Horizon Technology Finance Corp SEC filings HTFC
Horizon Technology Finance Corp has 791 filings in SEC EDGAR's recent list, going back to Mar 19, 2010. Its latest annual report, Form 10-K, was filed on Mar 3, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 5, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 5, 2026 (other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Filing | Sep 4, 2026 | — |
| POS EX | Filing | Apr 16, 2026 | — |
| 425 | Filing | Mar 10, 2026 | — |
| 425 | Filing | Mar 6, 2026 | — |
| 425 | Form 425 | Mar 4, 2026 | — |
| 425 | Form 425 | Mar 4, 2026 | — |
| 425 | Filing | Mar 3, 2026 | — |
| 40-33 | Filing | Feb 27, 2026 | — |
| 425 | Filing | Feb 11, 2026 | — |
| 40-33 | Filing | Feb 6, 2026 | — |
| 425 | Filing | Feb 4, 2026 | — |
| 425 | Filing | Jan 29, 2026 | — |
| 425 | Filing | Jan 29, 2026 | — |
| 25-NSE | Delisting notice | Jan 29, 2026 | — |
| 425 | Filing | Jan 28, 2026 | — |
| 425 | Filing | Jan 23, 2026 | — |
| EFFECT | Filing | Jan 16, 2026 | — |
| N-14 8C/A | Form n-14 8c/a | Jan 14, 2026 | — |
| N-23C-2 | Form n-23c-2 | Dec 29, 2025 | Dec 29, 2025 |
| N-14 8C/A | Filing | Dec 4, 2025 | — |
| 305B2 | Form 305b2 | Dec 3, 2025 | — |
| 40-APP/A | Filing | Oct 3, 2025 | — |
| N-14 8C | Filing | Sep 8, 2025 | — |
| 40-17G | Form 40-17g | Sep 5, 2025 | — |
| 425 | Filing | Aug 14, 2025 | — |
| 425 | Filing | Aug 8, 2025 | — |
| 425 | Form 425 | Aug 8, 2025 | — |
| 425 | Filing | Aug 7, 2025 | — |
| 40-APP/A | Form 40-app/a | Aug 6, 2025 | — |
| DEFR14A | Form defr14a | May 15, 2025 | — |
| 40-APP | Filing | May 14, 2025 | — |
| ABS-15G | Form abs-15g | Feb 11, 2025 | Dec 31, 2024 |
| CORRESP | Letter to the SEC | Dec 30, 2024 | — |
| 40-17G | Form 40-17g | Sep 6, 2024 | — |
| EFFECT | Filing | Jun 20, 2024 | — |
| N-2/A | Form n-2/a | Jun 7, 2024 | — |
| CORRESP | Letter to the SEC | Jun 6, 2024 | — |
| DEL AM | Form del am | Apr 2, 2024 | — |
| N-2 | Filing | Mar 29, 2024 | — |
| ABS-15G | Filing | Feb 7, 2024 | Dec 31, 2023 |
| 40-17G | Form 40-17g | Jan 12, 2024 | — |
| APP WD | Filing | Aug 9, 2023 | — |
| 497AD | Form 497ad | May 31, 2023 | — |
| 497AD | Form 497ad | May 30, 2023 | — |
| 40-APP | Filing | May 11, 2023 | — |
| CORRESP | Letter to the SEC | May 9, 2023 | — |
| DEFR14A | Form defr14a | May 9, 2023 | — |
| PRER14A | Filing | May 3, 2023 | — |
| CORRESP | Letter to the SEC | Apr 6, 2023 | — |
| ABS-15G | Form abs-15g | Feb 8, 2023 | Dec 31, 2022 |
| 40-17G | Form 40-17g | Nov 1, 2022 | — |
| ABS-15G | Form abs-15g | Oct 14, 2022 | Oct 14, 2022 |
| CERT | Nyse certification | Jun 22, 2022 | — |
| 8-A12B | Form 8-a12b | Jun 16, 2022 | — |
| 497AD | Filing | Jun 8, 2022 | — |
| 497AD | Filing | Jun 8, 2022 | — |
| 497AD | Filing | Mar 10, 2022 | — |
| 497AD | Filing | Mar 9, 2022 | — |
| ABS-15G | Filing | Feb 10, 2022 | Dec 31, 2021 |
| 40-17G | Filing | Oct 29, 2021 | — |
| EFFECT | Filing | Jul 21, 2021 | — |
| CORRESP | Letter to the SEC | Jul 16, 2021 | — |
| CORRESP | Letter to the SEC | Jun 29, 2021 | — |
| N-2/A | Filing | Jun 29, 2021 | — |
