Highland Opportunities & Income Fund SEC filings HFRO-PA
Highland Opportunities & Income Fund has 273 filings in SEC EDGAR's recent list, going back to Jun 30, 2017. The most recent current report (Form 8-K) was filed on Jan 28, 2026 (officer or director change, bylaw or fiscal year change). The company's fiscal year ends on June 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-CSRS | Filing | Sep 4, 2026 | Jun 30, 2026 |
| NPORT-P/A | Filing | Sep 2, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 17, 2026 | Jun 30, 2026 |
| APP WD | Exemptive application partial app wd | Jul 29, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 29, 2026 | — |
| 40-APP | Form 40-app | Jul 23, 2026 | — |
| 4 | Insider transaction | Jun 11, 2026 | Jun 9, 2026 |
| 4 | Insider transaction | Jun 8, 2026 | Jun 4, 2026 |
| 4 | Insider transaction | Jun 4, 2026 | Jun 3, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jun 4, 2026 | — |
| 4 | Insider transaction | Jun 3, 2026 | Jun 1, 2026 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| 4 | Insider transaction | Jun 1, 2026 | May 28, 2026 |
| 4 | Insider transaction | May 28, 2026 | May 26, 2026 |
| 4 | Insider transaction | May 26, 2026 | May 21, 2026 |
| 4 | Insider transaction | May 21, 2026 | May 19, 2026 |
| 4 | Insider transaction | May 19, 2026 | May 18, 2026 |
| 3 | Initial insider ownership | May 19, 2026 | May 15, 2026 |
| DEF 14A | Proxy statement | May 7, 2026 | Jun 16, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 14, 2026 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 1, 2026 | — |
| N-CEN | Filing | Mar 16, 2026 | Dec 31, 2025 |
| N-CSR | Filing | Mar 11, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Mar 2, 2026 | Dec 31, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Feb 11, 2026 | — |
| 8-K |
Current report
Officer or director change, Bylaw or fiscal year change
|
Jan 28, 2026 | Jan 16, 2026 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 31, 2025 | — |
| 40-17G | Form 40-17g | Dec 29, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 11, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Dec 10, 2025 | — |
| NPORT-P | Filing | Dec 1, 2025 | Sep 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 31, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 29, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Oct 7, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Sep 22, 2025 | — |
| N-CSRS | Filing | Sep 8, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 29, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 19, 2025 | Jun 30, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Aug 7, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 6, 2025 | — |
| SCHEDULE 13D | Ownership over 5% (active) | Aug 4, 2025 | — |
| NPORT-P/A | Filing | Jun 18, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| DEF 14A | Proxy statement | May 7, 2025 | Jun 16, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | May 6, 2025 | — |
| N-CEN | Filing | Mar 14, 2025 | Dec 31, 2024 |
| SC TO-I/A | Amendment to form sc to-i | Mar 13, 2025 | — |
| N-CSR | Filing | Mar 11, 2025 | Dec 31, 2024 |
| CERT | Filing | Mar 10, 2025 | — |
| SC TO-I/A | Amendment to form sc to-i | Mar 6, 2025 | — |
| SC TO-I/A | Amendment to form sc to-i | Mar 5, 2025 | — |
| 8-A12B | Form for the registration / listing of a class of securities | Mar 5, 2025 | — |
| NPORT-P | Filing | Mar 3, 2025 | Dec 31, 2024 |
| SC TO-I | Issuer tender offer statement | Feb 3, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 31, 2025 | — |
| 40-17G | Form 40-17g | Jan 21, 2025 | — |
| POS EX | Filing | Jan 2, 2025 | — |
| SC TO-C | Filing | Dec 11, 2024 | — |
| NPORT-P | Filing | Nov 29, 2024 | Sep 30, 2024 |
| SC TO-C | Filing | Nov 25, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 7, 2024 | — |
