Saratoga Investment Corp. SEC filings SAR
Saratoga Investment Corp. has 768 filings in SEC EDGAR's recent list, going back to Oct 18, 2006. Its latest annual report, Form 10-K, was filed on May 5, 2026 for the period ended Feb 28, 2026. The latest quarterly report (Form 10-Q) was filed on Oct 6, 2026, covering the quarter ended Aug 31, 2026. The most recent current report (Form 8-K) was filed on Oct 9, 2026 (material agreement, new debt). The company's fiscal year ends on February 28.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-14 8C | Filing | Nov 5, 2026 | — |
| 3 | Initial insider ownership | Nov 2, 2026 | Oct 31, 2026 |
| 3 | Initial insider ownership | Nov 2, 2026 | Oct 31, 2026 |
| N-23C-2 | Filing | Oct 28, 2026 | Nov 30, 2026 |
| 4 | Insider transaction | Oct 13, 2026 | Oct 8, 2026 |
| 8-K |
Current report
Material agreement, New debt
|
Oct 9, 2026 | Oct 8, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 6, 2026 | Oct 6, 2026 |
| 10-Q | Quarterly report | Oct 6, 2026 | Aug 31, 2026 |
| 8-K |
Current report
Material agreement, New debt
|
Sep 24, 2026 | Sep 23, 2026 |
| 424B2 | Prospectus | Sep 24, 2026 | — |
| 497AD | Form 497ad | Sep 23, 2026 | — |
| FWP | Free writing prospectus | Sep 23, 2026 | — |
| 8-K |
Current report
Shareholder vote results
|
Sep 23, 2026 | Sep 22, 2026 |
| 424B2 | Prospectus | Sep 22, 2026 | — |
| 497AD | Form 497ad | Sep 22, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Sep 18, 2026 | Sep 16, 2026 |
| 25-NSE | Delisting notice | Sep 18, 2026 | — |
| 4 | Insider transaction | Sep 10, 2026 | Sep 9, 2026 |
| CERT | Nyse certification | Aug 26, 2026 | — |
| 8-A12B | For registration of certain classes | Aug 26, 2026 | — |
| 8-K |
Current report
Material agreement, New debt
|
Aug 26, 2026 | Aug 26, 2026 |
| 424B2 | Prospectus | Aug 19, 2026 | — |
| N-23C-2 | Filing | Aug 19, 2026 | Sep 18, 2026 |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Aug 19, 2026 | Aug 18, 2026 |
| 4 | Insider transaction | Aug 19, 2026 | Aug 18, 2026 |
| 497AD | Filing | Aug 19, 2026 | — |
| FWP | Free writing prospectus | Aug 18, 2026 | — |
| 497AD | Filing | Aug 18, 2026 | — |
| 424B2 | Prospectus | Aug 18, 2026 | — |
| 8-K |
Current report
Officer or director change
|
Aug 6, 2026 | Aug 5, 2026 |
| 3 | Initial insider ownership | Aug 5, 2026 | Aug 5, 2026 |
| DEF 14A | Proxy statement | Aug 5, 2026 | Sep 22, 2026 |
| 4 | Insider transaction | Jul 23, 2026 | Jul 22, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 7, 2026 | Jul 7, 2026 |
| 10-Q | Quarterly report | Jul 7, 2026 | May 31, 2026 |
| 8-K |
Current report
Results of operations
|
May 5, 2026 | May 5, 2026 |
| 10-K | Annual report | May 5, 2026 | Feb 28, 2026 |
| 8-K |
Current report
Material agreement, New debt
|
Apr 14, 2026 | Apr 10, 2026 |
| 8-K |
Current report
Material agreement
|
Mar 13, 2026 | Mar 13, 2026 |
| 424B2 | Prospectus | Mar 13, 2026 | — |
| EFFECT | Filing | Mar 11, 2026 | — |
| N-2/A | Filing | Mar 6, 2026 | — |
| N-2/A | Filing | Mar 3, 2026 | — |
| 40-17G | Fidelity bond filing | Feb 20, 2026 | — |
| CERT | Nyse certification | Feb 9, 2026 | — |
| 8-A12B | For registration of certain classes | Feb 6, 2026 | — |
| 8-K |
Current report
Material agreement, New debt
|
Feb 6, 2026 | Feb 6, 2026 |
| 424B2 | Prospectus | Jan 30, 2026 | — |
| 8-K |
Current report
Material agreement, New debt
|
Jan 30, 2026 | Jan 29, 2026 |
| 4 | Insider transaction | Jan 30, 2026 | Jan 29, 2026 |
| 497AD | Form 497ad | Jan 30, 2026 | — |
| FWP | Free writing prospectus | Jan 30, 2026 | — |
| 497AD | Form 497ad | Jan 29, 2026 | — |
| 424B2 | Prospectus | Jan 29, 2026 | — |
| 8-K |
Current report
Material agreement, New debt, Other events
|
Jan 27, 2026 | Jan 23, 2026 |
| N-2 | Filing | Jan 16, 2026 | — |
| 8-K |
Current report
Results of operations
|
Jan 7, 2026 | Jan 7, 2026 |
| 10-Q | Quarterly report | Jan 7, 2026 | Nov 30, 2025 |
