Serina Therapeutics, Inc. SEC filings SER

Serina Therapeutics, Inc. has 519 filings in SEC EDGAR's recent list, going back to Jul 10, 2017. Its latest annual report, Form 10-K, was filed on Mar 25, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 13, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 9, 2026 (bylaw or fiscal year change). The company's fiscal year ends on December 31.

Serina Therapeutics, Inc. SEC filings
Form Description Filed Period
SCHEDULE 13G/A Amended ownership over 5% (passive) Nov 3, 2026 —
8-K Current report
Bylaw or fiscal year change
Oct 9, 2026 Oct 5, 2026
8-K Current report
Other events
Sep 9, 2026 Sep 9, 2026
EFFECT Filing Aug 31, 2026 —
8-K Current report
Material agreement, Unregistered share sale
Aug 27, 2026 Aug 21, 2026
S-1 Registration statement Aug 24, 2026 —
S-8 Employee stock plan registration Aug 13, 2026 —
8-K Current report
Results of operations
Aug 13, 2026 Aug 13, 2026
10-Q Quarterly report Aug 13, 2026 Jun 30, 2026
4 Insider transaction Jul 23, 2026 Jul 22, 2026
3 Initial insider ownership Jul 23, 2026 Jul 22, 2026
8-K Current report
Officer or director change
Jul 23, 2026 Jul 19, 2026
8-K Current report
Officer or director change
Jul 22, 2026 Jul 22, 2026
SCHEDULE 13D/A Amended ownership over 5% (active) Jul 22, 2026 —
4 Insider transaction Jul 9, 2026 Jul 7, 2026
8-K Current report
Bylaw or fiscal year change, Shareholder vote results
Jun 24, 2026 Jun 17, 2026
4 Insider transaction Jun 22, 2026 May 22, 2026
4 Insider transaction Jun 22, 2026 Jun 17, 2026
4 Insider transaction Jun 22, 2026 Jun 17, 2026
4 Insider transaction Jun 22, 2026 Jun 17, 2026
4 Insider transaction Jun 22, 2026 Jun 17, 2026
4 Insider transaction Jun 15, 2026 Jun 11, 2026
EFFECT Filing Jun 3, 2026 —
CORRESP Letter to the SEC Jun 1, 2026 —
UPLOAD Letter from the SEC May 29, 2026 —
4 Insider transaction May 27, 2026 May 26, 2026
4 Insider transaction May 26, 2026 May 21, 2026
4 Insider transaction May 26, 2026 May 21, 2026
4 Insider transaction May 26, 2026 May 21, 2026
4 Insider transaction May 26, 2026 May 21, 2026
4 Insider transaction May 26, 2026 May 21, 2026
4 Insider transaction May 22, 2026 May 19, 2026
S-3 Shelf registration May 22, 2026 —
8-K Current report
Results of operations
May 14, 2026 May 14, 2026
10-Q Quarterly report May 14, 2026 Mar 31, 2026
SCHEDULE 13G Ownership over 5% (passive) May 4, 2026 —
DEFA14A Additional proxy material Apr 28, 2026 —
DEF 14A Proxy statement Apr 27, 2026 Apr 27, 2026
8-K Current report
Officer or director change, Bylaw or fiscal year change
Apr 21, 2026 Apr 15, 2026
4 Insider transaction Apr 21, 2026 Mar 31, 2026
4 Insider transaction Apr 21, 2026 Mar 31, 2026
PRE 14A Preliminary proxy statement Apr 17, 2026 Apr 17, 2026
10-K/A Amended annual report Mar 27, 2026 Dec 31, 2025
S-8 Employee stock plan registration Mar 25, 2026 —
8-K Current report
Results of operations
Mar 25, 2026 Mar 25, 2026
10-K Annual report Mar 25, 2026 Dec 31, 2025