| N-CSRS | Filing | Sep 6, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 21, 2024 | Jun 30, 2024 |
| 424B3 | Prospectus | Jul 24, 2024 | — |
| NPORT-P | Filing | May 30, 2024 | Mar 31, 2024 |
| DEF 14A | Proxy statement | May 17, 2024 | Jun 26, 2024 |
| N-CEN | Filing | Mar 15, 2024 | Dec 31, 2023 |
| N-CSR | Form n-csr | Mar 8, 2024 | Dec 31, 2023 |
| NPORT-P | Filing | Feb 29, 2024 | Dec 31, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| 40-17G | Form 40-17g | Jan 17, 2024 | — |
| NPORT-P | Filing | Nov 29, 2023 | Sep 30, 2023 |
| N-CSRS | Filing | Sep 8, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Aug 29, 2023 | Jun 30, 2023 |
| N-PX | Brdqy8_0001710680_2023.txt | Aug 17, 2023 | Jun 30, 2023 |
| NPORT-P/A | Filing | Aug 15, 2023 | Mar 31, 2023 |
| NPORT-P/A | Filing | Aug 15, 2023 | Dec 31, 2022 |
| NPORT-P/A | Filing | Aug 15, 2023 | Sep 30, 2022 |
| NPORT-P | Filing | May 30, 2023 | Mar 31, 2023 |
| CORRESP | Letter to the SEC | May 4, 2023 | — |
| DEF 14A | Proxy statement | May 2, 2023 | Jun 16, 2023 |
| N-CEN | Filing | Mar 15, 2023 | Dec 31, 2022 |
| N-CSR | Form n-csr | Mar 10, 2023 | — |
| 424B3 | Prospectus | Mar 10, 2023 | — |
| NPORT-P | Filing | Mar 1, 2023 | Dec 31, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2023 | — |
| 40-17G | Form 40-17g | Jan 12, 2023 | — |
| 4 | Insider transaction | Dec 6, 2022 | Dec 5, 2022 |
| NPORT-P | Filing | Nov 29, 2022 | Sep 30, 2022 |
| 424B3 | Prospectus | Sep 26, 2022 | — |
| N-CSRS | Form n-csrs | Sep 8, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | Aug 29, 2022 | Jun 30, 2022 |
| N-PX | Brdqy8_0001710680_2022.txt | Aug 19, 2022 | Jun 30, 2022 |
| 4 | Insider transaction | Jul 1, 2022 | Jun 2, 2022 |
| 4 | Insider transaction | Jun 30, 2022 | Jun 2, 2022 |
| 4 | Insider transaction | Jun 30, 2022 | Jun 2, 2022 |
| NPORT-P | Filing | May 31, 2022 | Mar 31, 2022 |
| 424B3 | Prospectus | May 2, 2022 | — |
| 3 | Initial insider ownership | May 2, 2022 | May 1, 2022 |
| N-CSR/A | Highland income fund | Apr 5, 2022 | Dec 31, 2021 |
| DEF 14A | Proxy statement | Mar 28, 2022 | Jun 14, 2022 |
| N-CEN | Filing | Mar 16, 2022 | Dec 31, 2021 |
| N-CSR | Highland income fund | Mar 11, 2022 | Dec 31, 2021 |
| NPORT-P | Filing | Mar 1, 2022 | Dec 31, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| 40-17G | Form 40-17g | Jan 28, 2022 | — |
| 3 | Initial insider ownership | Jan 18, 2022 | Jan 1, 2022 |
| 424B3 | Prospectus | Jan 13, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 30, 2021 | Dec 21, 2021 |
| NPORT-P | Filing | Nov 29, 2021 | Sep 30, 2021 |
| 3 | Initial insider ownership | Nov 23, 2021 | Nov 13, 2021 |
| 497 | Highland income fund | Nov 22, 2021 | — |
| 4 | Insider transaction | Nov 16, 2021 | Nov 12, 2021 |
| CORRESP | Letter to the SEC | Nov 3, 2021 | — |
| DEFA14A | Additional proxy material | Oct 13, 2021 | — |
| DEFA14A | Additional proxy material | Oct 13, 2021 | — |
| DEFA14A | Additional proxy material | Sep 30, 2021 | — |
| SC 13D/A | Amended ownership over 5% (active) | Sep 28, 2021 | — |
| DEFA14A | Additional proxy material | Sep 24, 2021 | — |
| DEFA14A | Additional proxy material | Sep 24, 2021 | — |
| SC TO-C | Filing | Sep 24, 2021 | — |
| DEFA14A | Additional proxy material | Sep 23, 2021 | — |
| N-CSRS | Form n-csrs | Sep 9, 2021 | Jun 30, 2021 |
| DEFA14A | Additional proxy material | Sep 3, 2021 | — |
| SC TO-C | Filing | Sep 3, 2021 | — |
| DEFA14A | Additional proxy material | Sep 2, 2021 | — |
| NPORT-P | Filing | Aug 30, 2021 | Jun 30, 2021 |
| PX14A6G | Filing | Aug 26, 2021 | — |
| DEFA14A | Additional proxy material | Aug 24, 2021 | — |
| SC TO-C | Filing | Aug 20, 2021 | — |
| DEFA14A | Additional proxy material | Aug 20, 2021 | — |
| DEFA14A | Additional proxy material | Aug 20, 2021 | — |
| DEFA14A | Additional proxy material | Aug 20, 2021 | — |
| DEFA14A | Additional proxy material | Aug 20, 2021 | — |
