Special Opportunities Fund, Inc. SEC filings SPE-PC
Special Opportunities Fund, Inc. has 770 filings in SEC EDGAR's recent list, going back to May 26, 1994. The most recent current report (Form 8-K) was filed on Jun 7, 2023 (other events). The company's fiscal year ends on March 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Filing | Oct 27, 2026 | — |
| N-CSRS | Certified semi-annual shareholder report | Sep 4, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 20, 2026 | Jun 30, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 7, 2026 | — |
| 144 | Notice of proposed sale | Jun 11, 2026 | — |
| 4 | Insider transaction | Jun 4, 2026 | Jun 2, 2026 |
| 144 | Notice of proposed sale | Jun 2, 2026 | — |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 11, 2026 | — |
| 3 | Initial insider ownership | Apr 1, 2026 | Apr 1, 2026 |
| 144 | Notice of proposed sale | Mar 25, 2026 | — |
| 144 | Notice of proposed sale | Mar 25, 2026 | — |
| N-CSR | Certified annual shareholder report | Mar 10, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 9, 2026 | Mar 2, 2026 |
| 144 | Notice of proposed sale | Mar 6, 2026 | — |
| N-CEN | Filing | Mar 5, 2026 | Dec 31, 2025 |
| 4 | Insider transaction | Mar 2, 2026 | Feb 26, 2026 |
| 144 | Notice of proposed sale | Feb 26, 2026 | — |
| 4 | Insider transaction | Feb 25, 2026 | Feb 23, 2026 |
| 144 | Notice of proposed sale | Feb 19, 2026 | — |
| NPORT-P | Filing | Feb 3, 2026 | Dec 31, 2025 |
| 144 | Notice of proposed sale | Jan 22, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 8, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 8, 2026 | — |
| 4 | Insider transaction | Dec 31, 2025 | Dec 30, 2025 |
| 144 | Notice of proposed sale | Nov 28, 2025 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 144 | Notice of proposed sale | Nov 21, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 6, 2025 | — |
| DEF 14A | Proxy statement | Oct 31, 2025 | Oct 31, 2025 |
| 144 | Notice of proposed sale | Oct 7, 2025 | — |
| 40-17G | Fidelity bond | Oct 1, 2025 | — |
| 144 | Notice of proposed sale | Sep 12, 2025 | — |
| 144 | Notice of proposed sale | Sep 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 10, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 10, 2025 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 5, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 28, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 27, 2025 | Jun 30, 2025 |
| 4 | Insider transaction | Aug 25, 2025 | Aug 22, 2025 |
| 144 | Notice of proposed sale | Aug 19, 2025 | — |
| 144 | Notice of proposed sale | Jul 15, 2025 | — |
| 144 | Notice of proposed sale | Jun 30, 2025 | — |
| 144 | Notice of proposed sale | Jun 18, 2025 | — |
| 144 | Notice of proposed sale | Jun 4, 2025 | — |
| NPORT-P | Filing | May 29, 2025 | Mar 31, 2025 |
| 144 | Notice of proposed sale | May 28, 2025 | — |
| 144 | Notice of proposed sale | May 19, 2025 | — |
| DFAN14A | Filing | May 1, 2025 | — |
| DEFA14A | Additional proxy material | May 1, 2025 | — |
| 4 | Insider transaction | Apr 8, 2025 | Apr 4, 2025 |
| DEFC14A | Filing | Apr 8, 2025 | — |
| 144 | Notice of proposed sale | Apr 8, 2025 | — |
| PREC14A | Filing | Apr 1, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| PREC14A | Filing | Mar 28, 2025 | — |
| 3 | Initial insider ownership | Mar 26, 2025 | Mar 19, 2025 |
| 5 | Annual insider ownership | Mar 21, 2025 | Mar 19, 2025 |
| N-CEN | Filing | Mar 13, 2025 | Dec 31, 2024 |
| N-CSR | Filing | Mar 10, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 27, 2025 | Dec 31, 2024 |
| 144 | Notice of proposed sale | Feb 14, 2025 | — |
| 144 | Notice of proposed sale | Feb 4, 2025 | — |
| 144 | Notice of proposed sale | Feb 3, 2025 | — |
| 144 | Notice of proposed sale | Jan 10, 2025 | — |
