Ellsworth Growth & Income Fund Ltd SEC filings ECF
Ellsworth Growth & Income Fund Ltd has 562 filings in SEC EDGAR's recent list, going back to Nov 13, 1995. The most recent current report (Form 8-K) was filed on May 19, 2025 (bylaw or fiscal year change). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Nov 2, 2026 | Oct 30, 2026 |
| 4 | Insider transaction | Oct 30, 2026 | Oct 29, 2026 |
| 4 | Insider transaction | Oct 29, 2026 | Oct 28, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 29, 2026 | — |
| 4 | Insider transaction | Oct 28, 2026 | Oct 27, 2026 |
| 4 | Insider transaction | Oct 27, 2026 | Oct 26, 2026 |
| 4 | Insider transaction | Oct 22, 2026 | Oct 21, 2026 |
| 4 | Insider transaction | Oct 21, 2026 | Oct 20, 2026 |
| 4 | Insider transaction | Oct 20, 2026 | Oct 16, 2026 |
| 4 | Insider transaction | Oct 19, 2026 | Oct 15, 2026 |
| 4 | Insider transaction | Oct 15, 2026 | Oct 14, 2026 |
| 4 | Insider transaction | Oct 14, 2026 | Oct 12, 2026 |
| 4 | Insider transaction | Oct 13, 2026 | Oct 8, 2026 |
| 4 | Insider transaction | Oct 9, 2026 | Oct 7, 2026 |
| 4 | Insider transaction | Sep 8, 2026 | Sep 3, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 4 | Insider transaction | Aug 28, 2026 | Aug 27, 2026 |
| 4 | Insider transaction | Aug 24, 2026 | Aug 20, 2026 |
| 3 | Initial insider ownership | Aug 18, 2026 | Aug 12, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 28, 2026 | — |
| 4 | Insider transaction | Jun 2, 2026 | Oct 16, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 12, 2026 | — |
| 4 | Insider transaction | Feb 19, 2026 | Feb 17, 2026 |
| 4 | Insider transaction | Feb 17, 2026 | Feb 13, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 11, 2026 |
| 4 | Insider transaction | Feb 9, 2026 | Feb 5, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 29, 2026 | — |
| 4 | Insider transaction | Jan 7, 2026 | Dec 17, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 10, 2025 | — |
| 4 | Insider transaction | Nov 10, 2025 | Nov 7, 2025 |
| 4 | Insider transaction | Oct 30, 2025 | Oct 28, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 22, 2025 | — |
| 4 | Insider transaction | Aug 21, 2025 | Aug 19, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 6, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jul 7, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 1, 2025 | — |
| 4 | Insider transaction | Jul 1, 2025 | Jun 26, 2025 |
| 4 | Insider transaction | May 20, 2025 | May 19, 2025 |
| 4 | Insider transaction | May 8, 2025 | May 6, 2025 |
| 4 | Insider transaction | May 6, 2025 | May 5, 2025 |
| 4 | Insider transaction | May 5, 2025 | May 1, 2025 |
| 4 | Insider transaction | May 1, 2025 | Apr 29, 2025 |
| 4 | Insider transaction | Apr 29, 2025 | Apr 28, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 25, 2025 | — |
| 4 | Insider transaction | Apr 22, 2025 | Apr 21, 2025 |
| 4 | Insider transaction | Apr 17, 2025 | Apr 15, 2025 |
| 4 | Insider transaction | Apr 15, 2025 | Apr 14, 2025 |
| 4 | Insider transaction | Apr 10, 2025 | Apr 8, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 8, 2025 | — |
| 4 | Insider transaction | Apr 7, 2025 | Apr 3, 2025 |
| 4 | Insider transaction | Apr 3, 2025 | Apr 1, 2025 |
| 3 | Initial insider ownership | Mar 21, 2025 | Feb 13, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 23, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 25, 2024 | — |
| 4 | Insider transaction | Sep 30, 2024 | Sep 27, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 6, 2024 | — |
| 3 | Initial insider ownership | Aug 5, 2024 | Aug 1, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 19, 2024 | — |
| 4 | Insider transaction | Jun 28, 2024 | Jun 26, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 21, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 10, 2024 | — |
