Caterpillar Inc SEC filings CAT

Caterpillar Inc has 1,000 filings in SEC EDGAR's recent list, going back to Apr 29, 2019. Its latest annual report, Form ARS, was filed on Apr 30, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 4, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, regulation fd disclosure). The company's fiscal year ends on December 31.

Caterpillar Inc SEC filings
Form Description Filed Period
10-Q Quarterly report Nov 4, 2026 Sep 30, 2026
8-K Current report
Results of operations, Regulation FD disclosure
Oct 29, 2026 Oct 29, 2026
8-K Current report
Officer or director change, Other events
Oct 15, 2026 Oct 14, 2026
8-K Current report
Material agreement, New debt
Sep 1, 2026 Aug 27, 2026
10-Q Quarterly report Aug 5, 2026 Jun 30, 2026
8-K Current report
Results of operations, Regulation FD disclosure
Aug 4, 2026 Aug 4, 2026
11-K Employee savings plan report Jun 25, 2026 Dec 31, 2025
11-K Employee savings plan report Jun 25, 2026 Dec 31, 2025
11-K Employee savings plan report Jun 25, 2026 Dec 31, 2025
11-K Employee savings plan report Jun 25, 2026 Dec 31, 2025
11-K Employee savings plan report Jun 25, 2026 Dec 31, 2025
8-K Current report
Shareholder vote results, Regulation FD disclosure
Jun 11, 2026 Jun 10, 2026
SD Specialized disclosure (conflict minerals) May 22, 2026 —
10-Q Quarterly report May 6, 2026 Mar 31, 2026
ARS Annual report to shareholders Apr 30, 2026 Dec 31, 2025
DEFA14A Additional proxy material Apr 30, 2026 —
DEF 14A Proxy statement Apr 30, 2026 Jun 10, 2026
8-K Current report
Results of operations, Regulation FD disclosure
Apr 30, 2026 Apr 30, 2026
8-K Current report
Other events
Apr 13, 2026 Apr 7, 2026
8-K Current report
Officer or director change
Apr 10, 2026 Apr 7, 2026
8-K Current report
Other events
Mar 26, 2026 Mar 26, 2026
IRANNOTICE Filing Feb 13, 2026 —
10-K Annual report Feb 13, 2026 Dec 31, 2025
8-K Current report
Results of operations, Regulation FD disclosure
Jan 29, 2026 Jan 29, 2026
8-K Current report
Officer or director change, Bylaw or fiscal year change
Jan 6, 2026 Jan 6, 2026
S-8 POS Filing Dec 11, 2025 —
S-8 POS Filing Dec 11, 2025 —
10-Q Quarterly report Nov 3, 2025 Sep 30, 2025
8-K Current report
Results of operations, Regulation FD disclosure
Oct 29, 2025 Oct 29, 2025
8-K Current report
Material agreement, New debt
Sep 3, 2025 Aug 28, 2025
8-K Current report
Other events
Aug 28, 2025 Aug 28, 2025
10-Q Quarterly report Aug 6, 2025 Jun 30, 2025
8-K Current report
Results of operations, Regulation FD disclosure
Aug 5, 2025 Aug 5, 2025
11-K Employee savings plan report Jun 26, 2025 Dec 31, 2024
11-K Employee savings plan report Jun 26, 2025 Dec 31, 2024
11-K Employee savings plan report Jun 26, 2025 Dec 31, 2024
11-K Employee savings plan report Jun 26, 2025 Dec 31, 2024
11-K Employee savings plan report Jun 26, 2025 Dec 31, 2024
S-8 Employee stock plan registration Jun 13, 2025 —
8-K Current report
Shareholder vote results, Regulation FD disclosure
Jun 12, 2025 Jun 11, 2025
SD Specialized disclosure (conflict minerals) May 23, 2025 —
8-K Current report
Other events
May 15, 2025 May 15, 2025
424B5 Prospectus supplement May 14, 2025 —
