Japan Smaller Capitalization Fund Inc SEC filings JOF
Japan Smaller Capitalization Fund Inc has 469 filings in SEC EDGAR's recent list, going back to Apr 23, 1996. The most recent current report (Form 8-K) was filed on Aug 30, 2024 (bylaw or fiscal year change). The company's fiscal year ends on February 28.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Nov 6, 2026 | Nov 5, 2026 |
| 4 | Insider transaction | Nov 4, 2026 | Nov 3, 2026 |
| N-CSRS | Japan smaller capitalization fund inc - n-csrs | Nov 4, 2026 | Aug 31, 2026 |
| 4 | Insider transaction | Nov 3, 2026 | Nov 2, 2026 |
| 4 | Insider transaction | Nov 2, 2026 | Oct 29, 2026 |
| NPORT-P | Filing | Oct 30, 2026 | Aug 31, 2026 |
| 4 | Insider transaction | Oct 29, 2026 | Oct 28, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 23, 2026 | — |
| 4 | Insider transaction | Oct 20, 2026 | Oct 16, 2026 |
| DEFR14A | Japan smaller capitalization fund inc - defr14a | Oct 16, 2026 | — |
| 4 | Insider transaction | Oct 16, 2026 | Oct 14, 2026 |
| 3 | Initial insider ownership | Oct 16, 2026 | Oct 13, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 15, 2026 | — |
| DEF 14A | Proxy statement | Oct 13, 2026 | Nov 19, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 7, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Sep 23, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 31, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2026 | — |
| N-PX | Filing | Aug 12, 2026 | Jun 30, 2026 |
| 3 | Initial insider ownership | Aug 3, 2026 | Aug 1, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 31, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 24, 2026 | — |
| NPORT-P | Filing | Jul 16, 2026 | May 31, 2026 |
| SC TO-I/A | Filing | Jul 13, 2026 | — |
| SC TO-I | Filing | Jun 1, 2026 | — |
| SC TO-C | Filing | May 26, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2026 | — |
| N-CEN | Filing | May 13, 2026 | Feb 28, 2026 |
| N-CSR | Nomura japan smaller capitalization fund - n-csr | May 5, 2026 | Feb 28, 2026 |
| 40-17G | Filing | May 5, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 30, 2026 | — |
| NPORT-P | Filing | Apr 28, 2026 | Feb 28, 2026 |
| 3 | Initial insider ownership | Apr 8, 2026 | Apr 1, 2026 |
| 40-APP/A | Japan smaller capitalization fund, inc - 40-appa | Feb 23, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Feb 18, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 22, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 15, 2026 | — |
| NPORT-P | Filing | Jan 15, 2026 | Nov 30, 2025 |
| 4 | Insider transaction | Dec 23, 2025 | Dec 22, 2025 |
| 40-APP/A | Japan smaller capitalization fund, inc - 40-appa | Dec 17, 2025 | — |
| 40-APP | Japan smaller capitalization fund, inc - 40-app | Dec 4, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Dec 3, 2025 | — |
| 3 | Initial insider ownership | Dec 1, 2025 | Nov 13, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 14, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 10, 2025 | — |
| N-CSRS | Japan smaller capitalization fund - n-csrs | Oct 30, 2025 | Aug 31, 2025 |
| NPORT-P | Filing | Oct 30, 2025 | Aug 31, 2025 |
| DEF 14A | Proxy statement | Oct 14, 2025 | Nov 13, 2025 |
| 4 | Insider transaction | Sep 19, 2025 | Sep 17, 2025 |
| N-PX | Filing | Aug 22, 2025 | Jun 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2025 | — |
| NPORT-P | Filing | Jul 18, 2025 | May 31, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | May 23, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| 40-17G | Filing | May 9, 2025 | — |