| SC 13D | Ownership over 5% (active) | May 13, 2024 | — |
| 4 | Insider transaction | Feb 23, 2024 | Feb 22, 2024 |
| SC 13G | Ownership over 5% (passive) | Feb 6, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 29, 2024 | — |
| 4 | Insider transaction | Jan 25, 2024 | Jan 23, 2024 |
| 4 | Insider transaction | Nov 7, 2023 | Mar 28, 2023 |
| 4 | Insider transaction | Jun 29, 2023 | Jun 26, 2023 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 29, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 11, 2022 | — |
| SC 13D | Ownership over 5% (active) | Jul 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Jul 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Jul 11, 2022 | — |
| 4 | Insider transaction | Jul 7, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 6, 2022 | Jul 1, 2022 |
| SC 13G | Ownership over 5% (passive) | Jun 10, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 5, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 4, 2021 | — |
| 3 | Initial insider ownership | Aug 27, 2020 | Aug 19, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 5, 2020 | — |
| 4 | Insider transaction | Jul 16, 2019 | Jul 12, 2019 |
| 4 | Insider transaction | Jul 12, 2019 | Jul 10, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2019 | — |
| 4 | Insider transaction | Jan 17, 2019 | Jan 15, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 16, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Jul 10, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2018 | — |
| 4 | Insider transaction | Feb 7, 2018 | Feb 5, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 26, 2018 | — |
| 4 | Insider transaction | Jan 19, 2018 | Jan 17, 2018 |
| 4 | Insider transaction | Sep 19, 2017 | Sep 18, 2017 |
| 4 | Insider transaction | Sep 19, 2017 | Sep 18, 2017 |
| 3 | Initial insider ownership | May 25, 2017 | May 17, 2017 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 7, 2017 | — |
| SC 13G | Ownership over 5% (passive) | Jan 27, 2017 | — |
| 4 | Insider transaction | Jan 20, 2017 | Jan 19, 2017 |
| 4 | Insider transaction | Sep 9, 2016 | May 27, 2016 |
| 4 | Insider transaction | May 23, 2016 | May 19, 2016 |
| 4 | Insider transaction | Apr 28, 2016 | Apr 26, 2016 |
| 4 | Insider transaction | Mar 3, 2016 | Mar 1, 2016 |
| 4 | Insider transaction | Feb 29, 2016 | Feb 29, 2016 |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2016 | — |
| SC 13G | Ownership over 5% (passive) | Feb 9, 2016 | — |
| 4 | Insider transaction | Feb 3, 2016 | Feb 3, 2016 |
| 4 | Insider transaction | Dec 30, 2015 | Dec 29, 2015 |
| 4 | Insider transaction | Dec 11, 2015 | Dec 9, 2015 |
| 4 | Insider transaction | Nov 25, 2015 | Nov 25, 2015 |
| 4 | Insider transaction | Nov 25, 2015 | Nov 25, 2015 |
| 3 | Initial insider ownership | Nov 23, 2015 | Nov 18, 2015 |
| 4 | Insider transaction | Nov 10, 2015 | Nov 9, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 3 | Initial insider ownership | Nov 5, 2015 | Nov 1, 2015 |
| 4 | Insider transaction | Sep 29, 2015 | Sep 28, 2015 |
| 4 | Insider transaction | Sep 29, 2015 | Sep 25, 2015 |
| 4 | Insider transaction | Mar 25, 2015 | Mar 25, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 5, 2015 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2014 | — |
| SC 13G | Ownership over 5% (passive) | Jan 27, 2014 | — |
| 4 | Insider transaction | Jul 10, 2013 | Jul 9, 2013 |
| 4 | Insider transaction | Jun 25, 2013 | Jun 24, 2013 |
| 4 | Insider transaction | Jun 25, 2013 | Jun 24, 2013 |
| 4 | Insider transaction | Jun 25, 2013 | Jun 24, 2013 |
| 4 | Insider transaction | Jun 19, 2013 | Jun 18, 2013 |
| 4 | Insider transaction | Feb 27, 2013 | Oct 23, 2008 |
| 4 | Insider transaction | Feb 26, 2013 | Oct 23, 2008 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 25, 2013 | — |