FWP Free writing prospectus May 12, 2025 —
424B5 Prospectus supplement May 12, 2025 —
10-Q Quarterly report May 7, 2025 Mar 31, 2025
ARS Annual report to shareholders Apr 30, 2025 Dec 31, 2024
DEFA14A Additional proxy material Apr 30, 2025 —
DEF 14A Proxy statement Apr 30, 2025 Jun 11, 2025
8-K Current report
Results of operations, Regulation FD disclosure
Apr 30, 2025 Apr 30, 2025
8-K Current report
Officer or director change
Apr 15, 2025 Apr 9, 2025
8-K Current report
Officer or director change
Apr 9, 2025 Apr 7, 2025
IRANNOTICE Filing Feb 14, 2025 —
10-K Annual report Feb 14, 2025 Dec 31, 2024
8-K Current report
Results of operations, Regulation FD disclosure
Jan 30, 2025 Jan 30, 2025
S-3ASR Automatic shelf registration Dec 13, 2024 —
10-Q Quarterly report Nov 6, 2024 Sep 30, 2024
8-K Current report
Results of operations, Regulation FD disclosure
Oct 30, 2024 Oct 30, 2024
8-K Current report
Results of operations, Regulation FD disclosure
Oct 11, 2024 Oct 9, 2024
8-K Current report
Material agreement, New debt
Sep 4, 2024 Aug 29, 2024
10-Q Quarterly report Aug 7, 2024 Jun 30, 2024
8-K Current report
Results of operations, Regulation FD disclosure
Aug 6, 2024 Aug 6, 2024
11-K Employee savings plan report Jun 25, 2024 Dec 31, 2023
11-K Employee savings plan report Jun 25, 2024 Dec 31, 2023
11-K Employee savings plan report Jun 25, 2024 Dec 31, 2023
11-K Employee savings plan report Jun 25, 2024 Dec 31, 2023
11-K Employee savings plan report Jun 25, 2024 Dec 31, 2023
8-K Current report
Shareholder vote results, Regulation FD disclosure
Jun 14, 2024 Jun 12, 2024
SD Specialized disclosure (conflict minerals) May 28, 2024 —
10-Q Quarterly report May 1, 2024 Mar 31, 2024
ARS Annual report to shareholders Apr 29, 2024 Dec 31, 2023
DEFA14A Additional proxy material Apr 29, 2024 —
DEF 14A Proxy statement Apr 29, 2024 Jun 12, 2024
8-K Current report
Results of operations, Regulation FD disclosure
Apr 25, 2024 Apr 25, 2024
8-K Current report
Officer or director change
Apr 3, 2024 Apr 1, 2024
UPLOAD Letter from the SEC Apr 1, 2024 —
CORRESP Letter to the SEC Mar 22, 2024 —
UPLOAD Letter from the SEC Mar 11, 2024 —
10-K Annual report Feb 16, 2024 Dec 31, 2023
8-K Current report
Results of operations, Regulation FD disclosure
Feb 5, 2024 Feb 5, 2024
8-K Current report
Other events
Dec 14, 2023 Dec 12, 2023
10-Q Quarterly report Nov 1, 2023 Sep 30, 2023
8-K Current report
Results of operations, Regulation FD disclosure
Oct 31, 2023 Oct 31, 2023
8-K Current report
Officer or director change
Oct 16, 2023 Oct 11, 2023
8-K Current report
Material agreement, New debt
Sep 1, 2023 Aug 31, 2023
8-K Current report
Officer or director change
Aug 9, 2023 Aug 8, 2023
10-Q Quarterly report Aug 2, 2023 Jun 30, 2023
8-K Current report
Results of operations, Regulation FD disclosure
Aug 1, 2023 Aug 1, 2023
11-K Employee savings plan report Jun 22, 2023 Dec 31, 2022
11-K Employee savings plan report Jun 22, 2023 Dec 31, 2022
11-K Employee savings plan report Jun 22, 2023 Dec 31, 2022
11-K Employee savings plan report Jun 22, 2023 Dec 31, 2022
11-K Employee savings plan report Jun 22, 2023 Dec 31, 2022
S-8 Employee stock plan registration Jun 21, 2023 —
