Upstart Holdings, Inc. SEC filings UPST

Upstart Holdings, Inc. has 921 filings in SEC EDGAR's recent list, going back to Jul 16, 2015. Its latest annual report, Form ARS, was filed on Apr 16, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 3, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (results of operations). The company's fiscal year ends on December 31.

Upstart Holdings, Inc. SEC filings
Form Description Filed Period
10-Q Quarterly report Nov 3, 2026 Sep 30, 2026
8-K Current report
Results of operations
Nov 3, 2026 Nov 3, 2026
8-K Current report
Material agreement, New debt
Oct 20, 2026 Oct 16, 2026
4 Insider transaction Sep 10, 2026 Sep 10, 2026
4 Insider transaction Sep 10, 2026 Sep 8, 2026
144 Notice of proposed sale Sep 8, 2026 —
4 Insider transaction Aug 27, 2026 Aug 25, 2026
144 Notice of proposed sale Aug 25, 2026 —
4 Insider transaction Aug 21, 2026 Aug 19, 2026
4 Insider transaction Aug 21, 2026 Aug 20, 2026
4 Insider transaction Aug 21, 2026 Aug 20, 2026
144 Notice of proposed sale Aug 20, 2026 —
144 Notice of proposed sale Aug 20, 2026 —
144 Notice of proposed sale Aug 20, 2026 —
4 Insider transaction Aug 19, 2026 Aug 17, 2026
4 Insider transaction Aug 19, 2026 Aug 17, 2026
4 Insider transaction Aug 19, 2026 Aug 17, 2026
144 Notice of proposed sale Aug 19, 2026 —
144 Notice of proposed sale Aug 19, 2026 —
144 Notice of proposed sale Aug 17, 2026 —
144 Notice of proposed sale Aug 17, 2026 —
144 Notice of proposed sale Aug 17, 2026 —
10-Q/A Amended quarterly report Aug 5, 2026 Jun 30, 2026
10-Q Quarterly report Aug 4, 2026 Jun 30, 2026
8-K Current report
Results of operations
Aug 4, 2026 Aug 4, 2026
SCHEDULE 13G/A Amended ownership over 5% (passive) Jul 13, 2026 —
4 Insider transaction Jun 11, 2026 Jun 9, 2026
144 Notice of proposed sale Jun 9, 2026 —
4 Insider transaction Jun 2, 2026 May 29, 2026
4 Insider transaction Jun 2, 2026 May 29, 2026
4 Insider transaction Jun 2, 2026 May 29, 2026
4 Insider transaction Jun 2, 2026 May 29, 2026
4 Insider transaction Jun 2, 2026 May 29, 2026
4 Insider transaction Jun 2, 2026 May 29, 2026
3 Initial insider ownership Jun 2, 2026 May 28, 2026
8-K Current report
Shareholder vote results
May 28, 2026 May 28, 2026
4 Insider transaction May 27, 2026 May 26, 2026
144 Notice of proposed sale May 26, 2026 —
4 Insider transaction May 22, 2026 May 20, 2026
4 Insider transaction May 22, 2026 May 20, 2026
4 Insider transaction May 22, 2026 May 20, 2026
144 Notice of proposed sale May 20, 2026 —
144 Notice of proposed sale May 20, 2026 —
144 Notice of proposed sale May 20, 2026 —
8-K Current report
Officer or director change
May 19, 2026 May 19, 2026
4 Insider transaction May 18, 2026 May 15, 2026
4 Insider transaction May 18, 2026 May 15, 2026
4 Insider transaction May 18, 2026 May 15, 2026
4 Insider transaction May 18, 2026 May 15, 2026
144 Notice of proposed sale May 15, 2026 —
144 Notice of proposed sale May 15, 2026 —
144 Notice of proposed sale May 15, 2026 —
4 Insider transaction May 14, 2026 May 13, 2026
4 Insider transaction May 8, 2026 May 7, 2026
4 Insider transaction May 8, 2026 May 7, 2026
10-Q Quarterly report May 5, 2026 Mar 31, 2026
8-K Current report
Results of operations
May 5, 2026 May 5, 2026
ARS Annual report to shareholders Apr 16, 2026 Dec 31, 2025
DEFA14A Additional proxy material Apr 16, 2026 —
DEF 14A Proxy statement Apr 16, 2026 May 28, 2026