| 3 | Initial insider ownership | Jan 24, 2013 | Jul 1, 2007 |
| 4 | Insider transaction | Jan 15, 2013 | Oct 23, 2008 |
| 4 | Insider transaction | Jan 15, 2013 | Jan 11, 2013 |
| 4 | Insider transaction | Jan 15, 2013 | Sep 26, 2008 |
| 4 | Insider transaction | Jan 15, 2013 | Jan 11, 2013 |
| 4 | Insider transaction | Jan 14, 2013 | Jan 11, 2013 |
| 4 | Insider transaction | Jan 14, 2013 | Jan 11, 2013 |
| 4 | Insider transaction | Nov 26, 2012 | Nov 21, 2012 |
| SC 13G/A | Amended ownership over 5% (passive) | Mar 8, 2012 | — |
| 4 | Insider transaction | Feb 15, 2012 | Feb 14, 2012 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 6, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 10, 2011 | — |
| 4/A | Primary document | Feb 22, 2011 | Feb 16, 2011 |
| 4 | Insider transaction | Feb 17, 2011 | Feb 16, 2011 |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2011 | — |
| SC 13G | Ownership over 5% (passive) | Jan 11, 2011 | — |
| 4 | Insider transaction | Apr 23, 2010 | Dec 31, 2009 |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2010 | — |
| 4 | Insider transaction | Jan 29, 2010 | Jan 28, 2010 |
| 5 | Annual insider ownership | Nov 13, 2009 | Sep 30, 2009 |
| 3/A | Primary document | Nov 13, 2009 | Feb 13, 2009 |
| 3 | Initial insider ownership | Nov 9, 2009 | Feb 13, 2009 |
| 4 | Insider transaction | Sep 23, 2009 | Sep 22, 2009 |
| 4 | Insider transaction | Sep 21, 2009 | Sep 17, 2009 |
| 4 | Insider transaction | Sep 11, 2009 | Sep 10, 2009 |
| 4 | Insider transaction | Sep 4, 2009 | Sep 3, 2009 |
| 4 | Insider transaction | Sep 3, 2009 | Sep 1, 2009 |
| 4 | Insider transaction | Sep 2, 2009 | Aug 31, 2009 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2009 | — |
| 4 | Insider transaction | Jan 15, 2009 | Jan 15, 2009 |
| 4 | Insider transaction | Dec 19, 2008 | Dec 18, 2008 |
| 4 | Insider transaction | Nov 12, 2008 | Nov 7, 2008 |
| 4 | Insider transaction | Nov 12, 2008 | Nov 7, 2008 |
| 4 | Insider transaction | Oct 23, 2008 | Oct 23, 2008 |
| 4 | Insider transaction | Oct 16, 2008 | Oct 14, 2008 |
| 4 | Insider transaction | Oct 14, 2008 | Oct 10, 2008 |
| 4 | Insider transaction | Oct 2, 2008 | Oct 1, 2008 |
| 4 | Insider transaction | Oct 2, 2008 | Sep 30, 2008 |
| 4 | Insider transaction | Sep 26, 2008 | Sep 26, 2008 |
| 4 | Insider transaction | Sep 17, 2008 | Sep 15, 2008 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2008 | — |
| 4 | Insider transaction | Feb 15, 2008 | Feb 14, 2008 |
| 3 | Initial insider ownership | Feb 1, 2008 | Jan 1, 2008 |
| 3 | Initial insider ownership | Nov 14, 2007 | Oct 11, 2007 |
| 3 | Initial insider ownership | Jan 4, 2007 | Jan 1, 2007 |
| 4 | Insider transaction | Sep 19, 2006 | Sep 15, 2006 |
| 4 | Insider transaction | Apr 5, 2006 | Apr 4, 2006 |
| 4 | Insider transaction | Nov 28, 2005 | Feb 8, 2005 |
| 4 | Insider transaction | Mar 1, 2005 | Dec 3, 2004 |
| 4 | Insider transaction | Feb 4, 2005 | Feb 3, 2005 |
| 3 | Initial insider ownership | Nov 24, 2004 | Nov 15, 2004 |
| 4 | Insider transaction | Dec 5, 2003 | Oct 31, 1997 |
| 4 | Insider transaction | Dec 5, 2003 | Oct 31, 1997 |
| 4 | Insider transaction | Dec 3, 2003 | Dec 1, 2003 |
| 4/A | Primary document | Dec 2, 2003 | Nov 28, 2003 |
| 4/A | Primary document | Dec 2, 2003 | Nov 28, 2003 |
| 4 | Insider transaction | Dec 2, 2003 | Nov 28, 2003 |
| 4 | Insider transaction | Dec 2, 2003 | Nov 28, 2003 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- ECF (NYSE), ECF-PA (NYSE)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- Morristown, NJ
- SEC CIK
- 793040
- Former names
- ELLSWORTH FUND LTD (until Dec 29, 2014); ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC (until Feb 28, 2006)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.