Highland Opportunities & Income Fund SEC filings HFRO-PA
Highland Opportunities & Income Fund has 273 filings in SEC EDGAR's recent list, going back to Jun 30, 2017. The most recent current report (Form 8-K) was filed on Jan 28, 2026 (officer or director change, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 29, 2026 | — |
| 4 | Insider transaction | Jun 11, 2026 | Jun 9, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 4, 2026 | Jun 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 4, 2026 | — |
| 4 | Insider transaction | Jun 3, 2026 | Jun 1, 2026 |
| 4 | Insider transaction | Jun 1, 2026 | May 28, 2026 |
| 4 | Insider transaction | May 28, 2026 | May 26, 2026 |
| 4 | Insider transaction | May 26, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 19, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 18, 2026 |
| 3 | Initial insider ownership | May 19, 2026 | May 15, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 14, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 1, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Feb 11, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 31, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 11, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 31, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 29, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 7, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Sep 22, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 7, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 6, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Aug 4, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | May 6, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 31, 2025 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2023 | — |
| 4 | Insider transaction | Dec 6, 2022 | Dec 5, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jun 2, 2022 |
| 4 | Insider transaction | Jun 30, 2022 | Jun 2, 2022 |
| 4 | Insider transaction | Jun 30, 2022 | Jun 2, 2022 |
| 3 | Initial insider ownership | May 2, 2022 | May 1, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| 3 | Initial insider ownership | Jan 18, 2022 | Jan 1, 2022 |
| 3 | Initial insider ownership | Nov 23, 2021 | Nov 13, 2021 |
| 4 | Insider transaction | Nov 16, 2021 | Nov 12, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Sep 28, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 11, 2021 | — |
| SC 13D | Ownership over 5% (active) | Aug 10, 2021 | — |
| 4 | Insider transaction | Jul 29, 2021 | Jul 21, 2021 |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| 3 | Initial insider ownership | Feb 26, 2021 | Feb 17, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| 4 | Insider transaction | Oct 16, 2020 | Feb 25, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 14, 2019 | — |
| 4 | Insider transaction | Mar 22, 2018 | Mar 21, 2018 |
| 4 | Insider transaction | Feb 28, 2018 | Feb 26, 2018 |
| 3 | Initial insider ownership | Feb 15, 2018 | Feb 7, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2018 | — |
| 4 | Insider transaction | Dec 20, 2017 | Dec 1, 2017 |
| SC 13G | Ownership over 5% (passive) | Dec 11, 2017 | — |
| 3 | Initial insider ownership | Nov 21, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 20, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 20, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 16, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 15, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 14, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 14, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 14, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 14, 2017 | Nov 3, 2017 |
| 3 | Initial insider ownership | Nov 14, 2017 | Nov 3, 2017 |
Showing 67 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HFRO (NYSE), HFRO-PA (NYSE), HFRO-PB (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MA
- Headquarters
- Dallas, TX
- SEC CIK
- 1710680
- Former names
- HIGHLAND INCOME FUND\MA (until May 30, 2023); HIGHLAND FLOATING RATE OPPORTUNITIES FUND (until May 13, 2019); HIGHLAND FLOATING RATE OPPORTUNITIES FUND II (until Sep 20, 2017)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.