Caterpillar Inc SEC filings CAT
Caterpillar Inc has 1,000 filings in SEC EDGAR's recent list, going back to Apr 29, 2019. Its latest annual report, Form ARS, was filed on Apr 30, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Nov 3, 2026 | Nov 2, 2026 |
| 3 | Initial insider ownership | Nov 2, 2026 | Nov 1, 2026 |
| 4 | Insider transaction | Oct 27, 2026 | Oct 26, 2026 |
| 4 | Insider transaction | Oct 27, 2026 | Oct 26, 2026 |
| 4 | Insider transaction | Oct 27, 2026 | Oct 26, 2026 |
| 4 | Insider transaction | Oct 1, 2026 | Sep 30, 2026 |
| 4 | Insider transaction | Oct 1, 2026 | Sep 30, 2026 |
| 4 | Insider transaction | Sep 28, 2026 | Sep 25, 2026 |
| 4 | Insider transaction | Sep 28, 2026 | Sep 25, 2026 |
| 4 | Insider transaction | Sep 28, 2026 | Sep 25, 2026 |
| 4 | Insider transaction | Sep 1, 2026 | Aug 28, 2026 |
| 144 | Notice of proposed sale | Aug 28, 2026 | — |
| 4 | Insider transaction | Aug 27, 2026 | Aug 26, 2026 |
| 4 | Insider transaction | Aug 27, 2026 | Aug 26, 2026 |
| 4 | Insider transaction | Aug 27, 2026 | Aug 26, 2026 |
| 3 | Initial insider ownership | Aug 5, 2026 | Aug 1, 2026 |
| 4 | Insider transaction | Jul 27, 2026 | Jul 24, 2026 |
| 4 | Insider transaction | Jul 27, 2026 | Jul 24, 2026 |
| 4 | Insider transaction | Jul 27, 2026 | Jul 24, 2026 |
| 4 | Insider transaction | Jul 1, 2026 | Jun 30, 2026 |
| 4 | Insider transaction | Jun 29, 2026 | Jun 26, 2026 |
| 4 | Insider transaction | Jun 29, 2026 | Jun 26, 2026 |
| 4 | Insider transaction | Jun 29, 2026 | Jun 26, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | Jun 11, 2026 | Jun 10, 2026 |
| 4 | Insider transaction | May 27, 2026 | May 26, 2026 |
| 4 | Insider transaction | May 27, 2026 | May 26, 2026 |
| 4 | Insider transaction | May 15, 2026 | May 14, 2026 |
| 144 | Notice of proposed sale | May 14, 2026 | — |
| 4 | Insider transaction | May 14, 2026 | May 13, 2026 |
| 4 | Insider transaction | May 14, 2026 | May 13, 2026 |
| 144 | Notice of proposed sale | May 13, 2026 | — |
| 144 | Notice of proposed sale | May 13, 2026 | — |
| 4 | Insider transaction | May 12, 2026 | May 11, 2026 |
| 4 | Insider transaction | May 12, 2026 | May 11, 2026 |
| 4 | Insider transaction | May 12, 2026 | May 11, 2026 |
| 4 | Insider transaction | May 12, 2026 | May 8, 2026 |
| 144 | Notice of proposed sale | May 11, 2026 | — |
| 4 | Insider transaction | May 7, 2026 | May 6, 2026 |
| 4 | Insider transaction | May 7, 2026 | May 6, 2026 |
| 4 | Insider transaction | May 7, 2026 | May 6, 2026 |
| 4 | Insider transaction | May 6, 2026 | May 6, 2026 |
| 4 | Insider transaction | May 6, 2026 | May 5, 2026 |
| 144 | Notice of proposed sale | May 6, 2026 | — |
| 144 | Notice of proposed sale | May 6, 2026 | — |
| 144 | Notice of proposed sale | May 6, 2026 | — |
| 4 | Insider transaction | May 5, 2026 | May 4, 2026 |
| 144 | Notice of proposed sale | May 5, 2026 | — |
| 4 | Insider transaction | May 5, 2026 | May 4, 2026 |
| 144 | Notice of proposed sale | May 4, 2026 | — |
| 3 | Initial insider ownership | May 4, 2026 | May 1, 2026 |
| SCHEDULE 13G | Ownership over 5% (passive) | Apr 29, 2026 | — |
| 4 | Insider transaction | Apr 27, 2026 | Apr 24, 2026 |
| 4 | Insider transaction | Apr 1, 2026 | Mar 31, 2026 |