4 Insider transaction Mar 24, 2026 Mar 23, 2026
8-K Current report
Material agreement, Unregistered share sale, Officer or director change, Bylaw or fiscal year change, Regulation FD disclosure
Mar 23, 2026 Mar 17, 2026
4 Insider transaction Mar 20, 2026 Mar 19, 2026
4 Insider transaction Feb 17, 2026 Feb 3, 2026
4 Insider transaction Feb 17, 2026 Feb 3, 2026
4 Insider transaction Feb 17, 2026 Feb 3, 2026
4 Insider transaction Feb 17, 2026 Feb 3, 2026
EFFECT Filing Feb 13, 2026 —
CORRESP Letter to the SEC Feb 11, 2026 —
UPLOAD Letter from the SEC Feb 9, 2026 —
4 Insider transaction Feb 3, 2026 Feb 2, 2026
S-3 Shelf registration Jan 30, 2026 —
4 Insider transaction Jan 29, 2026 Jan 28, 2026
8-K Current report
Other events
Jan 28, 2026 Jan 27, 2026
4 Insider transaction Jan 23, 2026 Jan 22, 2026
4 Insider transaction Jan 21, 2026 Jan 20, 2026
144 Notice of proposed sale Jan 20, 2026 —
8-K Current report
Listing notice, Regulation FD disclosure
Jan 15, 2026 Jan 9, 2026
4 Insider transaction Jan 14, 2026 Jan 13, 2026
4 Insider transaction Jan 9, 2026 Jan 8, 2026
4 Insider transaction Dec 29, 2025 Dec 23, 2025
4 Insider transaction Dec 23, 2025 Dec 22, 2025
4 Insider transaction Dec 17, 2025 Dec 16, 2025
4 Insider transaction Dec 16, 2025 Dec 12, 2025
4 Insider transaction Dec 12, 2025 Dec 11, 2025
4 Insider transaction Dec 11, 2025 Dec 9, 2025
8-K Current report
Other events
Dec 10, 2025 Dec 10, 2025
4 Insider transaction Dec 4, 2025 Dec 2, 2025
4 Insider transaction Nov 26, 2025 Nov 25, 2025
4 Insider transaction Nov 25, 2025 Nov 24, 2025
4 Insider transaction Nov 19, 2025 Nov 18, 2025
8-K Current report
Results of operations
Nov 13, 2025 Nov 13, 2025
10-Q Quarterly report Nov 13, 2025 Sep 30, 2025
4 Insider transaction Nov 12, 2025 Nov 10, 2025
8-K Current report
Shareholder vote results
Nov 12, 2025 Nov 7, 2025
4 Insider transaction Nov 10, 2025 Nov 7, 2025
4 Insider transaction Nov 10, 2025 Nov 7, 2025
4 Insider transaction Nov 10, 2025 Nov 7, 2025
4 Insider transaction Nov 10, 2025 Nov 7, 2025
4 Insider transaction Nov 10, 2025 Nov 7, 2025
4 Insider transaction Nov 6, 2025 Nov 5, 2025
4 Insider transaction Nov 5, 2025 Nov 4, 2025
8-K Current report
Other events
Nov 3, 2025 Nov 3, 2025
4 Insider transaction Oct 29, 2025 Oct 28, 2025
4 Insider transaction Oct 28, 2025 Oct 27, 2025
DEFR14A Filing Oct 27, 2025 —
4 Insider transaction Oct 21, 2025 Oct 20, 2025
144 Notice of proposed sale Oct 14, 2025 —
4 Insider transaction Oct 14, 2025 Oct 13, 2025
8-K Current report
Other events
Oct 6, 2025 Oct 6, 2025
DEFA14A Additional proxy material Sep 26, 2025 —
DEF 14A Proxy statement Sep 26, 2025 Sep 26, 2025
PRE 14A Preliminary proxy statement Sep 15, 2025 Sep 15, 2025
8-K Current report
Material agreement, New debt, Unregistered share sale
Sep 15, 2025 Sep 9, 2025
8-K Current report
Regulation FD disclosure
Sep 9, 2025 Sep 9, 2025
4 Insider transaction Aug 27, 2025 Aug 25, 2025
8-K Current report
Other events
Aug 25, 2025 Aug 25, 2025