| 144 | Notice of proposed sale | Dec 2, 2024 | — |
| NPORT-P | Filing | Nov 14, 2024 | Sep 30, 2024 |
| 144 | Notice of proposed sale | Nov 12, 2024 | — |
| DEF 14A | Proxy statement | Oct 31, 2024 | Oct 30, 2024 |
| 4 | Insider transaction | Oct 16, 2024 | Oct 15, 2024 |
| 144 | Notice of proposed sale | Oct 9, 2024 | — |
| 144 | Notice of proposed sale | Sep 25, 2024 | — |
| 40-17G | Fidelity bond | Sep 24, 2024 | — |
| 4 | Insider transaction | Sep 23, 2024 | Sep 20, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 17, 2024 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Sep 17, 2024 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Sep 17, 2024 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-24 | Sep 9, 2024 | Jun 30, 2024 |
| 144 | Notice of proposed sale | Sep 4, 2024 | — |
| N-PX | Filing | Sep 3, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| 144 | Notice of proposed sale | Aug 6, 2024 | — |
| 144 | Notice of proposed sale | Jul 3, 2024 | — |
| 144 | Notice of proposed sale | Jun 25, 2024 | — |
| 144 | Notice of proposed sale | Jun 14, 2024 | — |
| 144 | Notice of proposed sale | Jun 11, 2024 | — |
| 144 | Notice of proposed sale | May 29, 2024 | — |
| NPORT-P | Filing | May 29, 2024 | Mar 31, 2024 |
| N-CEN | Filing | Mar 11, 2024 | Dec 31, 2023 |
| N-CSR | Certified annual shareholder report | Mar 6, 2024 | Dec 31, 2023 |
| NPORT-P | Filing | Feb 27, 2024 | Dec 31, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 9, 2024 | — |
| 4 | Insider transaction | Jan 2, 2024 | Dec 28, 2023 |
| 4 | Insider transaction | Jan 2, 2024 | Dec 28, 2023 |
| SC 13G | Ownership over 5% (passive) | Dec 29, 2023 | — |
| NPORT-P | Filing | Nov 17, 2023 | Sep 30, 2023 |
| DEF 14A | Proxy statement | Oct 26, 2023 | Oct 25, 2023 |
| 40-17G | Fidelity bond | Sep 26, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Sep 20, 2023 | — |
| 3 | Initial insider ownership | Sep 20, 2023 | Aug 17, 2023 |
| N-CSRS | Filing | Sep 6, 2023 | Jun 30, 2023 |
| N-PX | Annual report of proxy voting | Aug 28, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Aug 23, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Other events
|
Jun 7, 2023 | May 11, 2023 |
| NPORT-P | Filing | May 22, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | Apr 7, 2023 | Apr 5, 2023 |
| 4 | Insider transaction | Mar 31, 2023 | Mar 29, 2023 |
| N-CEN | Filing | Mar 7, 2023 | Dec 31, 2022 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-22 | Mar 6, 2023 | — |
| NPORT-P | Filing | Feb 24, 2023 | Dec 31, 2022 |
| 4 | Insider transaction | Feb 7, 2023 | Feb 3, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2023 | — |
| 4 | Insider transaction | Feb 1, 2023 | Jan 30, 2023 |
| NPORT-P | Filing | Nov 14, 2022 | Sep 30, 2022 |
| DEF 14A | Proxy statement | Nov 9, 2022 | Nov 9, 2022 |
| 40-17G | Fidelity bond | Sep 26, 2022 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-22 | Sep 7, 2022 | Jun 30, 2022 |
| N-PX | Annual report of proxy voting | Aug 15, 2022 | Jun 30, 2022 |
| SC 13G | Ownership over 5% (passive) | Aug 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Aug 11, 2022 | — |
| NPORT-P | Filing | Jul 21, 2022 | Jun 30, 2022 |
| NPORT-P | Filing | May 11, 2022 | Mar 31, 2022 |
| 4 | Insider transaction | Apr 8, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Apr 7, 2022 | Apr 5, 2022 |
| N-CEN | Filing | Mar 8, 2022 | Dec 31, 2021 |
| SC TO-I | Issuer tender offer statement | Mar 4, 2022 | — |
| N-CSR | Special opportunities fund, inc. annual report 12-31-21 | Mar 3, 2022 | Dec 31, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2022 | — |
| 4 | Insider transaction | Feb 9, 2022 | Feb 7, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Jan 28, 2022 | Jan 26, 2022 |
