TRI-CONTINENTAL Corp SEC filings TY
TRI-CONTINENTAL Corp has 1,000 filings in SEC EDGAR's recent list, going back to Mar 6, 1998. The most recent current report (Form 8-K) was filed on Sep 4, 2026 (regulation fd disclosure). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | May 28, 2026 | May 27, 2026 |
| 3 | Initial insider ownership | Apr 1, 2026 | Apr 1, 2026 |
| 3 | Initial insider ownership | Feb 4, 2026 | Feb 1, 2026 |
| 3 | Initial insider ownership | Feb 3, 2026 | Feb 1, 2026 |
| 3 | Initial insider ownership | Jan 2, 2026 | Jan 1, 2026 |
| 4 | Insider transaction | Sep 8, 2025 | Sep 4, 2025 |
| 4 | Insider transaction | Aug 21, 2025 | Aug 20, 2025 |
| 3 | Initial insider ownership | May 7, 2025 | Apr 30, 2025 |
| 4 | Insider transaction | Mar 11, 2025 | Mar 7, 2025 |
| 4 | Insider transaction | Nov 19, 2024 | Nov 18, 2024 |
| 4 | Insider transaction | Nov 13, 2024 | Nov 8, 2024 |
| 3 | Initial insider ownership | Oct 8, 2024 | Sep 30, 2024 |
| 3 | Initial insider ownership | Jul 1, 2024 | Jul 1, 2024 |
| 3 | Initial insider ownership | Mar 1, 2024 | Mar 1, 2024 |
| 4 | Insider transaction | Jan 18, 2024 | Aug 29, 2023 |
| 3 | Initial insider ownership | Jan 16, 2024 | Jan 15, 2024 |
| 3 | Initial insider ownership | Jan 16, 2024 | Jan 15, 2024 |
| 3 | Initial insider ownership | Jan 10, 2024 | Jan 1, 2024 |
| 3 | Initial insider ownership | Jan 2, 2024 | Jan 1, 2024 |
| 4 | Insider transaction | Jul 7, 2023 | Jul 6, 2023 |
| 3 | Initial insider ownership | Jan 4, 2023 | Jan 1, 2023 |
| 4 | Insider transaction | Mar 14, 2022 | Mar 14, 2022 |
| 3 | Initial insider ownership | Jan 4, 2022 | Jan 1, 2022 |
| 3 | Initial insider ownership | Jun 22, 2021 | Jun 15, 2021 |
| 4 | Insider transaction | May 14, 2021 | May 6, 2021 |
| 3 | Initial insider ownership | Mar 5, 2021 | Mar 1, 2021 |
| 4 | Insider transaction | Nov 19, 2020 | Nov 17, 2020 |
| 3 | Initial insider ownership | Oct 5, 2020 | Oct 1, 2020 |
| 3 | Initial insider ownership | Jun 25, 2020 | Jun 19, 2020 |
| 3 | Initial insider ownership | Jun 15, 2020 | Jun 15, 2020 |
| 3 | Initial insider ownership | Apr 13, 2020 | Apr 6, 2020 |
| 3 | Initial insider ownership | Apr 1, 2020 | Mar 27, 2020 |
| 4 | Insider transaction | Mar 3, 2020 | Mar 2, 2020 |
| 4 | Insider transaction | Mar 3, 2020 | Mar 2, 2020 |
| 4 | Insider transaction | Feb 4, 2020 | Feb 3, 2020 |
| 3 | Initial insider ownership | Jan 7, 2020 | Jan 1, 2020 |
| 3 | Initial insider ownership | Jan 6, 2020 | Jan 1, 2020 |
| 3 | Initial insider ownership | Apr 17, 2019 | Apr 16, 2019 |
| 3 | Initial insider ownership | Feb 5, 2019 | Feb 1, 2019 |
| 4 | Insider transaction | Jan 2, 2019 | Dec 31, 2018 |
| 4 | Insider transaction | Jun 13, 2018 | Jun 12, 2018 |
| 4 | Insider transaction | Mar 9, 2018 | Apr 4, 2012 |
| 3 | Initial insider ownership | Feb 26, 2018 | Feb 20, 2018 |
| 3 | Initial insider ownership | Jan 5, 2018 | Jan 1, 2018 |
| 3 | Initial insider ownership | Jan 5, 2018 | Jan 1, 2018 |
| 3 | Initial insider ownership | Apr 7, 2017 | Apr 1, 2017 |
| 4 | Insider transaction | Mar 23, 2017 | Mar 22, 2017 |
| 4 | Insider transaction | Mar 14, 2017 | Mar 13, 2017 |
| 4 | Insider transaction | Feb 10, 2017 | Feb 8, 2017 |
| 4 | Insider transaction | Feb 7, 2017 | Feb 3, 2017 |
| 4 | Insider transaction | Feb 2, 2017 | Feb 1, 2017 |
| 3 | Initial insider ownership | Jan 11, 2017 | Oct 25, 2016 |
| 3 | Initial insider ownership | Apr 21, 2016 | Apr 18, 2016 |
| 4 | Insider transaction | Dec 11, 2015 | Dec 11, 2015 |
