SEC May 23, 2014 —
N-30B-2 Flaherty & crumrine preferred income fund incorporated Apr 29, 2014 Feb 28, 2014
N-Q Flaherty & crumrine preferred income fund incorporated Apr 28, 2014 Feb 28, 2014
N-CSR Flaherty & crumrine preferred income fund incorporated Jan 30, 2014 Nov 30, 2013
NSAR-B Filing Jan 28, 2014 Nov 30, 2013
N-30B-2 Flaherty & crumrine preferred income fund incorporated Oct 28, 2013 Aug 31, 2013
N-Q Flaherty & crumrine preferred income fund incorporated Oct 28, 2013 Aug 31, 2013
N-PX Annual report of proxy voting record Aug 13, 2013 Jun 30, 2013
N-CSRS Flaherty & crumrine preferred income fund Jul 30, 2013 May 31, 2013
NSAR-A Filing Jul 26, 2013 May 31, 2013
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) Jun 24, 2013 —
N-30B-2 Flaherty & crumrine preferred income fund Apr 29, 2013 Feb 28, 2013
N-Q Flaherty & crumrine preferred income fund incorproated Apr 29, 2013 Feb 28, 2013
N-CSR Flaherty & crumrine preferred income fund incorporated Jan 29, 2013 Nov 30, 2012
NSAR-B Filing Jan 29, 2013 Nov 30, 2012
N-30B-2 Flahery & crumrine preferrred income fund Oct 30, 2012 Aug 31, 2012
N-Q Flaherty & crumrine preferred income fund incorporated Oct 30, 2012 Aug 31, 2012
N-CSRS Flaherty & crumrine preferred income fund inc Jul 30, 2012 May 31, 2012
N-PX Annual report of proxy voting record Jul 25, 2012 Jun 30, 2012
NSAR-A Filing Jul 25, 2012 May 31, 2012
40-17G Fidelity bond filed pursuant to rule 17g-1(g)(1) Jun 8, 2012 —
N-30B-2 Flahery & crumrine preferrred income fund Apr 27, 2012 Feb 29, 2012
N-Q Flaherty & crumrine preferred income fund incorporated Apr 27, 2012 Feb 29, 2012
DEFR14A Definitive revised proxy soliciting materials Mar 8, 2012 —
CORRESP Letter to the SEC Mar 6, 2012 —
N-CSR Form n-csr Jan 27, 2012 Nov 30, 2011
NSAR-B Filing Jan 27, 2012 Nov 30, 2011
N-30B-2 Form n-30b-2 Oct 28, 2011 Aug 31, 2011
N-Q Form n-q Oct 28, 2011 Aug 31, 2011
N-PX Form n-px Aug 22, 2011 Jun 30, 2011
N-CSRS Filing Aug 8, 2011 May 31, 2011
NSAR-A Filing Jul 27, 2011 May 31, 2011
40-17G Filing Jun 3, 2011 —
CORRESP Letter to the SEC May 3, 2011 —
N-30B-2 Filing Apr 28, 2011 Feb 28, 2011
N-Q Form n-q Apr 26, 2011 Feb 28, 2011
NSAR-B Filing Jan 28, 2011 Nov 30, 2010
N-CSR Form n-csr Jan 28, 2011 Nov 30, 2010
N-30B-2 Filing Oct 28, 2010 Aug 31, 2010
N-Q Form n-q Oct 27, 2010 Aug 31, 2010
N-PX Form n-px Aug 23, 2010 Jun 30, 2010
40-17G Filing Aug 4, 2010 —
N-CSRS Filing Jul 28, 2010 May 31, 2010
NSAR-A Filing Jul 28, 2010 May 31, 2010
N-30B-2 Flaherty pfd n30 0210 Apr 29, 2010 Feb 28, 2010
N-Q Flaherty and crumrine preferred income fund Apr 28, 2010 Feb 28, 2010
40-17G 40-17g filing pfd 02/26/10 Feb 26, 2010 —
N-CSR Flaherty pfd ncsr 1109 Jan 28, 2010 Nov 30, 2009
NSAR-B Filing Jan 28, 2010 Nov 30, 2009
N-30B-2 Pfd n30 0809 Oct 28, 2009 Aug 31, 2009
N-Q Pfd nq 0809 Oct 28, 2009 Aug 31, 2009
N-PX Flaherty pfd npd 0809 Aug 21, 2009 Aug 11, 2009
N-CSRS Pfd ncsr 0509 Jul 30, 2009 May 31, 2009
NSAR-A Filing Jul 29, 2009 May 31, 2009
N-23C-2 Notice of intent Jun 26, 2009 Jun 26, 2009
40-17G Policy and resolutions May 19, 2009 —
N-30B-2 Pfd n30b2 0209 Apr 28, 2009 Feb 28, 2009
N-30B-2 Pfd n30b2 0209 Apr 28, 2009 Feb 28, 2009
N-30D Pfd n30 0209 Apr 28, 2009 Feb 28, 2009
N-Q Wrapper with the quarterly inserted Apr 28, 2009 Feb 28, 2009
40-APP/A Revised 40 app for flaherty funds Apr 23, 2009 —
40-APP/A Pfd 40apa 032309 Mar 23, 2009 —
N-23C-2 Flaherty pfd n23c 02/24/09 Feb 24, 2009 Feb 24, 2009
CORRESP Letter to the SEC Feb 10, 2009 —
N-CSR Pfd ncsr 1108 Jan 29, 2009 Nov 30, 2008
NSAR-B Filing Jan 29, 2009 Nov 30, 2008
40-APP Auto-generated paper document Nov 4, 2008 —
N-23C-2/A Second amendment Oct 31, 2008 Nov 12, 2008
N-30B-2 Flahery pfd n30 0808 Oct 29, 2008 Aug 31, 2008
N-23C-2 Flaherty pfd 23c 102808 Oct 28, 2008 Oct 28, 2009
N-Q Preferred income fund quarterly report Oct 28, 2008 Aug 31, 2008
N-23C-2/A Filing Oct 24, 2008 Nov 12, 2008
N-23C-2 Filing Oct 21, 2008 Nov 20, 2008
N-23C-2 Filing Oct 14, 2008 Nov 11, 2008
N-PX Flaherty pfd npx 2008 Aug 7, 2008 Aug 5, 2008
N-CSRS Pfd ncsrs 0508 Jul 30, 2008 May 31, 2008

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
PFD (NYSE)
Fiscal year ends
November 30
Incorporated in
MD
Headquarters
Pasadena, CA
SEC CIK
868578
Former names
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC (until May 30, 2019); PREFERRED INCOME FUND INC (until Apr 29, 2005)

Source: SEC EDGAR filings. This is company-reported data, not investment advice.