| N-2 | Filing | May 3, 2021 | — |
| 25-NSE | Delisting notice | Apr 28, 2021 | — |
| CERT | Nyse certification | Apr 1, 2021 | — |
| 8-A12B | Filing | Apr 1, 2021 | — |
| N-23C-2 | Filing | Mar 25, 2021 | Mar 25, 2021 |
| 497AD | Filing | Mar 23, 2021 | — |
| 497AD | Filing | Mar 23, 2021 | — |
| ABS-15G | Filing | Feb 16, 2021 | Dec 31, 2020 |
| 40-17G | Filing | Nov 4, 2020 | — |
| 497 | Filing | Jul 30, 2020 | — |
| ABS-15G | Filing | Feb 12, 2020 | Dec 31, 2019 |
| 40-17G | Filing | Nov 5, 2019 | — |
| 497 | Filing | Aug 2, 2019 | — |
| ABS-15G | Form abs-15g | Jul 17, 2019 | Jul 17, 2019 |
| EFFECT | Filing | Jul 11, 2019 | — |
| CORRESP | Letter to the SEC | Jul 8, 2019 | — |
| CORRESP | Letter to the SEC | Jun 24, 2019 | — |
| POS 8C | Filing | Jun 24, 2019 | — |
| CORRESP | Letter to the SEC | May 3, 2019 | — |
| POS 8C | Filing | May 3, 2019 | — |
| 497 | Filing | Mar 27, 2019 | — |
| POS EX | Filing | Mar 26, 2019 | — |
| 497 | Filing | Mar 22, 2019 | — |
| 497AD | Filing | Mar 22, 2019 | — |
| 497 | Filing | Mar 21, 2019 | — |
| 497AD | Filing | Mar 21, 2019 | — |
| 40-17G | Filing | Oct 31, 2018 | — |
| CORRESP | Letter to the SEC | Sep 10, 2018 | — |
| EFFECT | Filing | Aug 31, 2018 | — |
| CORRESP | Letter to the SEC | Aug 28, 2018 | — |
| CORRESP | Letter to the SEC | Aug 10, 2018 | — |
| N-2/A | Amendment no. 1 to form n-2 | Aug 10, 2018 | — |
| N-2 | Form n-2 | Jun 18, 2018 | — |
| APP ORDR | Filing | Apr 10, 2018 | — |
| APP NTC | Filing | Apr 10, 2018 | — |
| 40-17G | Filing | Nov 6, 2017 | — |
| 25-NSE | Delisting notice | Nov 1, 2017 | — |
| CERTNYS | Auto-generated paper document | Sep 29, 2017 | — |
| N-23C-2 | Filing | Sep 29, 2017 | Oct 30, 2017 |
| POS EX | Filing | Sep 29, 2017 | — |
| 8-A12B | Filing | Sep 29, 2017 | — |
| 497 | Filing | Sep 27, 2017 | — |
| 497AD | Filing | Sep 27, 2017 | — |
| 497 | Filing | Sep 26, 2017 | — |
| 497AD | Filing | Sep 26, 2017 | — |
| 305B2 | Filing | Sep 22, 2017 | — |
| 40-APP/A | Application for exempted relief | Sep 13, 2017 | — |
| EFFECT | Filing | Aug 1, 2017 | — |
| POS 8C | Filing | Jul 25, 2017 | — |
| 40-APP/A | Filing | Jun 28, 2017 | — |
| POS 8C | Filing | May 31, 2017 | — |
| ABS-15G | Filing | Jan 31, 2017 | Dec 31, 2016 |
| 40-APP | Filing | Jan 23, 2017 | — |
| 40-17G | Filing | Nov 4, 2016 | — |
| EFFECT | Filing | Jul 7, 2016 | — |
| CORRESP | Letter to the SEC | Jun 10, 2016 | — |
| POS 8C | Filing | Jun 10, 2016 | — |
| POS 8C | Filing | Apr 8, 2016 | — |
| ABS-15G | Form abs-15g | Jan 22, 2016 | Dec 31, 2015 |
| 40-17G | Filing | Nov 5, 2015 | — |
| EFFECT | Filing | Aug 31, 2015 | — |
| N-2/A | Form n-2/a | Aug 19, 2015 | — |
| N-2/A | Filing | Aug 6, 2015 | — |
| CORRESP | Letter to the SEC | Jun 17, 2015 | — |
| N-2/A | Filing | Jun 17, 2015 | — |
| POS EX | Filing | Mar 24, 2015 | — |
| 497AD | Filing | Mar 24, 2015 | — |
| 497 | Form 497 | Mar 19, 2015 | — |
| 497AD | Filing | Mar 19, 2015 | — |
| 497 | Filing | Mar 18, 2015 | — |
| 497AD | Filing | Mar 18, 2015 | — |
| N-2 | Filing | Feb 5, 2015 | — |
| ABS-15G | Filing | Jan 23, 2015 | Dec 31, 2014 |