| N-CEN | Filing | May 9, 2025 | Feb 28, 2025 |
| N-CSR | Japan smaller capitalization fund inc - ncsr | May 7, 2025 | Feb 28, 2025 |
| NPORT-P | Filing | Apr 29, 2025 | Feb 28, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 23, 2025 | — |
| 3 | Initial insider ownership | Apr 11, 2025 | Apr 11, 2025 |
| SCHEDULE 13D | Ownership over 5% (active) | Mar 10, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 14, 2025 | — |
| NPORT-P | Filing | Jan 16, 2025 | Nov 30, 2024 |
| 4 | Insider transaction | Jan 14, 2025 | Jan 13, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 13, 2025 | — |
| 4 | Insider transaction | Dec 11, 2024 | Dec 11, 2024 |
| 3 | Initial insider ownership | Nov 27, 2024 | Nov 21, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Nov 14, 2024 | — |
| N-CSRS | Japan smaller capitalization fund, inc - n-csrs | Oct 29, 2024 | Aug 31, 2024 |
| NPORT-P | Filing | Oct 25, 2024 | Aug 31, 2024 |
| DEF 14A | Proxy statement | Oct 24, 2024 | Nov 21, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Oct 9, 2024 | — |
| 8-K |
Current report
Bylaw or fiscal year change
|
Aug 30, 2024 | Aug 26, 2024 |
| N-PX | Filing | Aug 23, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Jul 23, 2024 | May 31, 2024 |
| 3 | Initial insider ownership | May 22, 2024 | May 15, 2024 |
| 40-17G | Filing | May 16, 2024 | — |
| N-CSR | Japan smaller capitalization fund, inc_n-csr ixbrl | May 6, 2024 | Feb 29, 2024 |
| N-CEN | Filing | May 2, 2024 | Feb 29, 2024 |
| 3 | Initial insider ownership | Apr 30, 2024 | Apr 30, 2024 |
| NPORT-P | Filing | Apr 25, 2024 | Feb 29, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 12, 2024 | — |
| NPORT-P | Filing | Jan 8, 2024 | Nov 30, 2023 |
| N-CSRS | Filing | Oct 24, 2023 | Aug 31, 2023 |
| NPORT-P | Filing | Oct 24, 2023 | Aug 31, 2023 |
| DEF 14A | Proxy statement | Oct 10, 2023 | Nov 20, 2023 |
| 3 | Initial insider ownership | Aug 25, 2023 | Aug 25, 2023 |
| N-PX | Filing | Aug 24, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Jul 10, 2023 | May 31, 2023 |
| 4 | Insider transaction | Jun 29, 2023 | Jun 20, 2023 |
| 40-17G | Filing | May 9, 2023 | — |
| N-CSR | Filing | May 5, 2023 | Feb 28, 2023 |
| N-CEN | Filing | May 3, 2023 | Feb 28, 2023 |
| NPORT-P | Filing | Apr 27, 2023 | Feb 28, 2023 |
| 3 | Initial insider ownership | Apr 5, 2023 | Apr 1, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 8, 2023 | — |
| 8-K |
Current report
Other events
|
Mar 8, 2023 | Feb 28, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2023 | — |
| NPORT-P | Filing | Jan 17, 2023 | Nov 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 13, 2023 | — |
| 8-K |
Current report
Material agreement
|
Dec 20, 2022 | Dec 15, 2022 |
| DEF 14A | Proxy statement | Nov 7, 2022 | Dec 15, 2022 |
| CORRESP | Letter to the SEC | Oct 28, 2022 | — |
| PRER14A | Form prer14a | Oct 28, 2022 | — |
| NPORT-P | Filing | Oct 24, 2022 | Aug 31, 2022 |
| N-CSRS | Filing | Oct 24, 2022 | Aug 31, 2022 |
| PRE 14A | Preliminary proxy statement | Sep 30, 2022 | Nov 21, 2022 |
| 3 | Initial insider ownership | Sep 1, 2022 | Sep 1, 2022 |
| CORRESP | Letter to the SEC | Aug 10, 2022 | — |
| N-PX | Filing | Aug 5, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | Jul 14, 2022 | May 31, 2022 |
| N-CSR | Filing | May 5, 2022 | Feb 28, 2022 |
| 40-17G | Filing | May 4, 2022 | — |
| N-CEN | Filing | May 2, 2022 | Feb 28, 2022 |
| NPORT-P | Filing | Apr 27, 2022 | Feb 28, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| NPORT-P | Filing | Jan 19, 2022 | Nov 30, 2021 |
