Japan Smaller Capitalization Fund Inc SEC filings JOF
Japan Smaller Capitalization Fund Inc has 469 filings in SEC EDGAR's recent list, going back to Apr 23, 1996. The most recent current report (Form 8-K) was filed on Aug 30, 2024 (bylaw or fiscal year change). The company's fiscal year ends on February 28.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Nov 6, 2026 | Nov 5, 2026 |
| 4 | Insider transaction | Nov 4, 2026 | Nov 3, 2026 |
| 4 | Insider transaction | Nov 3, 2026 | Nov 2, 2026 |
| 4 | Insider transaction | Nov 2, 2026 | Oct 29, 2026 |
| 4 | Insider transaction | Oct 29, 2026 | Oct 28, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 23, 2026 | — |
| 4 | Insider transaction | Oct 20, 2026 | Oct 16, 2026 |
| 4 | Insider transaction | Oct 16, 2026 | Oct 14, 2026 |
| 3 | Initial insider ownership | Oct 16, 2026 | Oct 13, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 15, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 7, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Sep 23, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 31, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2026 | — |
| 3 | Initial insider ownership | Aug 3, 2026 | Aug 1, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 31, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 24, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 30, 2026 | — |
| 3 | Initial insider ownership | Apr 8, 2026 | Apr 1, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Feb 18, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 22, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 15, 2026 | — |
| 4 | Insider transaction | Dec 23, 2025 | Dec 22, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Dec 3, 2025 | — |
| 3 | Initial insider ownership | Dec 1, 2025 | Nov 13, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 14, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 10, 2025 | — |
| 4 | Insider transaction | Sep 19, 2025 | Sep 17, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 23, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 23, 2025 | — |
| 3 | Initial insider ownership | Apr 11, 2025 | Apr 11, 2025 |
| SCHEDULE 13D | Ownership over 5% (active) | Mar 10, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 14, 2025 | — |
| 4 | Insider transaction | Jan 14, 2025 | Jan 13, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 13, 2025 | — |
| 4 | Insider transaction | Dec 11, 2024 | Dec 11, 2024 |
| 3 | Initial insider ownership | Nov 27, 2024 | Nov 21, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 9, 2024 | — |
| 3 | Initial insider ownership | May 22, 2024 | May 15, 2024 |
| 3 | Initial insider ownership | Apr 30, 2024 | Apr 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2024 | — |
| 3 | Initial insider ownership | Aug 25, 2023 | Aug 25, 2023 |
| 4 | Insider transaction | Jun 29, 2023 | Jun 20, 2023 |
| 3 | Initial insider ownership | Apr 5, 2023 | Apr 1, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 8, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2023 | — |
| 3 | Initial insider ownership | Sep 1, 2022 | Sep 1, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| 3 | Initial insider ownership | Dec 14, 2021 | Dec 1, 2021 |
| SC 13G | Ownership over 5% (passive) | Dec 9, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 8, 2021 | — |
| 3 | Initial insider ownership | Nov 30, 2021 | Nov 22, 2021 |
| 3/A | Filing | Aug 30, 2021 | Aug 26, 2021 |
| 3 | Initial insider ownership | Aug 26, 2021 | Aug 26, 2021 |
| 3 | Initial insider ownership | Apr 16, 2021 | Apr 1, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 4, 2020 | — |
| 3 | Initial insider ownership | Apr 5, 2019 | Apr 1, 2019 |
| 3 | Initial insider ownership | Apr 5, 2019 | Apr 1, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Feb 8, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 22, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2018 | — |
| 3 | Initial insider ownership | Nov 26, 2018 | Nov 20, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 29, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 24, 2017 | — |
| 3 | Initial insider ownership | Aug 31, 2016 | Aug 25, 2016 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2016 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 1, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 27, 2016 | — |
| 3 | Initial insider ownership | Aug 28, 2015 | Aug 20, 2015 |