| 40-17G | Filing | Nov 3, 2014 | — |
| EFFECT | Filing | Jul 2, 2014 | — |
| POS 8C | Filing | Jul 2, 2014 | — |
| CORRESP | Letter to the SEC | Jul 1, 2014 | — |
| CORRESP | Letter to the SEC | Jul 1, 2014 | — |
| POS 8C | Filing | May 30, 2014 | — |
| CORRESP | Letter to the SEC | May 29, 2014 | — |
| DEFR14A | Filing | Apr 24, 2014 | — |
| POS 8C | Filing | Apr 2, 2014 | — |
| CORRESP | Letter to the SEC | Apr 1, 2014 | — |
| ABS-15G | Form abs-15g | Feb 10, 2014 | Dec 31, 2013 |
| 40-17G | Filing | Nov 4, 2013 | — |
| EFFECT | Filing | May 30, 2013 | — |
| CORRESP | Letter to the SEC | May 23, 2013 | — |
| POS 8C | Filing | May 23, 2013 | — |
| CORRESP | Letter to the SEC | May 1, 2013 | — |
| CORRESP | Letter to the SEC | Apr 9, 2013 | — |
| POS 8C | Filing | Apr 9, 2013 | — |
| AW | Form aw | Apr 9, 2013 | — |
| N-2/A | Filing | Apr 4, 2013 | — |
| 40-17G | Fidelity bond | Nov 9, 2012 | — |
| POS EX | Filing | Jul 23, 2012 | — |
| 497AD | Filing | Jul 23, 2012 | — |
| 497 | Filing | Jul 18, 2012 | — |
| 497AD | Form 497ad | Jul 18, 2012 | — |
| 497AD | Press release | Jul 17, 2012 | — |
| 497 | Filing | Jul 17, 2012 | — |
| EFFECT | Filing | May 7, 2012 | — |
| CORRESP | Letter to the SEC | May 7, 2012 | — |
| POS 8C | Horizon technology finance corp | Apr 19, 2012 | — |
| APP ORDR | Filing | Apr 11, 2012 | — |
| APP NTC | Filing | Apr 11, 2012 | — |
| 8-A12B | Form 8-a12b | Mar 23, 2012 | — |
| POS EX | Form pos ex | Mar 23, 2012 | — |
| 497 | Prospectus supplement | Mar 19, 2012 | — |
| 497AD | Press release | Mar 16, 2012 | — |
| POS EX | Filing | Mar 14, 2012 | — |
| 497 | Preliminary prospectus supplement | Mar 14, 2012 | — |
| 305B2 | Filing | Feb 7, 2012 | — |
| EFFECT | Filing | Feb 6, 2012 | — |
| CORRESP | Letter to the SEC | Feb 6, 2012 | — |
| N-2/A | Amendment no.2 to form n-2 | Feb 6, 2012 | — |
| UPLOAD | Letter from the SEC | Feb 6, 2012 | — |
| CORRESP | Letter to the SEC | Jan 24, 2012 | — |
| N-2/A | Form n-2/a | Jan 24, 2012 | — |
| N-2 | Form n-2 | Dec 15, 2011 | — |
| 40-17G | Fidelity bond | Nov 14, 2011 | — |
| 40-APP/A | Filing | Aug 29, 2011 | — |
| CORRESP | Letter to the SEC | Jun 1, 2011 | — |
| CORRESP | Letter to the SEC | Mar 31, 2011 | — |
| 40-APP | Filing | Mar 1, 2011 | — |
| 40-17G | Filing | Jan 10, 2011 | — |
| 497 | Filing | Oct 29, 2010 | — |
| 8-A12B/A | Filing | Oct 29, 2010 | — |
| 497AD | Filing | Oct 29, 2010 | — |
| CERTNAS | Auto-generated paper document | Oct 28, 2010 | — |
| EFFECT | Filing | Oct 28, 2010 | — |
| N-54A | Form n-54a | Oct 28, 2010 | — |
| 8-A12B | Form 8-a12b | Oct 28, 2010 | — |
| CORRESP | Letter to the SEC | Oct 26, 2010 | — |
| CORRESP | Letter to the SEC | Oct 26, 2010 | — |
| UPLOAD | Letter from the SEC | Oct 26, 2010 | — |
| CORRESP | Letter to the SEC | Oct 18, 2010 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HRZN (Nasdaq), HTFC (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Farmington, CT
- SEC filer status
- Accelerated filer
- SEC CIK
- 1487428
Source: SEC EDGAR filings. This is company-reported data, not investment advice.