| 3 | Initial insider ownership | Dec 14, 2021 | Dec 1, 2021 |
| SC 13G | Ownership over 5% (passive) | Dec 9, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 8, 2021 | — |
| 3 | Initial insider ownership | Nov 30, 2021 | Nov 22, 2021 |
| N-CSRS | Filing | Oct 27, 2021 | Aug 31, 2021 |
| NPORT-P | Filing | Oct 26, 2021 | Aug 31, 2021 |
| DEF 14A | Proxy statement | Oct 8, 2021 | Nov 22, 2021 |
| 3/A | Filing | Aug 30, 2021 | Aug 26, 2021 |
| 3 | Initial insider ownership | Aug 26, 2021 | Aug 26, 2021 |
| N-PX | Filing | Aug 9, 2021 | Jun 30, 2021 |
| NPORT-P | Filing | Jul 20, 2021 | May 31, 2021 |
| 40-17G | Filing | Jun 4, 2021 | — |
| N-CEN | Filing | May 5, 2021 | Feb 28, 2021 |
| N-CSR | Filing | Apr 29, 2021 | Feb 28, 2021 |
| NPORT-P | Filing | Apr 27, 2021 | Feb 28, 2021 |
| 3 | Initial insider ownership | Apr 16, 2021 | Apr 1, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2021 | — |
| NPORT-P | Filing | Jan 22, 2021 | Nov 30, 2020 |
| N-CSRS | Filing | Oct 23, 2020 | Aug 31, 2020 |
| NPORT-P | Filing | Oct 23, 2020 | Aug 31, 2020 |
| DEF 14A | Proxy statement | Oct 13, 2020 | Nov 24, 2020 |
| N-PX | Filing | Aug 26, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | Jul 24, 2020 | May 29, 2020 |
| 40-17G | Filing | May 14, 2020 | — |
| N-CEN | Filing | May 11, 2020 | Feb 29, 2020 |
| N-CSR | Filing | May 7, 2020 | Feb 29, 2020 |
| CORRESP | Letter to the SEC | Apr 2, 2020 | — |
| 8-K |
Current report
Auditor change
|
Mar 30, 2020 | Mar 30, 2020 |
| 8-K |
Current report
Auditor change
|
Mar 4, 2020 | Feb 27, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 4, 2020 | — |
| N-Q | Filing | Jan 23, 2020 | Nov 30, 2019 |
| N-CSRS | Filing | Oct 30, 2019 | Aug 31, 2019 |
| DEF 14A | Proxy statement | Oct 11, 2019 | Nov 26, 2019 |
| N-PX | Filing | Aug 21, 2019 | Jun 30, 2019 |
| N-Q | Filing | Jul 26, 2019 | May 31, 2019 |
| N-CEN | Filing | May 10, 2019 | Feb 28, 2019 |
| 40-17G | Filing | May 7, 2019 | — |
| N-CSR | Filing | May 3, 2019 | Feb 28, 2019 |
| 3 | Initial insider ownership | Apr 5, 2019 | Apr 1, 2019 |
| 3 | Initial insider ownership | Apr 5, 2019 | Apr 1, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Feb 8, 2019 | — |
| N-Q | Filing | Jan 24, 2019 | Nov 30, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 22, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 10, 2018 | — |
| 3 | Initial insider ownership | Nov 26, 2018 | Nov 20, 2018 |
| N-CSRS | Filing | Oct 30, 2018 | Aug 31, 2018 |
| NSAR-A | Filing | Oct 29, 2018 | Aug 31, 2018 |
| DEF 14A | Proxy statement | Oct 5, 2018 | Nov 20, 2018 |
| N-PX | Filing | Aug 17, 2018 | Jun 30, 2018 |
| N-Q | Filing | Jul 27, 2018 | May 31, 2018 |
| 40-17G | Filing | May 18, 2018 | — |
| N-CSR | Filing | May 2, 2018 | Feb 28, 2018 |
| NSAR-B | Filing | Apr 27, 2018 | Feb 28, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 29, 2018 | — |
| N-Q | Filing | Jan 26, 2018 | Nov 30, 2017 |
| N-CSRS | Filing | Nov 1, 2017 | Aug 31, 2017 |
| NSAR-A | Filing | Oct 30, 2017 | Aug 31, 2017 |
| DEF 14A | Proxy statement | Oct 13, 2017 | Nov 15, 2017 |
| N-PX | Filing | Aug 23, 2017 | Jun 30, 2017 |
| 40-17G/A | Filing | Jul 14, 2017 | — |
| 40-17G | Filing | Jul 14, 2017 | — |
| N-Q | Filing | Jul 7, 2017 | May 31, 2017 |
| N-CSR | Filing | Apr 28, 2017 | Feb 28, 2017 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- JOF (NYSE)
- Fiscal year ends
- February 28
- Incorporated in
- MD
- Headquarters
- New York, NY
- SEC CIK
- 859796
- Former names
- JAPAN OTC EQUITY FUND INC (until Apr 29, 2002)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.