| 4 | Insider transaction | Oct 5, 2015 | Oct 5, 2015 |
| 3 | Initial insider ownership | Apr 8, 2015 | Mar 30, 2015 |
| 3 | Initial insider ownership | Apr 8, 2015 | Mar 30, 2015 |
| 3 | Initial insider ownership | Apr 6, 2015 | Mar 30, 2015 |
| 4 | Insider transaction | Mar 19, 2015 | Mar 19, 2015 |
| 4 | Insider transaction | Mar 9, 2015 | Mar 9, 2015 |
| 3 | Initial insider ownership | Mar 6, 2015 | Mar 2, 2015 |
| 4 | Insider transaction | Mar 3, 2015 | Mar 2, 2015 |
| 3 | Initial insider ownership | Jan 9, 2015 | Jan 1, 2015 |
| 3 | Initial insider ownership | Jan 9, 2015 | Jan 1, 2015 |
| 4 | Insider transaction | Nov 24, 2014 | Nov 10, 2014 |
| 3 | Initial insider ownership | Aug 25, 2014 | Aug 18, 2014 |
| 3 | Initial insider ownership | Aug 15, 2014 | Aug 7, 2014 |
| 4 | Insider transaction | Jun 9, 2014 | Jun 9, 2014 |
| 4 | Insider transaction | Apr 17, 2014 | Apr 16, 2014 |
| 4 | Insider transaction | Mar 21, 2014 | Mar 20, 2014 |
| 5 | Annual insider ownership | Mar 5, 2014 | Dec 31, 2013 |
| 5 | Annual insider ownership | Mar 5, 2014 | Dec 31, 2013 |
| 5 | Annual insider ownership | Mar 5, 2014 | Dec 31, 2013 |
| 4 | Insider transaction | Feb 11, 2014 | Feb 10, 2014 |
| 3 | Initial insider ownership | Jan 6, 2014 | Jan 1, 2014 |
| 3 | Initial insider ownership | Nov 21, 2013 | Nov 15, 2013 |
| 3 | Initial insider ownership | Nov 21, 2013 | Nov 15, 2013 |
| 4 | Insider transaction | Jun 21, 2013 | Jun 20, 2013 |
| 4 | Insider transaction | Jun 21, 2013 | Jun 20, 2013 |
| 4 | Insider transaction | Mar 28, 2013 | Dec 28, 2010 |
| 4 | Insider transaction | Mar 19, 2013 | Mar 18, 2013 |
| 4 | Insider transaction | Mar 13, 2013 | Mar 12, 2013 |
| 4 | Insider transaction | Mar 5, 2013 | Mar 4, 2013 |
| 3 | Initial insider ownership | Feb 20, 2013 | Feb 11, 2013 |
| 3 | Initial insider ownership | Jan 18, 2013 | May 1, 2010 |
| 4 | Insider transaction | Jan 18, 2013 | Jan 17, 2013 |
| 4 | Insider transaction | Jun 20, 2012 | Jun 18, 2012 |
| 4 | Insider transaction | Jun 19, 2012 | Jan 5, 2012 |
| 4 | Insider transaction | May 3, 2012 | May 3, 2012 |
| 3 | Initial insider ownership | Mar 29, 2012 | Mar 23, 2012 |
| 3 | Initial insider ownership | Mar 29, 2012 | Apr 14, 2011 |
| 3 | Initial insider ownership | Mar 23, 2012 | Mar 13, 2012 |
| 3 | Initial insider ownership | Mar 12, 2012 | Mar 2, 2012 |
| 3 | Initial insider ownership | Mar 12, 2012 | Mar 2, 2012 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Apr 14, 2011 |
| 3 | Initial insider ownership | Apr 22, 2011 | Jan 8, 2011 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 3 | Initial insider ownership | May 11, 2010 | May 1, 2010 |
| 4 | Insider transaction | Mar 2, 2010 | Mar 2, 2010 |
| 4 | Insider transaction | Oct 13, 2009 | Oct 9, 2009 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 9, 2008 | — |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| 3 | Initial insider ownership | Nov 17, 2008 | Nov 7, 2008 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 21, 2008 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 20, 2008 | — |
| 3 | Initial insider ownership | Jul 9, 2008 | Jul 7, 2008 |
| 4 | Insider transaction | Jul 3, 2008 | May 14, 2008 |
| 4 | Insider transaction | Mar 26, 2008 | Feb 13, 2008 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 19, 2008 | — |
| 4 | Insider transaction | Feb 1, 2008 | Jan 30, 2008 |
| 4 | Insider transaction | Dec 28, 2007 | Dec 26, 2007 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 14, 2007 | — |