4 Insider transaction Apr 2, 2026 Mar 31, 2026
SCHEDULE 13G/A Amended ownership over 5% (passive) Mar 27, 2026 —
3 Initial insider ownership Mar 26, 2026 Mar 16, 2026
8-K Current report
Other events
Mar 10, 2026 Mar 10, 2026
4 Insider transaction Mar 3, 2026 Feb 28, 2026
4 Insider transaction Mar 3, 2026 Feb 28, 2026
4 Insider transaction Mar 3, 2026 Feb 28, 2026
4 Insider transaction Mar 3, 2026 Feb 28, 2026
144 Notice of proposed sale Mar 2, 2026 —
4 Insider transaction Feb 27, 2026 Feb 25, 2026
144 Notice of proposed sale Feb 25, 2026 —
4 Insider transaction Feb 24, 2026 Feb 20, 2026
4 Insider transaction Feb 24, 2026 Feb 20, 2026
4 Insider transaction Feb 24, 2026 Feb 20, 2026
144 Notice of proposed sale Feb 20, 2026 —
144 Notice of proposed sale Feb 20, 2026 —
144 Notice of proposed sale Feb 20, 2026 —
144 Notice of proposed sale Feb 20, 2026 —
8-K Current report
Other events
Feb 19, 2026 Feb 19, 2026
SCHEDULE 13G Ownership over 5% (passive) Feb 17, 2026 —
SCHEDULE 13G/A Amended ownership over 5% (passive) Feb 13, 2026 —
S-8 Employee stock plan registration Feb 10, 2026 —
10-K Annual report Feb 10, 2026 Dec 31, 2025
8-K Current report
Officer or director change
Feb 10, 2026 Feb 10, 2026
8-K Current report
Results of operations
Feb 10, 2026 Feb 10, 2026
4 Insider transaction Jan 23, 2026 Jan 22, 2026
4 Insider transaction Jan 16, 2026 Jan 12, 2026
4 Insider transaction Jan 16, 2026 Jan 12, 2026
4 Insider transaction Jan 16, 2026 Jan 12, 2026
4 Insider transaction Jan 7, 2026 Jan 5, 2026
144 Notice of proposed sale Jan 5, 2026 —
4 Insider transaction Dec 16, 2025 Dec 12, 2025
4 Insider transaction Dec 16, 2025 Dec 12, 2025
144 Notice of proposed sale Dec 12, 2025 —
144 Notice of proposed sale Dec 12, 2025 —
4 Insider transaction Nov 26, 2025 Nov 25, 2025
144 Notice of proposed sale Nov 25, 2025 —
4 Insider transaction Nov 24, 2025 Nov 20, 2025
4 Insider transaction Nov 24, 2025 Nov 20, 2025
4 Insider transaction Nov 24, 2025 Nov 20, 2025
144 Notice of proposed sale Nov 20, 2025 —
144 Notice of proposed sale Nov 20, 2025 —
144 Notice of proposed sale Nov 20, 2025 —
SCHEDULE 13G Ownership over 5% (passive) Nov 13, 2025 —
4 Insider transaction Nov 13, 2025 Nov 11, 2025
10-Q Quarterly report Nov 4, 2025 Sep 30, 2025
8-K Current report
Results of operations
Nov 4, 2025 Nov 4, 2025
4 Insider transaction Oct 28, 2025 Oct 24, 2025
4/A Form 4/a Oct 28, 2025 Feb 28, 2025
144 Notice of proposed sale Oct 24, 2025 —
SCHEDULE 13G Ownership over 5% (passive) Oct 9, 2025 —
4 Insider transaction Oct 3, 2025 Oct 1, 2025
144 Notice of proposed sale Oct 1, 2025 —
4 Insider transaction Sep 19, 2025 Sep 17, 2025
4 Insider transaction Sep 17, 2025 Sep 15, 2025
144 Notice of proposed sale Sep 17, 2025 —
144 Notice of proposed sale Sep 15, 2025 —
4 Insider transaction Sep 5, 2025 Sep 3, 2025
4 Insider transaction Sep 4, 2025 Sep 2, 2025
4 Insider transaction Sep 4, 2025 Sep 2, 2025
4 Insider transaction Sep 4, 2025 Sep 2, 2025
144 Notice of proposed sale Sep 3, 2025 —
144 Notice of proposed sale Sep 2, 2025 —
144 Notice of proposed sale Sep 2, 2025 —
144 Notice of proposed sale Sep 2, 2025 —
4 Insider transaction Aug 27, 2025 Aug 25, 2025
4 Insider transaction Aug 26, 2025 Aug 22, 2025
144 Notice of proposed sale Aug 25, 2025 —
144 Notice of proposed sale Aug 25, 2025 —
4 Insider transaction Aug 22, 2025 Aug 20, 2025
4 Insider transaction Aug 22, 2025 Aug 20, 2025