8-K Current report
Officer or director change, Shareholder vote results, Regulation FD disclosure
Jun 20, 2023 Jun 14, 2023
SD Specialized disclosure (conflict minerals) May 26, 2023 —
PX14A6G Filing May 24, 2023 —
PX14A6G Filing May 9, 2023 —
10-Q Quarterly report May 3, 2023 Mar 31, 2023
ARS Annual report to shareholders May 1, 2023 Dec 31, 2022
DEFA14A Additional proxy material May 1, 2023 —
DEF 14A Proxy statement May 1, 2023 —
8-K Current report
Results of operations, Regulation FD disclosure
Apr 27, 2023 Apr 27, 2023
25-NSE Delisting notice Feb 15, 2023 —
IRANNOTICE Filing Feb 15, 2023 —
10-K Annual report Feb 15, 2023 Dec 31, 2022
8-K Current report
Officer or director change
Feb 2, 2023 Jan 27, 2023
8-K Current report
Results of operations, Regulation FD disclosure
Jan 31, 2023 Jan 31, 2023
UPLOAD Letter from the SEC Jan 12, 2023 —
10-Q Quarterly report Nov 2, 2022 Sep 30, 2022
8-K Current report
Results of operations, Regulation FD disclosure
Oct 27, 2022 Oct 27, 2022
8-K Current report
Other events
Oct 13, 2022 Oct 13, 2022
CORRESP Letter to the SEC Oct 7, 2022 —
UPLOAD Letter from the SEC Sep 23, 2022 —
8-K Current report
Other events
Sep 8, 2022 Sep 8, 2022
8-K Current report
Material agreement, New debt
Sep 6, 2022 Sep 6, 2022
10-Q Quarterly report Aug 3, 2022 Jun 30, 2022
8-K Current report
Results of operations, Regulation FD disclosure
Aug 2, 2022 Aug 2, 2022
11-K Employee savings plan report Jun 24, 2022 Dec 31, 2021
11-K Employee savings plan report Jun 24, 2022 Dec 31, 2021
11-K Employee savings plan report Jun 24, 2022 Dec 31, 2021
11-K Employee savings plan report Jun 24, 2022 Dec 31, 2021
11-K Employee savings plan report Jun 24, 2022 Dec 31, 2021
8-K Current report
Bylaw or fiscal year change, Shareholder vote results, Regulation FD disclosure
Jun 14, 2022 Jun 14, 2022
SD Specialized disclosure (conflict minerals) May 27, 2022 —
PX14A6G Filing May 18, 2022 —
DEFA14A Additional proxy material May 17, 2022 —
PX14A6G Filing May 13, 2022 —
PX14A6G Filing May 6, 2022 —
IRANNOTICE Filing May 4, 2022 —
10-Q Quarterly report May 4, 2022 Mar 31, 2022
DEFA14A Additional proxy material Apr 28, 2022 —
DEF 14A Proxy statement Apr 28, 2022 Jun 8, 2022
8-K Current report
Results of operations, Regulation FD disclosure
Apr 28, 2022 Apr 28, 2022
S-8 Employee stock plan registration Feb 16, 2022 —
IRANNOTICE Irannotice - q4 2021 Feb 16, 2022 —
10-K Annual report Feb 16, 2022 Dec 31, 2021
8-K Current report
Officer or director change
Feb 15, 2022 Feb 15, 2022
8-K Current report
Officer or director change
Feb 8, 2022 Feb 8, 2022
8-K Current report
Officer or director change
Feb 7, 2022 Feb 7, 2022
8-K Current report
Results of operations, Regulation FD disclosure
Jan 28, 2022 Jan 28, 2022
S-3ASR Automatic shelf registration Dec 13, 2021 —
10-Q Quarterly report Nov 3, 2021 Sep 30, 2021
8-K Current report
Results of operations, Regulation FD disclosure
Oct 28, 2021 Oct 28, 2021
8-K Current report
Material agreement
Sep 8, 2021 Sep 8, 2021
IRANNOTICE Filing Aug 4, 2021 —
10-Q Quarterly report Aug 4, 2021 Jun 30, 2021
8-K Current report
Results of operations, Regulation FD disclosure