| 4 | Insider transaction | Mar 27, 2026 | Mar 26, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 26, 2026 | — |
| 4 | Insider transaction | Mar 16, 2026 | Mar 13, 2026 |
| 4 | Insider transaction | Mar 16, 2026 | Mar 13, 2026 |
| 4 | Insider transaction | Mar 10, 2026 | Mar 6, 2026 |
| 4 | Insider transaction | Mar 10, 2026 | Mar 6, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 4 | Insider transaction | Mar 6, 2026 | Mar 4, 2026 |
| 144 | Notice of proposed sale | Mar 5, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Mar 5, 2026 | — |
| 4 | Insider transaction | Mar 4, 2026 | Mar 3, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 3, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Mar 4, 2026 | Mar 2, 2026 |
| 4 | Insider transaction | Feb 24, 2026 | Feb 23, 2026 |
| 144 | Notice of proposed sale | Feb 23, 2026 | — |
| 4 | Insider transaction | Feb 18, 2026 | Feb 17, 2026 |
| 4 | Insider transaction | Feb 18, 2026 | Feb 17, 2026 |
| 144 | Notice of proposed sale | Feb 17, 2026 | — |
| 144 | Notice of proposed sale | Feb 17, 2026 | — |
| 4 | Insider transaction | Feb 17, 2026 | Feb 13, 2026 |
| 144 | Notice of proposed sale | Feb 13, 2026 | — |
| 4 | Insider transaction | Feb 13, 2026 | Feb 11, 2026 |
| 4 | Insider transaction | Feb 13, 2026 | Feb 12, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 4 | Insider transaction | Feb 12, 2026 | Feb 10, 2026 |
| 144 | Notice of proposed sale | Feb 12, 2026 | — |
| 144 | Notice of proposed sale | Feb 11, 2026 | — |
| 4 | Insider transaction | Feb 9, 2026 | Feb 6, 2026 |
| 4 | Insider transaction | Feb 9, 2026 | Feb 6, 2026 |
| 144 | Notice of proposed sale | Feb 6, 2026 | — |
| 144 | Notice of proposed sale | Feb 6, 2026 | — |
| 3 | Initial insider ownership | Feb 6, 2026 | Feb 1, 2026 |
| 4 | Insider transaction | Feb 6, 2026 | Feb 4, 2026 |
| 4 | Insider transaction | Feb 5, 2026 | Feb 4, 2026 |
| 4 | Insider transaction | Feb 4, 2026 | Feb 2, 2026 |
| 144 | Notice of proposed sale | Feb 4, 2026 | — |
| 4 | Insider transaction | Feb 3, 2026 | Feb 2, 2026 |
| 4 | Insider transaction | Feb 3, 2026 | Feb 2, 2026 |
| 144 | Notice of proposed sale | Feb 2, 2026 | — |
| 144 | Notice of proposed sale | Feb 2, 2026 | — |
| 144 | Notice of proposed sale | Feb 2, 2026 | — |
| 4 | Insider transaction | Jan 13, 2026 | Jan 12, 2026 |
| 4 | Insider transaction | Jan 13, 2026 | Jan 12, 2026 |
| 4 | Insider transaction | Jan 13, 2026 | Jan 12, 2026 |
| 4 | Insider transaction | Jan 5, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Jan 5, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 26, 2025 |
| 4 | Insider transaction | Dec 29, 2025 | Dec 26, 2025 |
| 4 | Insider transaction | Dec 22, 2025 | Dec 19, 2025 |
| 4 | Insider transaction | Dec 2, 2025 | Dec 1, 2025 |
| 4 | Insider transaction | Dec 2, 2025 | Nov 28, 2025 |
| 144 | Notice of proposed sale | Dec 1, 2025 | — |
| 4 | Insider transaction | Dec 1, 2025 | Nov 26, 2025 |
| 4 | Insider transaction | Dec 1, 2025 | Nov 26, 2025 |
| 4 | Insider transaction | Nov 26, 2025 | Nov 25, 2025 |
| 4 | Insider transaction | Nov 20, 2025 | Nov 19, 2025 |
| 4 | Insider transaction | Nov 14, 2025 | Nov 12, 2025 |
| 4 | Insider transaction | Nov 13, 2025 | Nov 11, 2025 |
