Houlihan Lokey, Inc. SEC filings HLI
Houlihan Lokey, Inc. has 855 filings in SEC EDGAR's recent list, going back to Aug 26, 2004. Its latest annual report, Form ARS, was filed on Jul 24, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 30, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 28, 2026 (results of operations). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 144 | Notice of proposed sale | Nov 4, 2026 | — |
| 4 | Insider transaction | Oct 2, 2026 | Oct 1, 2026 |
| 3 | Initial insider ownership | Oct 2, 2026 | Oct 1, 2026 |
| 3 | Initial insider ownership | Sep 25, 2026 | Sep 16, 2026 |
| 4 | Insider transaction | Sep 10, 2026 | Sep 10, 2026 |
| 144 | Notice of proposed sale | Sep 10, 2026 | — |
| 4 | Insider transaction | Aug 5, 2026 | Aug 3, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 144 | Notice of proposed sale | May 21, 2026 | — |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 19, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 14, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 30, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 29, 2026 | — |
| 4 | Insider transaction | Apr 2, 2026 | Apr 1, 2026 |
| 144 | Notice of proposed sale | Apr 1, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 27, 2026 | — |
| 4 | Insider transaction | Feb 10, 2026 | Feb 6, 2026 |
| 144 | Notice of proposed sale | Jan 30, 2026 | — |
| 4 | Insider transaction | Jan 5, 2026 | Jan 2, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 2, 2026 | — |
| 144 | Notice of proposed sale | Jan 2, 2026 | — |
| 144 | Notice of proposed sale | Dec 10, 2025 | — |
| 4 | Insider transaction | Dec 8, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 1, 2025 | Nov 26, 2025 |
| 4 | Insider transaction | Nov 12, 2025 | Nov 10, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 1, 2025 |
| 3 | Initial insider ownership | Oct 14, 2025 | Oct 1, 2025 |
| 4 | Insider transaction | Sep 18, 2025 | Sep 16, 2025 |
| 144 | Notice of proposed sale | Sep 16, 2025 | — |
| 4 | Insider transaction | Sep 3, 2025 | Sep 2, 2025 |
| 144 | Notice of proposed sale | Sep 2, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 28, 2025 | — |
| 4 | Insider transaction | Aug 28, 2025 | Aug 27, 2025 |
| 144 | Notice of proposed sale | Aug 27, 2025 | — |
| 4 | Insider transaction | Aug 7, 2025 | Aug 5, 2025 |
| 4 | Insider transaction | Jul 21, 2025 | Jul 18, 2025 |
| 144 | Notice of proposed sale | Jul 14, 2025 | — |
| 4 | Insider transaction | Jul 14, 2025 | Jul 14, 2025 |
| 4 | Insider transaction | Jun 30, 2025 | Jun 30, 2025 |
| 144 | Notice of proposed sale | Jun 30, 2025 | — |
| 4 | Insider transaction | Jun 26, 2025 | Jun 24, 2025 |
| 144 | Notice of proposed sale | Jun 13, 2025 | — |
| 4 | Insider transaction | Jun 13, 2025 | Jun 13, 2025 |
| 4 | Insider transaction | Jun 3, 2025 | Jun 2, 2025 |
| 144 | Notice of proposed sale | Jun 2, 2025 | — |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 20, 2025 | May 19, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 144 | Notice of proposed sale | May 19, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| 4 | Insider transaction | May 13, 2025 | May 13, 2025 |
| 144 | Notice of proposed sale | May 13, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 17, 2025 | — |
| 4 | Insider transaction | Apr 14, 2025 | Apr 14, 2025 |
| 144 | Notice of proposed sale | Apr 14, 2025 | — |
| 4 | Insider transaction | Mar 13, 2025 | Mar 13, 2025 |
| 144 | Notice of proposed sale | Mar 13, 2025 | — |
| 4 | Insider transaction | Feb 14, 2025 | Feb 13, 2025 |
| 144 | Notice of proposed sale | Feb 13, 2025 | — |
| 4 | Insider transaction | Jan 13, 2025 | Jan 13, 2025 |
| 144 | Notice of proposed sale | Jan 13, 2025 | — |
| 4 | Insider transaction | Dec 16, 2024 | Dec 13, 2024 |
| 144 | Notice of proposed sale | Dec 13, 2024 | — |
| 4/A | Form 4/a | Dec 2, 2024 | Nov 25, 2024 |