| 4 | Insider transaction | Jul 29, 2015 | Jul 27, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 5, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 4, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 11, 2014 | — |
| 3 | Initial insider ownership | Apr 4, 2014 | Apr 1, 2014 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2014 | — |
| SC 13G | Ownership over 5% (passive) | Jan 27, 2014 | — |
| 3 | Initial insider ownership | Nov 21, 2013 | Nov 14, 2013 |
| 3 | Initial insider ownership | Oct 31, 2013 | Oct 21, 2013 |
| 3 | Initial insider ownership | Oct 31, 2013 | Oct 21, 2013 |
| 3 | Initial insider ownership | Oct 31, 2013 | Oct 21, 2013 |
| 3 | Initial insider ownership | Oct 11, 2013 | Oct 2, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 9, 2013 | — |
| 3 | Initial insider ownership | Jul 9, 2013 | Jul 1, 2013 |
| 3 | Initial insider ownership | Jul 9, 2013 | Jul 1, 2013 |
| 4 | Insider transaction | May 31, 2013 | May 31, 2013 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2013 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 5, 2013 | — |
| 4 | Insider transaction | Jan 11, 2013 | Jan 9, 2013 |
| 3 | Initial insider ownership | Apr 9, 2012 | Apr 1, 2012 |
| 3 | Initial insider ownership | Feb 29, 2012 | Feb 21, 2012 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2012 | — |
| SC 13G | Ownership over 5% (passive) | Feb 8, 2012 | — |
| 4 | Insider transaction | Aug 5, 2011 | Aug 4, 2011 |
| 4 | Insider transaction | Aug 5, 2011 | Aug 4, 2011 |
| 3 | Initial insider ownership | Jun 16, 2011 | Jun 1, 2011 |
| 3 | Initial insider ownership | Nov 23, 2010 | Nov 18, 2010 |
| 4 | Insider transaction | Oct 8, 2009 | Oct 7, 2009 |
| 4 | Insider transaction | Sep 17, 2008 | Sep 15, 2008 |
| 3 | Initial insider ownership | Sep 5, 2008 | Sep 1, 2008 |
| 3 | Initial insider ownership | Sep 5, 2008 | Sep 1, 2008 |
| 3 | Initial insider ownership | Aug 20, 2008 | May 13, 2008 |
| 3 | Initial insider ownership | Apr 7, 2008 | Apr 1, 2008 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 16, 2008 | — |
| 4 | Insider transaction | Dec 28, 2007 | Dec 27, 2007 |
| 4/A | Filing | Dec 28, 2007 | Dec 26, 2007 |
| 4 | Insider transaction | Dec 27, 2007 | Dec 26, 2007 |
| 3 | Initial insider ownership | Oct 1, 2007 | Nov 18, 2006 |
| 3 | Initial insider ownership | Oct 1, 2007 | Nov 8, 2006 |
| 4/A | Filing | Oct 1, 2007 | Feb 23, 2007 |
| 3 | Initial insider ownership | Aug 20, 2007 | Aug 16, 2007 |
| 3 | Initial insider ownership | Jun 8, 2007 | May 31, 2007 |
| 4 | Insider transaction | Feb 26, 2007 | Feb 23, 2007 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 30, 2007 | — |
| 4 | Insider transaction | Jun 14, 2006 | Jan 17, 2006 |
| 4 | Insider transaction | Mar 3, 2006 | Mar 1, 2006 |
| 4 | Insider transaction | Feb 23, 2006 | Feb 21, 2006 |
| 4/A | Filing | Feb 7, 2006 | Dec 15, 2005 |
| 4 | Insider transaction | Jan 6, 2006 | Dec 15, 2005 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 5, 2006 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 4, 2005 | — |
| 4 | Insider transaction | Sep 15, 2005 | Sep 13, 2005 |
| SC 13G | Ownership over 5% (passive) | Aug 29, 2005 | — |
| 3 | Initial insider ownership | Jul 12, 2005 | Jun 20, 2005 |
| 3 | Initial insider ownership | Jun 30, 2005 | Jun 13, 2005 |
| 3 | Initial insider ownership | Apr 6, 2005 | Apr 1, 2004 |
| 3 | Initial insider ownership | Apr 6, 2005 | Apr 1, 2005 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 7, 2005 | — |
| 3 | Initial insider ownership | Sep 3, 2004 | Aug 18, 2004 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2004 | — |
| 3 | Initial insider ownership | Jan 9, 2004 | Jan 1, 2004 |
| SC 13G | Ownership over 5% (passive) | Mar 5, 2003 | — |
| SC 13G | Ownership over 5% (passive) | Nov 12, 2002 | — |
| SC 13G | Ownership over 5% (passive) | Jul 18, 2001 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 12, 2001 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2001 | — |
| SC 13G | Ownership over 5% (passive) | Jul 21, 2000 | — |
| SC 13G | Ownership over 5% (passive) | Jul 21, 2000 | — |
Showing 172 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- JOF (NYSE)
- Fiscal year ends
- February 28
- Incorporated in
- MD
- Headquarters
- New York, NY
- SEC CIK
- 859796
- Former names
- JAPAN OTC EQUITY FUND INC (until Apr 29, 2002)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.