Houlihan Lokey, Inc. SEC filings HLI
Houlihan Lokey, Inc. has 855 filings in SEC EDGAR's recent list, going back to Aug 26, 2004. Its latest annual report, Form ARS, was filed on Jul 24, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 30, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 28, 2026 (results of operations). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 144 | Notice of proposed sale | Nov 4, 2026 | — |
| 10-Q | Quarterly report | Oct 30, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 28, 2026 | Oct 28, 2026 |
| S-8 | Employee stock plan registration | Oct 26, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Oct 5, 2026 | Oct 2, 2026 |
| 4 | Insider transaction | Oct 2, 2026 | Oct 1, 2026 |
| 3 | Initial insider ownership | Oct 2, 2026 | Oct 1, 2026 |
| 3 | Initial insider ownership | Sep 25, 2026 | Sep 16, 2026 |
| 8-K |
Current report
Officer or director change, Shareholder vote results, Regulation FD disclosure
|
Sep 22, 2026 | Sep 16, 2026 |
| 4 | Insider transaction | Sep 10, 2026 | Sep 10, 2026 |
| 144 | Notice of proposed sale | Sep 10, 2026 | — |
| DEFA14A | Additional proxy material | Sep 8, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Sep 8, 2026 | Sep 3, 2026 |
| 8-K |
Current report
Other events
|
Aug 13, 2026 | Aug 13, 2026 |
| 424B7 | Filing | Aug 13, 2026 | — |
| S-3ASR | Automatic shelf registration | Aug 10, 2026 | — |
| 4 | Insider transaction | Aug 5, 2026 | Aug 3, 2026 |
| 10-Q | Quarterly report | Jul 31, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2026 | Jul 29, 2026 |
| ARS | Annual report to shareholders | Jul 24, 2026 | Mar 31, 2026 |
| DEFA14A | Additional proxy material | Jul 24, 2026 | — |
| DEF 14A | Proxy statement | Jul 24, 2026 | Sep 16, 2026 |
| 10-K | Annual report | May 22, 2026 | Mar 31, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 22, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 21, 2026 |
| 144 | Notice of proposed sale | May 21, 2026 | — |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 19, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 15, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 14, 2026 | — |
| 8-K |
Current report
Results of operations
|
May 7, 2026 | May 6, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 30, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 29, 2026 | — |
| UPLOAD | Letter from the SEC | Apr 14, 2026 | — |
| 4 | Insider transaction | Apr 2, 2026 | Apr 1, 2026 |
| 144 | Notice of proposed sale | Apr 1, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 27, 2026 | — |
| 8-K |
Current report
Other events
|
Feb 25, 2026 | Feb 25, 2026 |
| 424B7 | Filing | Feb 25, 2026 | — |
| CORRESP | Letter to the SEC | Feb 13, 2026 | — |
| 4 | Insider transaction | Feb 10, 2026 | Feb 6, 2026 |
| 10-Q | Quarterly report | Feb 3, 2026 | Dec 31, 2025 |
| UPLOAD | Letter from the SEC | Jan 30, 2026 | — |
| 144 | Notice of proposed sale | Jan 30, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Jan 29, 2026 | Jan 24, 2026 |
| 8-K |
Current report
Results of operations
|
Jan 29, 2026 | Jan 28, 2026 |
| 4 | Insider transaction | Jan 5, 2026 | Jan 2, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jan 2, 2026 | — |
| 144 | Notice of proposed sale | Jan 2, 2026 | — |
| 8-K |
Current report
Material agreement
|
Dec 30, 2025 | Dec 30, 2025 |