| 4 | Insider transaction | Nov 26, 2024 | Nov 25, 2024 |
| 144 | Notice of proposed sale | Nov 25, 2024 | — |
| 4 | Insider transaction | Nov 13, 2024 | Nov 13, 2024 |
| 144 | Notice of proposed sale | Nov 13, 2024 | — |
| 4 | Insider transaction | Nov 12, 2024 | Nov 8, 2024 |
| 144 | Notice of proposed sale | Nov 8, 2024 | — |
| 4 | Insider transaction | Nov 8, 2024 | Nov 7, 2024 |
| 144 | Notice of proposed sale | Nov 7, 2024 | — |
| 4 | Insider transaction | Nov 7, 2024 | Nov 6, 2024 |
| 4 | Insider transaction | Oct 15, 2024 | Oct 14, 2024 |
| 144 | Notice of proposed sale | Oct 15, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 24, 2024 | — |
| 4 | Insider transaction | Sep 13, 2024 | Sep 13, 2024 |
| 144 | Notice of proposed sale | Sep 13, 2024 | — |
| 4 | Insider transaction | Sep 5, 2024 | Sep 4, 2024 |
| 4 | Insider transaction | Sep 3, 2024 | Sep 3, 2024 |
| 144 | Notice of proposed sale | Sep 3, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 23, 2024 | — |
| 4 | Insider transaction | Aug 20, 2024 | Aug 20, 2024 |
| 4 | Insider transaction | Aug 20, 2024 | Aug 19, 2024 |
| 144 | Notice of proposed sale | Aug 20, 2024 | — |
| 4 | Insider transaction | Aug 16, 2024 | Aug 16, 2024 |
| 144 | Notice of proposed sale | Aug 16, 2024 | — |
| 4 | Insider transaction | Jul 5, 2024 | Jun 28, 2024 |
| 144 | Notice of proposed sale | Jun 28, 2024 | — |
| 3 | Initial insider ownership | Jun 17, 2024 | Jun 10, 2024 |
| 4 | Insider transaction | Jun 4, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 4, 2024 | Jun 3, 2024 |
| 144 | Notice of proposed sale | Jun 4, 2024 | — |
| 144 | Notice of proposed sale | Jun 3, 2024 | — |
| 4 | Insider transaction | May 31, 2024 | May 31, 2024 |
| 4 | Insider transaction | May 31, 2024 | May 30, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 15, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 3, 2024 | — |
| 4 | Insider transaction | Mar 1, 2024 | Mar 1, 2024 |
| 144 | Notice of proposed sale | Mar 1, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 8, 2024 | — |
| 4 | Insider transaction | Dec 27, 2023 | Dec 27, 2023 |
| 144 | Notice of proposed sale | Dec 27, 2023 | — |
| 4 | Insider transaction | Dec 19, 2023 | Dec 19, 2023 |
| 144 | Notice of proposed sale | Dec 19, 2023 | — |
| 4 | Insider transaction | Dec 4, 2023 | Dec 1, 2023 |
| 144 | Notice of proposed sale | Dec 1, 2023 | — |
| 4 | Insider transaction | Nov 30, 2023 | Nov 30, 2023 |
| 144 | Notice of proposed sale | Nov 30, 2023 | — |
| 4 | Insider transaction | Nov 15, 2023 | Nov 14, 2023 |
| 4 | Insider transaction | Nov 6, 2023 | Nov 3, 2023 |
| 144 | Notice of proposed sale | Nov 3, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 17, 2023 | — |
| 144 | Notice of proposed sale | Aug 16, 2023 | — |
| 4 | Insider transaction | Aug 16, 2023 | Aug 16, 2023 |
| 4 | Insider transaction | Jun 8, 2023 | Jun 7, 2023 |
| 144 | Notice of proposed sale | Jun 7, 2023 | — |
| 4 | Insider transaction | Jun 6, 2023 | Jun 5, 2023 |
| 4 | Insider transaction | Jun 6, 2023 | Jun 2, 2023 |
| 144 | Notice of proposed sale | Jun 5, 2023 | — |
| 144 | Notice of proposed sale | Jun 2, 2023 | — |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 25, 2023 | May 24, 2023 |
| 4 | Insider transaction | May 17, 2023 | May 15, 2023 |
| 4 | Insider transaction | May 17, 2023 | May 15, 2023 |
| 4 | Insider transaction | May 17, 2023 | May 15, 2023 |
| 4 | Insider transaction | May 17, 2023 | May 15, 2023 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Investment Advice (SIC 6282)
- Listed as
- HLI (NYSE)
- Fiscal year ends
- March 31
- Headquarters
- Los Angeles, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1302215
- Former names
- HOULIHAN LOKEY HOWARD & ZUKIN INC (until May 8, 2015)
Other Investment Advice companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.