| 4 | Insider transaction | Nov 12, 2025 | Nov 10, 2025 |
| 144 | Notice of proposed sale | Nov 12, 2025 | — |
| 144 | Notice of proposed sale | Nov 10, 2025 | — |
| 4 | Insider transaction | Nov 7, 2025 | Nov 5, 2025 |
| 4 | Insider transaction | Nov 6, 2025 | Nov 6, 2025 |
| 4 | Insider transaction | Nov 6, 2025 | Nov 5, 2025 |
| 144 | Notice of proposed sale | Nov 5, 2025 | — |
| 144 | Notice of proposed sale | Nov 5, 2025 | — |
| 4 | Insider transaction | Oct 27, 2025 | Oct 24, 2025 |
| 4 | Insider transaction | Oct 27, 2025 | Oct 24, 2025 |
| 4 | Insider transaction | Oct 27, 2025 | Oct 24, 2025 |
| 4 | Insider transaction | Oct 14, 2025 | Oct 10, 2025 |
| 144 | Notice of proposed sale | Oct 10, 2025 | — |
| 4 | Insider transaction | Oct 1, 2025 | Sep 30, 2025 |
| 4 | Insider transaction | Sep 29, 2025 | Sep 26, 2025 |
| 4 | Insider transaction | Sep 29, 2025 | Sep 26, 2025 |
| 4 | Insider transaction | Sep 29, 2025 | Sep 26, 2025 |
| 4 | Insider transaction | Sep 23, 2025 | Sep 22, 2025 |
| 144 | Notice of proposed sale | Sep 22, 2025 | — |
| 4 | Insider transaction | Sep 3, 2025 | Sep 2, 2025 |
| 144 | Notice of proposed sale | Sep 2, 2025 | — |
| 4 | Insider transaction | Aug 27, 2025 | Aug 26, 2025 |
| 4 | Insider transaction | Aug 27, 2025 | Aug 26, 2025 |
| 4 | Insider transaction | Aug 27, 2025 | Aug 26, 2025 |
| 4 | Insider transaction | Aug 19, 2025 | Aug 18, 2025 |
| 4 | Insider transaction | Aug 19, 2025 | Aug 15, 2025 |
| 144 | Notice of proposed sale | Aug 15, 2025 | — |
| 4 | Insider transaction | Aug 13, 2025 | Aug 11, 2025 |
| 144 | Notice of proposed sale | Aug 11, 2025 | — |
| 4 | Insider transaction | Aug 8, 2025 | Aug 7, 2025 |
| 4 | Insider transaction | Jul 28, 2025 | Jul 25, 2025 |
| 4 | Insider transaction | Jul 28, 2025 | Jul 25, 2025 |
| 4 | Insider transaction | Jul 28, 2025 | Jul 25, 2025 |
| 4 | Insider transaction | Jul 21, 2025 | Jul 17, 2025 |
| 4 | Insider transaction | Jul 2, 2025 | Jun 30, 2025 |
| 4 | Insider transaction | Jun 27, 2025 | Jun 26, 2025 |
| 4 | Insider transaction | Jun 27, 2025 | Jun 26, 2025 |
| 4 | Insider transaction | Jun 27, 2025 | Jun 26, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Jun 13, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | May 27, 2025 | May 23, 2025 |
| 4 | Insider transaction | May 27, 2025 | May 23, 2025 |
| 144 | Notice of proposed sale | May 14, 2025 | — |
| 4 | Insider transaction | May 13, 2025 | May 9, 2025 |
| 4 | Insider transaction | May 13, 2025 | May 9, 2025 |
| 4 | Insider transaction | May 8, 2025 | May 7, 2025 |
| 4 | Insider transaction | May 5, 2025 | May 2, 2025 |
| 3 | Initial insider ownership | May 2, 2025 | May 1, 2025 |
| 4 | Insider transaction | Apr 28, 2025 | Apr 25, 2025 |
| 4 | Insider transaction | Apr 22, 2025 | Apr 1, 2025 |
| 4 | Insider transaction | Apr 2, 2025 | Mar 31, 2025 |
| 4 | Insider transaction | Mar 17, 2025 | Mar 14, 2025 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Construction Machinery & Equip (SIC 3531)
- Listed as
- CAT (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Irving, TX
- SEC filer status
- Large accelerated filer
- SEC CIK
- 18230
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Source: SEC EDGAR filings. This is company-reported data, not investment advice.