| 144 | Notice of proposed sale | Dec 10, 2025 | — |
| 4 | Insider transaction | Dec 8, 2025 | Dec 5, 2025 |
| 4 | Insider transaction | Dec 1, 2025 | Nov 26, 2025 |
| 4 | Insider transaction | Nov 12, 2025 | Nov 10, 2025 |
| 10-Q | Quarterly report | Nov 4, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Oct 31, 2025 | Oct 30, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 1, 2025 |
| 3 | Initial insider ownership | Oct 14, 2025 | Oct 1, 2025 |
| 8-K |
Current report
Officer or director change
|
Oct 6, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Sep 19, 2025 | Sep 17, 2025 |
| 4 | Insider transaction | Sep 18, 2025 | Sep 16, 2025 |
| 144 | Notice of proposed sale | Sep 16, 2025 | — |
| 4 | Insider transaction | Sep 3, 2025 | Sep 2, 2025 |
| 144 | Notice of proposed sale | Sep 2, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 28, 2025 | — |
| 4 | Insider transaction | Aug 28, 2025 | Aug 27, 2025 |
| 144 | Notice of proposed sale | Aug 27, 2025 | — |
| 8-K |
Current report
Material agreement, New debt
|
Aug 21, 2025 | Aug 20, 2025 |
| 4 | Insider transaction | Aug 7, 2025 | Aug 5, 2025 |
| 10-Q | Quarterly report | Aug 5, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Results of operations
|
Jul 30, 2025 | Jul 29, 2025 |
| ARS | Annual report to shareholders | Jul 25, 2025 | Mar 31, 2025 |
| DEFA14A | Additional proxy material | Jul 25, 2025 | — |
| DEF 14A | Proxy statement | Jul 25, 2025 | Sep 17, 2025 |
| 4 | Insider transaction | Jul 21, 2025 | Jul 18, 2025 |
| 144 | Notice of proposed sale | Jul 14, 2025 | — |
| 4 | Insider transaction | Jul 14, 2025 | Jul 14, 2025 |
| 4 | Insider transaction | Jun 30, 2025 | Jun 30, 2025 |
| 144 | Notice of proposed sale | Jun 30, 2025 | — |
| 4 | Insider transaction | Jun 26, 2025 | Jun 24, 2025 |
| 144 | Notice of proposed sale | Jun 13, 2025 | — |
| 4 | Insider transaction | Jun 13, 2025 | Jun 13, 2025 |
| 4 | Insider transaction | Jun 3, 2025 | Jun 2, 2025 |
| 144 | Notice of proposed sale | Jun 2, 2025 | — |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 22, 2025 |
| 4 | Insider transaction | May 20, 2025 | May 19, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 4 | Insider transaction | May 19, 2025 | May 15, 2025 |
| 144 | Notice of proposed sale | May 19, 2025 | — |
| 10-K | Annual report | May 15, 2025 | Mar 31, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| 4 | Insider transaction | May 13, 2025 | May 13, 2025 |
| 144 | Notice of proposed sale | May 13, 2025 | — |
| 8-K |
Current report
Results of operations
|
May 8, 2025 | May 7, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 17, 2025 | — |
| 4 | Insider transaction | Apr 14, 2025 | Apr 14, 2025 |
| 144 | Notice of proposed sale | Apr 14, 2025 | — |
| 4 | Insider transaction | Mar 13, 2025 | Mar 13, 2025 |
| 144 | Notice of proposed sale | Mar 13, 2025 | — |
| 4 | Insider transaction | Feb 14, 2025 | Feb 13, 2025 |
| 144 | Notice of proposed sale | Feb 13, 2025 | — |
| 10-Q | Quarterly report | Feb 4, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations
|
Jan 29, 2025 | Jan 28, 2025 |
| 4 | Insider transaction | Jan 13, 2025 | Jan 13, 2025 |
| 144 | Notice of proposed sale | Jan 13, 2025 | — |
| 4 | Insider transaction | Dec 16, 2024 | Dec 13, 2024 |
| 144 | Notice of proposed sale | Dec 13, 2024 | — |
| 8-K |
Current report
Unregistered share sale, Other events
|