| 4 | Insider transaction | Oct 19, 2007 | Oct 17, 2007 |
| 3 | Initial insider ownership | Aug 1, 2007 | Jul 27, 2007 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 25, 2007 | — |
| 4 | Insider transaction | Jun 1, 2007 | May 31, 2007 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 9, 2007 | — |
| 4 | Insider transaction | Jan 25, 2007 | Jan 24, 2007 |
| 4 | Insider transaction | Jan 4, 2007 | Dec 27, 2006 |
| 3 | Initial insider ownership | Dec 18, 2006 | Dec 18, 2006 |
| 4 | Insider transaction | Nov 29, 2006 | Oct 25, 2006 |
| SC 13D/A | Amended ownership over 5% (active) | Oct 20, 2006 | — |
| 4 | Insider transaction | Oct 20, 2006 | Sep 7, 2006 |
| 4 | Insider transaction | Oct 12, 2006 | Oct 11, 2006 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 22, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jul 12, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | May 12, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 27, 2006 | — |
| SC 13D | Ownership over 5% (active) | Apr 24, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 3, 2006 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 15, 2006 | — |
| 4/A | Amendment to form 4 | Jan 19, 2006 | Dec 15, 2005 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 10, 2006 | — |
| SC 13D | Ownership over 5% (active) | Jan 6, 2006 | — |
| 4 | Insider transaction | Dec 23, 2005 | Dec 21, 2005 |
| 4 | Insider transaction | Dec 16, 2005 | Dec 15, 2005 |
| 4 | Insider transaction | Dec 12, 2005 | Nov 2, 2005 |
| 4 | Insider transaction | Oct 20, 2005 | Oct 19, 2005 |
| 4 | Insider transaction | Sep 30, 2005 | Sep 28, 2005 |
| 4 | Insider transaction | Aug 17, 2005 | Aug 16, 2005 |
| 4 | Insider transaction | Jul 28, 2005 | Jul 27, 2005 |
| 4 | Insider transaction | May 5, 2005 | May 4, 2005 |
| 4 | Insider transaction | Apr 11, 2005 | Feb 9, 2005 |
| 4 | Insider transaction | Apr 7, 2005 | Apr 6, 2005 |
| 4 | Insider transaction | Mar 31, 2005 | Feb 9, 2005 |
| 4 | Insider transaction | Jan 27, 2005 | Jan 26, 2005 |
| 4 | Insider transaction | Jan 14, 2005 | Jan 12, 2005 |
| 3 | Initial insider ownership | Jan 7, 2005 | Jan 7, 2005 |
| 4 | Insider transaction | Dec 23, 2004 | Dec 22, 2004 |
| 4 | Insider transaction | Dec 9, 2004 | Dec 8, 2004 |
| 4 | Insider transaction | Dec 3, 2004 | Dec 1, 2004 |
| 4 | Insider transaction | Sep 30, 2004 | Aug 11, 2004 |
| 3 | Initial insider ownership | Sep 17, 2004 | Sep 8, 2004 |
| 3 | Initial insider ownership | Jul 27, 2004 | Jul 12, 2004 |
| 3 | Initial insider ownership | Jul 27, 2004 | Jul 15, 2004 |
| 3 | Initial insider ownership | Jul 19, 2004 | Jul 12, 2004 |
| 3 | Initial insider ownership | Jul 15, 2004 | Jul 12, 2004 |
| 4 | Insider transaction | May 24, 2004 | Apr 28, 2004 |
| 4 | Insider transaction | May 4, 2004 | Apr 28, 2004 |
| 4 | Insider transaction | Feb 10, 2004 | Jan 7, 2004 |
| 4/A | Amendment to form 4 | Jan 6, 2004 | Dec 24, 2003 |
| 3 | Initial insider ownership | Jan 6, 2004 | Jan 1, 2004 |
| 4 | Insider transaction | Dec 29, 2003 | Dec 24, 2003 |
| 4 | Insider transaction | Oct 16, 2003 | Oct 15, 2003 |
| 4 | Insider transaction | Sep 11, 2003 | Sep 10, 2003 |
| 4 | Insider transaction | Sep 5, 2003 | Sep 4, 2003 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- TY (NYSE), TY-P (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- MD
- Headquarters
- Boston, MA
- SEC CIK
- 99614
- Former names
- TRI CONTINENTAL CORP (until Jun 18, 2003)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.