8-K Current report
Bylaw or fiscal year change
Aug 22, 2025 Aug 18, 2025
4 Insider transaction Aug 20, 2025 Aug 18, 2025
4 Insider transaction Aug 14, 2025 Aug 12, 2025
8-K Current report
Results of operations
Aug 11, 2025 Aug 11, 2025
10-Q Quarterly report Aug 11, 2025 Jun 30, 2025
4 Insider transaction Aug 6, 2025 Aug 4, 2025
4 Insider transaction Jul 30, 2025 Jul 29, 2025
4 Insider transaction Jul 29, 2025 Jul 28, 2025
8-K Current report
Regulation FD disclosure
Jul 29, 2025 Jul 29, 2025
4 Insider transaction Jul 22, 2025 Jul 21, 2025
4 Insider transaction Jul 17, 2025 Jul 14, 2025
4 Insider transaction Jul 9, 2025 Jul 7, 2025
4 Insider transaction Jul 2, 2025 Jun 30, 2025
8-K Current report
Regulation FD disclosure, Other events
Jul 1, 2025 Jul 1, 2025
144 Notice of proposed sale Jun 30, 2025 —
4 Insider transaction Jun 17, 2025 May 22, 2025
3 Initial insider ownership Jun 17, 2025 May 22, 2025
8-K Current report
Officer or director change, Bylaw or fiscal year change, Regulation FD disclosure
May 22, 2025 May 22, 2025
8-K Current report
Results of operations
May 8, 2025 May 8, 2025
10-Q Quarterly report May 8, 2025 Mar 31, 2025
8-K Current report
Material agreement, Other events
Apr 29, 2025 Apr 25, 2025
EFFECT Filing Apr 28, 2025 —
424B5 Prospectus supplement Apr 28, 2025 —
CORRESP Letter to the SEC Apr 24, 2025 —
UPLOAD Letter from the SEC Apr 23, 2025 —
S-3 Shelf registration Apr 18, 2025 —
8-K Current report
Regulation FD disclosure
Apr 15, 2025 Apr 15, 2025
8-K Current report
Material agreement, Unregistered share sale, Change to shareholder rights, Bylaw or fiscal year change, Regulation FD disclosure
Apr 14, 2025 Apr 8, 2025
EFFECT Filing Apr 10, 2025 —
4 Insider transaction Apr 10, 2025 Apr 8, 2025
4 Insider transaction Apr 10, 2025 Apr 8, 2025
CORRESP Letter to the SEC Apr 8, 2025 —
UPLOAD Letter from the SEC Apr 7, 2025 —
8-K Current report
Regulation FD disclosure
Apr 7, 2025 Apr 7, 2025
S-8 Employee stock plan registration Apr 2, 2025 —
S-3 Shelf registration Apr 2, 2025 —
4 Insider transaction Apr 1, 2025 Mar 28, 2025
424B3 Prospectus Mar 25, 2025 —
POS EX Filing Mar 25, 2025 —
8-K Current report
Results of operations
Mar 24, 2025 Mar 24, 2025
10-K Annual report Mar 24, 2025 Dec 31, 2024
8-K Current report
Regulation FD disclosure
Mar 24, 2025 Mar 24, 2025
4 Insider transaction Feb 13, 2025 Feb 12, 2025
3 Initial insider ownership Feb 13, 2025 Feb 12, 2025
8-K Current report
Officer or director change, Regulation FD disclosure
Feb 12, 2025 Feb 11, 2025
8-K Current report
Regulation FD disclosure
Feb 3, 2025 Feb 3, 2025
4 Insider transaction Feb 3, 2025 Jun 6, 2024
4 Insider transaction Jan 15, 2025 Jan 14, 2025
3 Initial insider ownership Jan 15, 2025 Jan 14, 2025
8-K Current report
Officer or director change
Jan 15, 2025 Jan 14, 2025
8-K Current report
Results of operations, Regulation FD disclosure
Jan 6, 2025 Jan 6, 2025
8-K Current report
Material agreement, Acquisition or sale of assets
