Horizon Technology Finance Corp SEC filings HTFC

Horizon Technology Finance Corp has 791 filings in SEC EDGAR's recent list, going back to Mar 19, 2010. Its latest annual report, Form 10-K, was filed on Mar 3, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 5, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 5, 2026 (other events). The company's fiscal year ends on December 31.

Horizon Technology Finance Corp SEC filings
Form Description Filed Period
4/A Filing Jun 11, 2026 Jun 9, 2026
4 Insider transaction Jun 11, 2026 Jun 9, 2026
4 Insider transaction Jun 10, 2026 Jun 9, 2026
4 Insider transaction Jun 10, 2026 Jun 10, 2026
4 Insider transaction Jun 10, 2026 Jun 9, 2026
4 Insider transaction Jun 10, 2026 Jun 9, 2026
4 Insider transaction Jun 10, 2026 Jun 9, 2026
4 Insider transaction Apr 14, 2026 Apr 14, 2026
4 Insider transaction Apr 14, 2026 Apr 14, 2026
4 Insider transaction Apr 14, 2026 Apr 14, 2026
3 Initial insider ownership Apr 14, 2026 Apr 14, 2026
3 Initial insider ownership Jun 26, 2025 Jun 5, 2025
4 Insider transaction Dec 17, 2024 Dec 16, 2024
4 Insider transaction Dec 2, 2024 Nov 25, 2024
4 Insider transaction Nov 14, 2024 Nov 13, 2024
4 Insider transaction Aug 5, 2024 Aug 5, 2024
4 Insider transaction Aug 5, 2024 Aug 5, 2024
4 Insider transaction Mar 11, 2024 Mar 8, 2024
3 Initial insider ownership Jul 21, 2023 Jul 11, 2023
SC 13G Ownership over 5% (passive) Jul 21, 2023 —
3 Initial insider ownership Jul 18, 2023 Jul 18, 2023
3 Initial insider ownership Jul 14, 2023 Jul 14, 2023
3 Initial insider ownership Mar 2, 2023 Mar 2, 2023
3 Initial insider ownership Mar 2, 2023 Mar 2, 2023
4 Insider transaction Dec 21, 2022 Dec 20, 2022
4 Insider transaction Dec 12, 2022 Dec 9, 2022
4 Insider transaction Dec 7, 2022 Dec 6, 2022
4 Insider transaction Nov 17, 2022 Nov 16, 2022
4 Insider transaction Sep 30, 2022 Sep 29, 2022
4 Insider transaction Jun 22, 2022 Jun 21, 2022
4 Insider transaction May 17, 2022 May 16, 2022
4 Insider transaction May 12, 2022 May 12, 2022
4 Insider transaction May 11, 2022 May 10, 2022
4 Insider transaction May 11, 2022 May 9, 2022
4 Insider transaction May 9, 2022 May 6, 2022
4 Insider transaction Dec 7, 2021 Dec 6, 2021
4 Insider transaction Dec 6, 2021 Dec 6, 2021
4 Insider transaction May 6, 2021 May 6, 2021
4 Insider transaction May 5, 2021 May 4, 2021
4/A Primary document Mar 9, 2021 Mar 5, 2021
4 Insider transaction Mar 8, 2021 Mar 5, 2021
4 Insider transaction Mar 8, 2021 Mar 5, 2021
4 Insider transaction Jun 4, 2020 Jun 4, 2020
4 Insider transaction Jun 3, 2020 Jun 2, 2020
4 Insider transaction May 6, 2020 May 5, 2020
4 Insider transaction Mar 31, 2020 Mar 31, 2020
4 Insider transaction Mar 25, 2020 Mar 25, 2020
4 Insider transaction Mar 20, 2020 Mar 20, 2020
4 Insider transaction Mar 18, 2020 Mar 18, 2020
4 Insider transaction Mar 16, 2020 Mar 12, 2020
4 Insider transaction Mar 16, 2020 Mar 13, 2020
4 Insider transaction Mar 12, 2020 Mar 11, 2020
3 Initial insider ownership Feb 28, 2020 Feb 28, 2020
4 Insider transaction Aug 15, 2019 Aug 14, 2019
4 Insider transaction Aug 7, 2019 Aug 7, 2019
4 Insider transaction May 13, 2019 May 13, 2019
4 Insider transaction May 13, 2019 May 9, 2019
4 Insider transaction May 18, 2018 May 18, 2018
SC 13D/A Amended ownership over 5% (active) May 17, 2018 —
4 Insider transaction May 8, 2018 May 7, 2018
SC 13D/A Amended ownership over 5% (active) May 4, 2018 —
SC 13D/A Amended ownership over 5% (active) Apr 19, 2018 —
SC 13D/A Amended ownership over 5% (active) Apr 11, 2018 —
4 Insider transaction Mar 16, 2018 Mar 15, 2018
4 Insider transaction Nov 28, 2017 Nov 28, 2017
4 Insider transaction May 23, 2017 May 22, 2017
4 Insider transaction May 8, 2017 May 8, 2017
4 Insider transaction Nov 8, 2016 Nov 7, 2016
4 Insider transaction Sep 21, 2016 Sep 19, 2016
3 Initial insider ownership Sep 7, 2016 Sep 1, 2016
SC 13G/A Amended ownership over 5% (passive) Jul 11, 2016 —
4 Insider transaction Mar 28, 2016 Mar 23, 2016
4 Insider transaction Mar 21, 2016 Mar 17, 2016
