Ellsworth Growth & Income Fund Ltd SEC filings ECF
Ellsworth Growth & Income Fund Ltd has 562 filings in SEC EDGAR's recent list, going back to Nov 13, 1995. The most recent current report (Form 8-K) was filed on May 19, 2025 (bylaw or fiscal year change). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-2 | Filing | Nov 4, 2026 | — |
| 4 | Insider transaction | Nov 2, 2026 | Oct 30, 2026 |
| 4 | Insider transaction | Oct 30, 2026 | Oct 29, 2026 |
| 4 | Insider transaction | Oct 29, 2026 | Oct 28, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 29, 2026 | — |
| 4 | Insider transaction | Oct 28, 2026 | Oct 27, 2026 |
| 4 | Insider transaction | Oct 27, 2026 | Oct 26, 2026 |
| 4 | Insider transaction | Oct 22, 2026 | Oct 21, 2026 |
| 4 | Insider transaction | Oct 21, 2026 | Oct 20, 2026 |
| 4 | Insider transaction | Oct 20, 2026 | Oct 16, 2026 |
| 4 | Insider transaction | Oct 19, 2026 | Oct 15, 2026 |
| 4 | Insider transaction | Oct 15, 2026 | Oct 14, 2026 |
| 4 | Insider transaction | Oct 14, 2026 | Oct 12, 2026 |
| 4 | Insider transaction | Oct 13, 2026 | Oct 8, 2026 |
| 4 | Insider transaction | Oct 9, 2026 | Oct 7, 2026 |
| 4 | Insider transaction | Sep 8, 2026 | Sep 3, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| 4 | Insider transaction | Aug 28, 2026 | Aug 27, 2026 |
| 4 | Insider transaction | Aug 24, 2026 | Aug 20, 2026 |
| N-PX | Filing | Aug 19, 2026 | Jun 30, 2026 |
| 3 | Initial insider ownership | Aug 18, 2026 | Aug 12, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 28, 2026 | — |
| N-CSRS | Filing | Jun 8, 2026 | Mar 31, 2026 |
| 4 | Insider transaction | Jun 2, 2026 | Oct 16, 2025 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 12, 2026 | — |
| DEFA14A | Additional proxy material | Mar 19, 2026 | — |
| DEF 14A | Proxy statement | Mar 19, 2026 | May 11, 2026 |
| NPORT-P | Filing | Mar 2, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Feb 19, 2026 | Feb 17, 2026 |
| 4 | Insider transaction | Feb 17, 2026 | Feb 13, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 11, 2026 |
| 4 | Insider transaction | Feb 9, 2026 | Feb 5, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 29, 2026 | — |
| 40-17G | Filing | Jan 9, 2026 | — |
| 4 | Insider transaction | Jan 7, 2026 | Dec 17, 2025 |
| N-CEN | Filing | Dec 15, 2025 | Sep 30, 2025 |
| N-CSR | Filing | Dec 8, 2025 | Sep 30, 2025 |
| NPORT-P | Filing | Dec 1, 2025 | Sep 30, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Nov 10, 2025 | — |
| 4 | Insider transaction | Nov 10, 2025 | Nov 7, 2025 |
| 4 | Insider transaction | Oct 30, 2025 | Oct 28, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 22, 2025 | — |
| NPORT-P | Filing | Aug 29, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 27, 2025 | Jun 30, 2025 |
| 4 | Insider transaction | Aug 21, 2025 | Aug 19, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 6, 2025 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jul 7, 2025 | — |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Jul 1, 2025 | — |
| 4 | Insider transaction | Jul 1, 2025 | Jun 26, 2025 |
| N-CSRS | Certified semi-annual shareholder report | Jun 6, 2025 | Mar 31, 2025 |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| 4 | Insider transaction | May 20, 2025 | May 19, 2025 |
| 8-K |
Current report
Bylaw or fiscal year change
|
May 19, 2025 | May 19, 2025 |
| 4 | Insider transaction | May 8, 2025 | May 6, 2025 |
| 4 | Insider transaction | May 6, 2025 | May 5, 2025 |
| 4 | Insider transaction | May 5, 2025 | May 1, 2025 |
| 4 | Insider transaction | May 1, 2025 | Apr 29, 2025 |
| 4 | Insider transaction | Apr 29, 2025 | Apr 28, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 25, 2025 | — |
| 4 | Insider transaction | Apr 22, 2025 | Apr 21, 2025 |
| 4 | Insider transaction | Apr 17, 2025 | Apr 15, 2025 |
| 4 | Insider transaction | Apr 15, 2025 | Apr 14, 2025 |
| 4 | Insider transaction | Apr 10, 2025 | Apr 8, 2025 |