Dec 26, 2024 Dec 23, 2024
4 Insider transaction Dec 19, 2024 Dec 17, 2024
8-K Current report
Officer or director change, Shareholder vote results
Dec 18, 2024 Dec 13, 2024
8-K Current report
Regulation FD disclosure
Dec 11, 2024 Dec 11, 2024
SC 13D/A Amended ownership over 5% (active) Dec 9, 2024 —
8-K Current report
Material agreement, Unregistered share sale, Other events
Dec 2, 2024 Nov 26, 2024
424B3 Prospectus Nov 22, 2024 —
SC 13G/A Amended ownership over 5% (passive) Nov 14, 2024 —
8-K Current report
Results of operations
Nov 12, 2024 Nov 12, 2024
10-Q Quarterly report Nov 12, 2024 Sep 30, 2024
ARS Annual report to shareholders Nov 6, 2024 Dec 31, 2023
DEFA14A Additional proxy material Nov 6, 2024 —
DEF 14A Proxy statement Nov 6, 2024 Dec 13, 2024
DEFC14A Filing Oct 31, 2024 —
8-K Current report
Regulation FD disclosure
Oct 2, 2024 Oct 2, 2024
4 Insider transaction Sep 24, 2024 Sep 20, 2024
4 Insider transaction Sep 20, 2024 Sep 18, 2024
4 Insider transaction Sep 16, 2024 Sep 12, 2024
8-K Current report
Officer or director change
Sep 12, 2024 Sep 8, 2024
4 Insider transaction Sep 11, 2024 Sep 9, 2024
8-K Current report
Regulation FD disclosure
Sep 5, 2024 Sep 4, 2024
S-8 Employee stock plan registration Aug 23, 2024 —
4 Insider transaction Aug 22, 2024 Aug 20, 2024
4 Insider transaction Aug 20, 2024 Aug 15, 2024
3 Initial insider ownership Aug 20, 2024 Aug 15, 2024
4 Insider transaction Aug 20, 2024 Aug 15, 2024
4 Insider transaction Aug 19, 2024 Aug 15, 2024
4 Insider transaction Aug 16, 2024 Aug 14, 2024
8-K Current report
Officer or director change
Aug 16, 2024 Aug 12, 2024
8-K Current report
Results of operations
Aug 9, 2024 Aug 9, 2024
10-Q Quarterly report Aug 9, 2024 Jun 30, 2024
8-K Current report
Regulation FD disclosure
Jul 29, 2024 Jul 29, 2024
8-K Current report
Officer or director change, Other events
Jul 18, 2024 Jul 15, 2024
4 Insider transaction Jul 17, 2024 Jul 15, 2024
3 Initial insider ownership Jul 17, 2024 Jul 15, 2024
8-K Current report
Officer or director change
Jul 12, 2024 Jul 9, 2024
EFFECT Filing Jul 9, 2024 —
SC 13D/A Amended ownership over 5% (active) Jul 5, 2024 —
CORRESP Letter to the SEC Jul 5, 2024 —
S-1/A Amended registration statement Jul 3, 2024 —
4 Insider transaction Jun 27, 2024 Jun 21, 2024
S-1/A Amended registration statement Jun 17, 2024 —
S-8 Employee stock plan registration Jun 17, 2024 —
8-K Current report
Other events
Jun 10, 2024 Jun 6, 2024
4 Insider transaction May 31, 2024 May 29, 2024
4 Insider transaction May 29, 2024 May 28, 2024

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Pharmaceutical Preparations (SIC 2834)
Listed as
SER (NYSE)
Fiscal year ends
December 31
Incorporated in
AL
Headquarters
Huntsville, AL
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
1708599
Former names
AgeX Therapeutics, Inc. (until Apr 1, 2024)

Other Pharmaceutical Preparations companies

Source: SEC EDGAR filings. This is company-reported data, not investment advice.