4 Insider transaction Mar 17, 2016 Mar 16, 2016
3 Initial insider ownership Mar 7, 2016 Mar 3, 2016
SC 13G/A Amended ownership over 5% (passive) Feb 10, 2016 —
4 Insider transaction Dec 21, 2015 Dec 21, 2015
4 Insider transaction Dec 21, 2015 Dec 18, 2015
4 Insider transaction Nov 10, 2015 Nov 9, 2015
4 Insider transaction Nov 9, 2015 Nov 9, 2015
4 Insider transaction Aug 25, 2015 Aug 25, 2015
4 Insider transaction Aug 25, 2015 Aug 24, 2015
4 Insider transaction Aug 18, 2015 Aug 17, 2015
4 Insider transaction Aug 11, 2015 Aug 10, 2015
4 Insider transaction Aug 10, 2015 Aug 7, 2015
4 Insider transaction Jun 9, 2015 Jun 9, 2015
4/A Filing Jun 9, 2015 Jun 8, 2015
4 Insider transaction Apr 1, 2015 Mar 31, 2015
4 Insider transaction Mar 26, 2015 Mar 26, 2015
4 Insider transaction Mar 24, 2015 Mar 24, 2015
SC 13D/A Amended ownership over 5% (active) Mar 24, 2015 —
SC 13G Ownership over 5% (passive) Feb 11, 2015 —
4 Insider transaction Dec 15, 2014 Dec 12, 2014
4 Insider transaction Dec 9, 2014 Dec 8, 2014
4 Insider transaction Nov 18, 2014 Nov 17, 2014
4 Insider transaction Sep 29, 2014 Sep 25, 2014
4 Insider transaction Mar 18, 2014 Mar 17, 2014
4 Insider transaction Mar 17, 2014 Mar 17, 2014
4 Insider transaction Nov 25, 2013 Nov 25, 2013
4 Insider transaction Nov 13, 2013 Nov 13, 2013
4 Insider transaction Nov 12, 2013 Nov 11, 2013
4 Insider transaction Aug 28, 2013 Aug 27, 2013
4 Insider transaction Aug 19, 2013 Aug 19, 2013
4 Insider transaction Aug 19, 2013 Aug 16, 2013
4 Insider transaction Aug 19, 2013 Aug 16, 2013
4 Insider transaction Dec 6, 2012 Dec 5, 2012
4 Insider transaction Dec 5, 2012 Dec 5, 2012
4 Insider transaction Dec 5, 2012 Dec 5, 2012
4 Insider transaction Dec 5, 2012 Dec 4, 2012
4 Insider transaction Dec 5, 2012 Dec 4, 2012
4 Insider transaction Sep 14, 2012 Sep 14, 2012
4 Insider transaction Sep 13, 2012 Sep 12, 2012
4 Insider transaction Sep 12, 2012 Sep 12, 2012
4 Insider transaction Sep 6, 2012 Sep 6, 2012
4/A Filing Sep 6, 2012 Jun 15, 2012
4 Insider transaction Sep 6, 2012 Sep 5, 2012
4 Insider transaction Sep 4, 2012 Sep 4, 2012
4 Insider transaction Aug 30, 2012 Aug 29, 2012
SC 13D/A Amended ownership over 5% (active) Aug 1, 2012 —
4 Insider transaction Jun 18, 2012 Jun 15, 2012
4 Insider transaction Jun 15, 2012 Jun 14, 2012
3 Initial insider ownership Jun 14, 2012 Jun 11, 2012
4 Insider transaction Jun 4, 2012 Jun 4, 2012
4 Insider transaction Jun 4, 2012 Jun 1, 2012
4 Insider transaction Jun 1, 2012 Jun 1, 2012
4 Insider transaction May 21, 2012 May 21, 2012
4 Insider transaction May 18, 2012 May 17, 2012
4 Insider transaction May 11, 2012 May 11, 2012
4 Insider transaction May 11, 2012 May 10, 2012
4 Insider transaction May 11, 2012 May 10, 2012
SC 13G/A Amended ownership over 5% (passive) Feb 9, 2012 —
SC 13G/A Amended ownership over 5% (passive) Feb 2, 2012 —
4 Insider transaction Dec 14, 2011 Dec 12, 2011
4 Insider transaction Dec 6, 2011 Dec 2, 2011
4 Insider transaction Nov 21, 2011 Nov 21, 2011
4 Insider transaction Aug 22, 2011 Aug 19, 2011
4 Insider transaction Aug 18, 2011 Aug 18, 2011
4 Insider transaction Aug 17, 2011 Aug 16, 2011
4 Insider transaction Aug 16, 2011 Aug 16, 2011
4 Insider transaction May 20, 2011 May 19, 2011
SC 13D/A Amended ownership over 5% (active) Apr 18, 2011 —
SC 13G Ownership over 5% (passive) Mar 10, 2011 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2011 —
SC 13G Ownership over 5% (passive) Nov 26, 2010 —
SC 13D Ownership over 5% (active) Nov 9, 2010 —
4 Insider transaction Nov 4, 2010 Nov 3, 2010
4 Insider transaction Nov 1, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010
3 Initial insider ownership Oct 28, 2010 Oct 28, 2010

Showing 158 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
HRZN (Nasdaq), HTFC (NYSE)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
Farmington, CT
SEC filer status
Accelerated filer
SEC CIK
1487428

Source: SEC EDGAR filings. This is company-reported data, not investment advice.