| SC TO-C | Filing | Aug 18, 2021 | — |
| DEFA14A | Additional proxy material | Aug 18, 2021 | — |
| DEFA14A | Additional proxy material | Aug 17, 2021 | — |
| DEFA14A | Additional proxy material | Aug 17, 2021 | — |
| SC TO-C | Filing | Aug 17, 2021 | — |
| DEFA14A | Additional proxy material | Aug 16, 2021 | — |
| SC TO-C | Filing | Aug 16, 2021 | — |
| DEFA14A | Additional proxy material | Aug 13, 2021 | — |
| N-PX | Brd_qy80001710680_2021.txt | Aug 11, 2021 | Jun 30, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 11, 2021 | — |
| SC 13D | Ownership over 5% (active) | Aug 10, 2021 | — |
| 4 | Insider transaction | Jul 29, 2021 | Jul 21, 2021 |
| DEFA14A | Additional proxy material | Jul 14, 2021 | — |
| DEFA14A | Additional proxy material | Jul 13, 2021 | — |
| DEFA14A | Additional proxy material | Jul 9, 2021 | — |
| DEF 14A | Proxy statement | Jul 9, 2021 | Aug 20, 2021 |
| DEFR14A | Highland income fund | Jul 1, 2021 | — |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| 4 | Insider transaction | Jun 17, 2021 | Jun 15, 2021 |
| DEFA14A | Additional proxy material | Jun 16, 2021 | — |
| DEFA14A | Additional proxy material | Jun 14, 2021 | — |
| DEF 14A | Proxy statement | Jun 14, 2021 | Jul 8, 2021 |
| PRE 14A | Preliminary proxy statement | Jun 14, 2021 | Aug 20, 2021 |
| NPORT-P | Filing | Jun 1, 2021 | Mar 31, 2021 |
| 497 | Highland income fund | Apr 19, 2021 | — |
| N-CEN/A | Filing | Mar 17, 2021 | Dec 31, 2020 |
| N-CEN | Filing | Mar 16, 2021 | Dec 31, 2020 |
| N-CSR | Form n-csr | Mar 11, 2021 | Dec 31, 2020 |
| NPORT-P | Filing | Mar 1, 2021 | Dec 31, 2020 |
| 3 | Initial insider ownership | Feb 26, 2021 | Feb 17, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| 40-17G | Form 40-17g | Jan 29, 2021 | — |
| NPORT-P | Filing | Nov 30, 2020 | Sep 30, 2020 |
| 4 | Insider transaction | Oct 16, 2020 | Feb 25, 2020 |
| NPORT-P/A | Filing | Oct 13, 2020 | Mar 31, 2020 |
| NPORT-P/A | Filing | Oct 13, 2020 | Sep 30, 2019 |
| N-CEN/A | Filing | Oct 13, 2020 | Dec 31, 2019 |
| N-CSR/A | Filing | Oct 9, 2020 | Dec 31, 2019 |
| N-CSRS | Form n-csrs | Sep 10, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | Aug 31, 2020 | Jun 30, 2020 |
| N-PX | Brdqy8_0001710680_2020.txt | Aug 27, 2020 | Jun 30, 2020 |
| NPORT-P | Filing | Jun 1, 2020 | Mar 31, 2020 |
| DEF 14A | Proxy statement | Apr 22, 2020 | Jun 12, 2020 |
| NT N-CEN | Filing | Apr 15, 2020 | Dec 31, 2019 |
| N-CSR | Form n-csr | Apr 10, 2020 | Dec 31, 2019 |
| NTFNCEN | Form nt-ncen | Mar 17, 2020 | Dec 31, 2019 |
| NTFNCSR | Nt-ncsr | Mar 12, 2020 | Dec 31, 2019 |
| NPORT-P | Filing | Feb 28, 2020 | Dec 31, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2020 | — |
| 40-17G | Form 40-17g | Dec 23, 2019 | — |
| NPORT-P | Filing | Nov 29, 2019 | Sep 30, 2019 |
| N-CSRS | Form n-csrs | Sep 9, 2019 | Jun 30, 2019 |
| N-PX | Brdqy8_0001710680_2019.txt | Aug 22, 2019 | Jun 30, 2019 |
| CERT | Nyse certification | Aug 1, 2019 | — |
| 8-A12B | Highland income fund | Jul 31, 2019 | — |
| POS EX | Highland income fund | Jul 31, 2019 | — |
| 497 | Highland income fund | Jul 30, 2019 | — |
| 497AD | Highland income fund | Jul 29, 2019 | — |
| 497 | Highland income fund | Jul 29, 2019 | — |
| NT N-CEN | Filing | Jul 23, 2019 | Dec 31, 2018 |
| EFFECT | Filing | Jul 1, 2019 | — |
| 497 | Highland income fund | Jul 1, 2019 | — |
| CORRESP | Letter to the SEC | Jul 1, 2019 | — |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HFRO (NYSE), HFRO-PA (NYSE), HFRO-PB (NYSE)
- Fiscal year ends
- June 30
- Incorporated in
- MA
- Headquarters
- Dallas, TX
- SEC CIK
- 1710680
- Former names
- HIGHLAND INCOME FUND\MA (until May 30, 2023); HIGHLAND FLOATING RATE OPPORTUNITIES FUND (until May 13, 2019); HIGHLAND FLOATING RATE OPPORTUNITIES FUND II (until Sep 20, 2017)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.