144 Notice of proposed sale Aug 22, 2025 —
4 Insider transaction Aug 22, 2025 Aug 20, 2025
144 Notice of proposed sale Aug 20, 2025 —
144 Notice of proposed sale Aug 20, 2025 —
144 Notice of proposed sale Aug 20, 2025 —
144 Notice of proposed sale Aug 20, 2025 —
4 Insider transaction Aug 19, 2025 Aug 15, 2025
144 Notice of proposed sale Aug 15, 2025 —
8-K Current report
Material agreement, Agreement ended, New debt, Unregistered share sale, Other events
Aug 14, 2025 Aug 11, 2025
10-Q/A Amended quarterly report Aug 6, 2025 Jun 30, 2025
8-K/A Amended current report
Results of operations
Aug 6, 2025 Aug 5, 2025
4 Insider transaction Aug 5, 2025 Aug 1, 2025
4 Insider transaction Aug 5, 2025 Aug 1, 2025
10-Q Quarterly report Aug 5, 2025 Jun 30, 2025
8-K Current report
Results of operations
Aug 5, 2025 Aug 5, 2025
144 Notice of proposed sale Aug 4, 2025 —
144 Notice of proposed sale Aug 1, 2025 —
144 Notice of proposed sale Aug 1, 2025 —
144 Notice of proposed sale Jul 31, 2025 —
144 Notice of proposed sale Jul 30, 2025 —
144 Notice of proposed sale Jul 29, 2025 —
144 Notice of proposed sale Jul 24, 2025 —
144 Notice of proposed sale Jul 21, 2025 —
4 Insider transaction Jul 17, 2025 Jul 15, 2025
144 Notice of proposed sale Jul 15, 2025 —
4 Insider transaction Jul 10, 2025 Jul 8, 2025
4 Insider transaction Jul 10, 2025 Jul 8, 2025
144 Notice of proposed sale Jul 8, 2025 —
144 Notice of proposed sale Jul 8, 2025 —
144 Notice of proposed sale Jul 8, 2025 —
4 Insider transaction Jul 7, 2025 Jul 2, 2025
4 Insider transaction Jul 3, 2025 Jul 1, 2025
144 Notice of proposed sale Jul 2, 2025 —
144 Notice of proposed sale Jul 2, 2025 —
144 Notice of proposed sale Jul 1, 2025 —
144 Notice of proposed sale Jul 1, 2025 —
4 Insider transaction Jun 24, 2025 Jun 20, 2025
4 Insider transaction Jun 20, 2025 Jun 17, 2025
144 Notice of proposed sale Jun 20, 2025 —
4 Insider transaction Jun 13, 2025 Jun 11, 2025
4 Insider transaction Jun 13, 2025 Jun 11, 2025
144 Notice of proposed sale Jun 11, 2025 —
144 Notice of proposed sale Jun 11, 2025 —
4 Insider transaction Jun 5, 2025 Jun 3, 2025
4 Insider transaction Jun 4, 2025 Jun 2, 2025
144 Notice of proposed sale Jun 3, 2025 —
144 Notice of proposed sale Jun 2, 2025 —
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 29, 2025 May 27, 2025
4 Insider transaction May 28, 2025 May 23, 2025
8-K Current report
Shareholder vote results
May 23, 2025 May 23, 2025
144 Notice of proposed sale May 23, 2025 —
4 Insider transaction May 22, 2025 May 20, 2025
4 Insider transaction May 22, 2025 May 20, 2025
4 Insider transaction May 22, 2025 May 20, 2025
4 Insider transaction May 21, 2025 May 19, 2025
144 Notice of proposed sale May 20, 2025 —
144 Notice of proposed sale May 20, 2025 —
144 Notice of proposed sale May 20, 2025 —
10-Q Quarterly report May 6, 2025 Mar 31, 2025
8-K Current report
Results of operations, Regulation FD disclosure
May 6, 2025 May 6, 2025
8-K Current report
Other events
May 2, 2025 May 2, 2025
4 Insider transaction May 1, 2025 Apr 29, 2025
144 Notice of proposed sale May 1, 2025 —
144 Notice of proposed sale Apr 29, 2025 —

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Finance Services (SIC 6199)
Listed as
UPST (Nasdaq)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
Burlingame, CA
SEC filer status
Large accelerated filer
SEC CIK
1647639

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.