| SCHEDULE 13D/A | Amended ownership over 5% (active) | Apr 8, 2025 | — |
| 4 | Insider transaction | Apr 7, 2025 | Apr 3, 2025 |
| 4 | Insider transaction | Apr 3, 2025 | Apr 1, 2025 |
| 3 | Initial insider ownership | Mar 21, 2025 | Feb 13, 2025 |
| DEFA14A | Additional proxy material | Mar 20, 2025 | — |
| DEF 14A | Proxy statement | Mar 20, 2025 | May 12, 2025 |
| NPORT-P | Filing | Mar 3, 2025 | Dec 31, 2024 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 23, 2025 | — |
| N-CEN | Filing | Dec 13, 2024 | Sep 30, 2024 |
| N-CSR | Filing | Dec 5, 2024 | Sep 30, 2024 |
| 40-17G | Filing | Nov 29, 2024 | — |
| NPORT-P | Filing | Nov 29, 2024 | Sep 30, 2024 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 25, 2024 | — |
| 4 | Insider transaction | Sep 30, 2024 | Sep 27, 2024 |
| N-PX | Filing | Aug 30, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 28, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 6, 2024 | — |
| 3 | Initial insider ownership | Aug 5, 2024 | Aug 1, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 19, 2024 | — |
| 4 | Insider transaction | Jun 28, 2024 | Jun 26, 2024 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 21, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 10, 2024 | — |
| N-CSRS | Certified semi-annual shareholder report | Jun 6, 2024 | Mar 31, 2024 |
| NPORT-P | Filing | May 30, 2024 | Mar 28, 2024 |
| SC 13D | Ownership over 5% (active) | May 13, 2024 | — |
| DEFR14A | Ellsworth growth and income fund ltd. (ecf) - defr14a | Apr 3, 2024 | — |
| DEFA14A | Additional proxy material | Mar 21, 2024 | — |
| DEF 14A | Proxy statement | Mar 21, 2024 | May 13, 2024 |
| 40-17G | Filing | Mar 7, 2024 | — |
| NPORT-P | Filing | Feb 29, 2024 | Dec 29, 2023 |
| 4 | Insider transaction | Feb 23, 2024 | Feb 22, 2024 |
| SC 13G | Ownership over 5% (passive) | Feb 6, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 29, 2024 | — |
| 4 | Insider transaction | Jan 25, 2024 | Jan 23, 2024 |
| EFFECT | Filing | Jan 16, 2024 | — |
| N-2/A | Filing | Jan 5, 2024 | — |
| N-CEN | Filing | Dec 13, 2023 | Sep 30, 2023 |
| N-CSR | Filing | Dec 7, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Nov 29, 2023 | Sep 29, 2023 |
| 4 | Insider transaction | Nov 7, 2023 | Mar 28, 2023 |
| N-2 | Filing | Oct 27, 2023 | — |
| NPORT-P | Filing | Aug 29, 2023 | Jun 30, 2023 |
| N-PX | Ellsworth growth and income fund ltd - n-px | Aug 18, 2023 | Jun 30, 2023 |
| 4 | Insider transaction | Jun 29, 2023 | Jun 26, 2023 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 29, 2023 | — |
| N-CSRS | Certified semi-annual shareholder report | Jun 2, 2023 | — |
| NPORT-P | Filing | May 30, 2023 | Mar 31, 2023 |
| DEFA14A | Additional proxy material | Apr 5, 2023 | — |
| DEF 14A | Proxy statement | Apr 5, 2023 | — |
| NPORT-P | Filing | Mar 1, 2023 | Dec 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| 40-17G | Gabelli funds | Feb 1, 2023 | — |
| N-CEN | Filing | Dec 14, 2022 | Sep 30, 2022 |
| N-CSR | Certified annual shareholder report | Dec 1, 2022 | — |
| NPORT-P | Filing | Nov 29, 2022 | Sep 30, 2022 |
| NPORT-P | Filing | Aug 29, 2022 | Jun 30, 2022 |
| POS EX | Ellsworth growth & income fund ltd | Aug 25, 2022 | — |
| N-PX | Ellsworth growth & income fund ltd_n-px | Aug 24, 2022 | Jun 30, 2022 |
| D | Filing | Jul 15, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jul 11, 2022 | — |
| SC 13D | Ownership over 5% (active) | Jul 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Jul 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Jul 11, 2022 | — |
| 4 | Insider transaction | Jul 7, 2022 | Jul 1, 2022 |
| 4 | Insider transaction | Jul 6, 2022 | Jul 1, 2022 |
| SC 13G | Ownership over 5% (passive) | Jun 10, 2022 | — |
| N-CSRS | Certified semi-annual shareholder report | Jun 3, 2022 | Mar 31, 2022 |
| NPORT-P | Filing | May 31, 2022 | Mar 31, 2022 |
| DEFA14A | Additional proxy material | Mar 24, 2022 | — |