Jul 30, 2021 Jul 30, 2021
11-K Employee savings plan report Jun 25, 2021 Dec 31, 2020
11-K Employee savings plan report Jun 25, 2021 Dec 31, 2020
11-K Employee savings plan report Jun 25, 2021 Dec 31, 2020
11-K Employee savings plan report Jun 25, 2021 Dec 31, 2020
11-K Employee savings plan report Jun 25, 2021 Dec 31, 2020
8-K Current report
Shareholder vote results
Jun 11, 2021 Jun 11, 2021
8-K Current report
Other events
Jun 9, 2021 Jun 9, 2021
PX14A6G Filing Jun 4, 2021 —
DEFA14A Additional proxy material Jun 3, 2021 —
DEFA14A Additional proxy material May 28, 2021 —
SD Specialized disclosure (conflict minerals) May 27, 2021 —
PX14A6G Filing May 7, 2021 —
IRANNOTICE Filing May 5, 2021 —
10-Q Quarterly report May 5, 2021 Mar 31, 2021
PX14A6G Filing May 3, 2021 —
DEFA14A Additional proxy material Apr 30, 2021 —
DEF 14A Proxy statement Apr 30, 2021 Jun 9, 2021
8-K Current report
Results of operations, Regulation FD disclosure
Apr 29, 2021 Apr 29, 2021
8-K Current report
Officer or director change
Apr 16, 2021 Apr 14, 2021
25-NSE Delisting notice Mar 15, 2021 —
8-K Current report
Other events
Mar 12, 2021 Mar 12, 2021
424B5 Prospectus supplement Mar 4, 2021 —
8-K Current report
Officer or director change
Mar 3, 2021 Mar 3, 2021
FWP Free writing prospectus Mar 2, 2021 —
424B5 Prospectus supplement Mar 2, 2021 —
S-8 Employee stock plan registration Feb 17, 2021 —
10-K Annual report Feb 17, 2021 Dec 31, 2020
8-K Current report
Bylaw or fiscal year change
Feb 9, 2021 Feb 9, 2021
8-K Current report
Results of operations, Regulation FD disclosure
Jan 29, 2021 Jan 29, 2021
8-K Current report
Regulation FD disclosure
Dec 14, 2020 Dec 14, 2020
8-K Current report
Regulation FD disclosure
Nov 13, 2020 Nov 13, 2020
10-Q Quarterly report Nov 4, 2020 Sep 30, 2020
8-K Current report
Regulation FD disclosure
Oct 27, 2020 Oct 27, 2020
8-K Current report
Results of operations
Oct 27, 2020 Oct 27, 2020
8-K Current report
Officer or director change
Oct 20, 2020 Oct 14, 2020
8-K Current report
Regulation FD disclosure
Sep 15, 2020 Sep 15, 2020
8-K Current report
Material agreement, New debt
Sep 8, 2020 Sep 8, 2020
8-K Current report
Agreement ended
Aug 31, 2020 Aug 31, 2020
8-K Current report
Regulation FD disclosure
Aug 14, 2020 Aug 14, 2020
10-Q Quarterly report Aug 5, 2020 Jun 30, 2020
8-K Current report
Regulation FD disclosure
Jul 31, 2020 Jul 31, 2020
8-K Current report
Results of operations
Jul 31, 2020 Jul 31, 2020
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
11-K Employee savings plan report Jun 26, 2020 Dec 31, 2019
8-K Current report
Shareholder vote results
Jun 15, 2020 Jun 15, 2020
8-K Current report
Regulation FD disclosure
Jun 12, 2020 Jun 12, 2020
SD Specialized disclosure (conflict minerals) May 29, 2020 —
PX14A6G Filing May 27, 2020 —

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Construction Machinery & Equip (SIC 3531)
Listed as
CAT (NYSE)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
Irving, TX
SEC filer status
Large accelerated filer
SEC CIK
18230

Other Construction Machinery & Equip companies

Source: SEC EDGAR filings. This is company-reported data, not investment advice.