| NPORT-P | Filing | Jan 24, 2022 | Dec 31, 2021 |
| CERT | Nyse certification | Jan 20, 2022 | — |
| 4 | Insider transaction | Dec 20, 2021 | Dec 16, 2021 |
| 8-A12B | Notification of registration | Dec 16, 2021 | — |
| 424B3 | Prospectus | Dec 13, 2021 | — |
| EFFECT | Filing | Dec 9, 2021 | — |
| N-2/A | Amended initial registration for closed end investment companies | Dec 8, 2021 | — |
| CORRESP | Letter to the SEC | Dec 8, 2021 | — |
| NPORT-P | Filing | Nov 17, 2021 | Sep 30, 2021 |
| DEF 14A | Proxy statement | Nov 9, 2021 | Nov 9, 2021 |
| PRE 14A | Preliminary proxy statement | Oct 29, 2021 | Oct 28, 2021 |
| 40-17G | Fidelity bond | Sep 27, 2021 | — |
| 4 | Insider transaction | Sep 21, 2021 | Sep 20, 2021 |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-21 | Sep 2, 2021 | Jun 30, 2021 |
| N-PX | Annual report of proxy voting | Aug 6, 2021 | Jun 30, 2021 |
| NPORT-P | Filing | Jul 23, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jul 20, 2021 | Jul 19, 2021 |
| 4 | Insider transaction | Jul 15, 2021 | Jun 24, 2021 |
| 4 | Insider transaction | Jul 14, 2021 | Jul 9, 2021 |
| 25-NSE | Delisting notice | Jul 7, 2021 | — |
| 4 | Insider transaction | Jun 29, 2021 | Jun 23, 2021 |
| 4 | Insider transaction | Jun 24, 2021 | Jun 24, 2021 |
| N-2 | Initial registration for closed-end investment companies | Jun 17, 2021 | — |
| AW | Amendment withdrawal request | Jun 17, 2021 | — |
| N-2/A | Initial registration for closed-end investment companies | Jun 15, 2021 | — |
| 4 | Insider transaction | Jun 8, 2021 | Jun 4, 2021 |
| CORRESP | Letter to the SEC | May 24, 2021 | — |
| 4 | Insider transaction | May 12, 2021 | May 11, 2021 |
| NPORT-P | Filing | May 11, 2021 | Mar 31, 2021 |
| 4 | Insider transaction | May 11, 2021 | May 5, 2021 |
| CORRESP | Letter to the SEC | May 6, 2021 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 5, 2021 | — |
| N-CSR/A | Special opportunities fund, inc. amended annual report 12-31-20 | Mar 11, 2021 | Dec 31, 2020 |
| N-CEN | Filing | Mar 9, 2021 | Dec 31, 2020 |
| N-CSR | Special opportunities fund, inc. annual report 12-31-20 | Mar 8, 2021 | Dec 31, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2021 | — |
| NPORT-P | Filing | Jan 13, 2021 | Dec 31, 2020 |
| 4 | Insider transaction | Dec 17, 2020 | Dec 15, 2020 |
| NPORT-P | Filing | Nov 10, 2020 | Sep 30, 2020 |
| DEF 14A | Proxy statement | Oct 30, 2020 | Oct 29, 2020 |
| 4 | Insider transaction | Oct 28, 2020 | Oct 28, 2020 |
| 40-17G | Fidelity bond | Sep 24, 2020 | — |
| N-CSRS | Special opportunities fund, inc. semiannual report 6-30-20 | Sep 9, 2020 | Jun 30, 2020 |
| 4/A | Ownership document | Aug 18, 2020 | Jul 21, 2020 |
| 4/A | Ownership document | Aug 18, 2020 | Jul 15, 2020 |
| N-PX | Annual report of proxy voting | Aug 13, 2020 | Jun 30, 2020 |
| 4 | Insider transaction | Jul 23, 2020 | Jul 21, 2020 |
| NPORT-P | Filing | Jul 20, 2020 | Jun 30, 2020 |
| 4 | Insider transaction | Jul 16, 2020 | Jul 15, 2020 |
| 4 | Insider transaction | Jun 23, 2020 | Jun 19, 2020 |
| 4 | Insider transaction | Jun 10, 2020 | Jun 8, 2020 |
| 4 | Insider transaction | Jun 10, 2020 | Jun 8, 2020 |
| NPORT-P | Filing | May 13, 2020 | Mar 31, 2020 |
| 4 | Insider transaction | Apr 7, 2020 | Apr 3, 2020 |
| 4 | Insider transaction | Mar 10, 2020 | Mar 9, 2020 |
| N-CEN | Filing | Mar 10, 2020 | Dec 31, 2019 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SPE (NYSE), SPE-PC (NYSE)
- Fiscal year ends
- March 31
- Incorporated in
- MD
- Headquarters
- Cincinnati, OH
- SEC CIK
- 897802
- Former names
- INSURED MUNICIPAL INCOME FUND INC (until Dec 11, 2009); PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC (until Jan 19, 1996)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.