Dec 9, 2024 | Dec 5, 2024 |
| 424B7 | Filing | Dec 9, 2024 | — |
| 4/A | Form 4/a | Dec 2, 2024 | Nov 25, 2024 |
| 4 | Insider transaction | Nov 26, 2024 | Nov 25, 2024 |
| 144 | Notice of proposed sale | Nov 25, 2024 | — |
| 4 | Insider transaction | Nov 13, 2024 | Nov 13, 2024 |
| 144 | Notice of proposed sale | Nov 13, 2024 | — |
| 4 | Insider transaction | Nov 12, 2024 | Nov 8, 2024 |
| 8-K |
Current report
Other events
|
Nov 12, 2024 | Nov 12, 2024 |
| 424B7 | Filing | Nov 12, 2024 | — |
| 144 | Notice of proposed sale | Nov 8, 2024 | — |
| 4 | Insider transaction | Nov 8, 2024 | Nov 7, 2024 |
| 144 | Notice of proposed sale | Nov 7, 2024 | — |
| 4 | Insider transaction | Nov 7, 2024 | Nov 6, 2024 |
| 10-Q | Quarterly report | Nov 5, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Results of operations
|
Oct 31, 2024 | Oct 30, 2024 |
| 8-K |
Current report
Officer or director change
|
Oct 28, 2024 | Oct 24, 2024 |
| 8-K/A |
Amended current report
Shareholder vote results
|
Oct 25, 2024 | Sep 18, 2024 |
| 4 | Insider transaction | Oct 15, 2024 | Oct 14, 2024 |
| 144 | Notice of proposed sale | Oct 15, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 24, 2024 | — |
| 8-K |
Current report
Shareholder vote results
|
Sep 23, 2024 | Sep 18, 2024 |
| 4 | Insider transaction | Sep 13, 2024 | Sep 13, 2024 |
| 144 | Notice of proposed sale | Sep 13, 2024 | — |
| 4 | Insider transaction | Sep 5, 2024 | Sep 4, 2024 |
| 4 | Insider transaction | Sep 3, 2024 | Sep 3, 2024 |
| 144 | Notice of proposed sale | Sep 3, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 23, 2024 | — |
| 4 | Insider transaction | Aug 20, 2024 | Aug 20, 2024 |
| 4 | Insider transaction | Aug 20, 2024 | Aug 19, 2024 |
| 144 | Notice of proposed sale | Aug 20, 2024 | — |
| 4 | Insider transaction | Aug 16, 2024 | Aug 16, 2024 |
| 144 | Notice of proposed sale | Aug 16, 2024 | — |
| 8-K |
Current report
Unregistered share sale
|
Aug 9, 2024 | Aug 6, 2024 |
| 10-Q | Quarterly report | Aug 6, 2024 | Jun 30, 2024 |
| ARS | Annual report to shareholders | Aug 1, 2024 | Mar 31, 2024 |
| DEFA14A | Additional proxy material | Aug 1, 2024 | — |
| 8-K |
Current report
Results of operations
|
Jul 31, 2024 | Jul 30, 2024 |
| DEF 14A | Proxy statement | Jul 26, 2024 | Sep 18, 2024 |
| 4 | Insider transaction | Jul 5, 2024 | Jun 28, 2024 |
| 144 | Notice of proposed sale | Jun 28, 2024 | — |
| 3 | Initial insider ownership | Jun 17, 2024 | Jun 10, 2024 |
| 4 | Insider transaction | Jun 4, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 4, 2024 | Jun 3, 2024 |
| 144 | Notice of proposed sale | Jun 4, 2024 | — |
| 144 | Notice of proposed sale | Jun 3, 2024 | — |
| 4 | Insider transaction | May 31, 2024 | May 31, 2024 |
| 4 | Insider transaction | May 31, 2024 | May 30, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 28, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
| 4 | Insider transaction | May 24, 2024 | May 23, 2024 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Investment Advice (SIC 6282)
- Listed as
- HLI (NYSE)
- Fiscal year ends
- March 31
- Headquarters
- Los Angeles, CA
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1302215
- Former names
- HOULIHAN LOKEY HOWARD & ZUKIN INC (until May 8, 2015)
Other Investment Advice companies
Source: SEC EDGAR filings. This is company-reported data, not investment advice.