| DEF 14A | Proxy statement | Mar 24, 2022 | May 9, 2022 |
| NPORT-P | Filing | Mar 1, 2022 | Dec 31, 2021 |
| 40-17G | Gabelli funds | Feb 16, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2022 | — |
| N-CEN | Filing | Dec 13, 2021 | Sep 30, 2021 |
| N-CSR | Certified annual shareholder report | Dec 3, 2021 | Sep 30, 2021 |
| NPORT-P | Filing | Nov 29, 2021 | Sep 30, 2021 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 5, 2021 | — |
| NPORT-P | Filing | Aug 25, 2021 | Jun 30, 2021 |
| N-PX | Ellsworth growth & income fund ltd_n-px | Aug 20, 2021 | Jun 30, 2021 |
| N-CSRS | Semi-annual report | May 28, 2021 | Mar 31, 2021 |
| NPORT-P | Filing | May 27, 2021 | Mar 31, 2021 |
| CORRESP | Letter to the SEC | Apr 28, 2021 | — |
| DEFA14A | Additional proxy material | Mar 29, 2021 | — |
| DEF 14A | Proxy statement | Mar 29, 2021 | May 10, 2021 |
| 40-17G | Gabelli funds | Mar 15, 2021 | — |
| NPORT-P | Filing | Feb 26, 2021 | Dec 31, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 4, 2021 | — |
| N-CEN | Filing | Dec 11, 2020 | Sep 30, 2020 |
| N-CSR | Ellsworth growth & income fund ltd. | Dec 4, 2020 | Sep 30, 2020 |
| EFFECT | Filing | Nov 25, 2020 | — |
| CORRESP | Letter to the SEC | Nov 24, 2020 | — |
| NPORT-P | Filing | Nov 23, 2020 | Sep 30, 2020 |
| N-2/A | Ellsworth growth & income fund | Nov 20, 2020 | — |
| CORRESP | Letter to the SEC | Nov 20, 2020 | — |
| N-2 | Ellsworth growth & income fund ltd | Aug 31, 2020 | — |
| NPORT-P | Filing | Aug 27, 2020 | Jun 30, 2020 |
| 3 | Initial insider ownership | Aug 27, 2020 | Aug 19, 2020 |
| N-PX | Ellsworth growth and income fund_n-px | Aug 21, 2020 | Jun 30, 2020 |
| N-CSRS | Ellsworth growth & income fund ltd. | May 29, 2020 | Mar 31, 2020 |
| NPORT-P | Filing | May 26, 2020 | Mar 31, 2020 |
| DEFA14A | Additional proxy material | May 4, 2020 | — |
| DEFA14A | Additional proxy material | May 1, 2020 | — |
| DEFA14A | Additional proxy material | Mar 26, 2020 | — |
| DEF 14A | Proxy statement | Mar 26, 2020 | May 11, 2020 |
| EFFECT | Filing | Mar 9, 2020 | — |
| POS 8C | Ellsworth growth and income fund ltd. | Mar 5, 2020 | — |
| NPORT-P | Filing | Feb 28, 2020 | Dec 31, 2019 |
| 40-17G | Gabelli funds | Feb 27, 2020 | — |
| CORRESP | Letter to the SEC | Feb 27, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2020 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2020 | — |
| SC 13G | Ownership over 5% (passive) | Feb 5, 2020 | — |
| POS 8C | Ellsworth growth and income fund ltd. | Jan 9, 2020 | — |
| N-CEN | Filing | Dec 10, 2019 | Sep 30, 2019 |
| N-CSR | Ellsworth growth & income fund ltd | Dec 4, 2019 | Sep 30, 2019 |
| NPORT-P | Filing | Nov 26, 2019 | Sep 30, 2019 |
| NPORT-EX | Filing | Aug 27, 2019 | Jun 30, 2019 |
| N-PX | Filing | Aug 23, 2019 | Jun 30, 2019 |
| 4 | Insider transaction | Jul 16, 2019 | Jul 12, 2019 |
| 4 | Insider transaction | Jul 12, 2019 | Jul 10, 2019 |
| N-CSRS | Ellsworth growth & income fund ltd. | Jun 6, 2019 | Mar 31, 2019 |
| N-CEN/A | Filing | May 28, 2019 | Sep 30, 2018 |
| DEFA14A | Additional proxy material | Mar 29, 2019 | — |
| DEF 14A | Proxy statement | Mar 29, 2019 | May 13, 2019 |
| 40-17G | Gabelli funds | Mar 1, 2019 | — |
| N-Q | Ellsworth growth & income fund ltd | Feb 27, 2019 | Dec 31, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 15, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2019 | — |
| 4 | Insider transaction | Jan 17, 2019 | Jan 15, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 16, 2019 | — |
| N-CEN | Filing | Dec 14, 2018 | Sep 30, 2018 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- ECF (NYSE), ECF-PA (NYSE)
- Fiscal year ends
- September 30
- Incorporated in
- DE
- Headquarters
- Morristown, NJ
- SEC CIK
- 793040
- Former names
- ELLSWORTH FUND LTD (until Dec 29, 2014); ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC (until Feb 28, 2006)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.