| 4 | Insider transaction | Dec 22, 2025 | Dec 19, 2025 |
| 4 | Insider transaction | Dec 11, 2025 | Dec 11, 2025 |
| 8-K |
Current report
Material agreement, Agreement ended, New debt
|
Nov 7, 2025 | Nov 6, 2025 |
| 8-K |
Current report
Results of operations
|
Oct 7, 2025 | Oct 7, 2025 |
| 10-Q | Quarterly report | Oct 7, 2025 | Aug 31, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Sep 26, 2025 | Sep 25, 2025 |
| 4 | Insider transaction | Sep 25, 2025 | Sep 23, 2025 |
| CORRESP | Letter to the SEC | Aug 27, 2025 | — |
| DEF 14A | Proxy statement | Aug 5, 2025 | Sep 25, 2025 |
| 4 | Insider transaction | Aug 1, 2025 | Jul 31, 2025 |
| 4 | Insider transaction | Jul 30, 2025 | Jul 29, 2025 |
| 4 | Insider transaction | Jul 30, 2025 | Jul 29, 2025 |
| 8-K |
Current report
Results of operations
|
Jul 8, 2025 | Jul 8, 2025 |
| 10-Q | Quarterly report | Jul 8, 2025 | May 31, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jul 2, 2025 | — |
| 8-K |
Current report
Results of operations
|
May 7, 2025 | May 7, 2025 |
| 10-K | Annual report | May 7, 2025 | Feb 28, 2025 |
| 40-17G | Fidelity bond filing | Jan 13, 2025 | — |
| 8-K |
Current report
Results of operations
|
Jan 8, 2025 | Jan 8, 2025 |
| 10-Q | Quarterly report | Jan 8, 2025 | Nov 30, 2024 |
| 4 | Insider transaction | Dec 3, 2024 | Dec 2, 2024 |
| 4 | Insider transaction | Nov 6, 2024 | Nov 5, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Oct 23, 2024 | Oct 23, 2024 |
| 8-K |
Current report
Results of operations
|
Oct 8, 2024 | Oct 8, 2024 |
| 10-Q | Quarterly report | Oct 8, 2024 | Aug 31, 2024 |
| 4 | Insider transaction | Oct 8, 2024 | Oct 7, 2024 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Sep 25, 2024 | Sep 25, 2024 |
| 4 | Insider transaction | Aug 27, 2024 | Aug 12, 2024 |
| 4 | Insider transaction | Aug 14, 2024 | Aug 12, 2024 |
| DEF 14A | Proxy statement | Aug 1, 2024 | Sep 26, 2024 |
| 8-K |
Current report
Results of operations
|
Jul 9, 2024 | Jul 9, 2024 |
| 10-Q | Quarterly report | Jul 9, 2024 | May 31, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Jun 17, 2024 | Jun 14, 2024 |
| 8-K |
Current report
Material agreement
|
May 15, 2024 | May 15, 2024 |
| 424B3 | Prospectus | May 15, 2024 | — |
| 8-K |
Current report
Results of operations
|
May 6, 2024 | May 6, 2024 |
| 10-K | Annual report | May 6, 2024 | Feb 29, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Mar 28, 2024 | Mar 27, 2024 |
| 40-17G | Fidelity bond filing | Mar 12, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| 8-K |
Current report
Results of operations
|
Jan 9, 2024 | Jan 9, 2024 |
| 10-Q | Quarterly report | Jan 9, 2024 | Nov 30, 2023 |
| 4 | Insider transaction | Dec 15, 2023 | Dec 13, 2023 |
| 10-Q | Quarterly report | Oct 10, 2023 | Aug 31, 2023 |
| 8-K |
Current report
Results of operations
|
Oct 10, 2023 | Oct 10, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Sep 28, 2023 | Sep 28, 2023 |
| 40-APP/A | Amendment no. 1 to form 40-app | Sep 1, 2023 | — |
| 4 | Insider transaction | Aug 18, 2023 | Aug 16, 2023 |
| DEF 14A | Proxy statement | Aug 7, 2023 | Sep 28, 2023 |
| 8-K |
Current report
Material agreement
|
Jul 19, 2023 | Jul 19, 2023 |
| 424B3 | Prospectus | Jul 19, 2023 | — |
| 424B3 | Prospectus | Jul 10, 2023 | — |
| 8-K |
Current report
Material agreement
|
Jul 10, 2023 | Jul 10, 2023 |
| 10-Q | Quarterly report | Jul 10, 2023 | May 31, 2023 |
| 8-K |
Current report
Results of operations
|
Jul 10, 2023 | Jul 10, 2023 |
| 424B2 | Prospectus | Jun 7, 2023 | — |
| 4 | Insider transaction | May 8, 2023 | May 4, 2023 |
| 8-K |
Current report
Results of operations
|
May 2, 2023 | May 2, 2023 |
| 10-K | Annual report | May 2, 2023 | Feb 28, 2023 |
| 40-APP | Application for an order | Apr 25, 2023 | — |
| CERT | Nyse certification | Apr 19, 2023 | — |
| 8-A12B | For registration of certain classes | Apr 14, 2023 | — |
| 8-K |
Current report
Material agreement, New debt
|
Apr 14, 2023 | Apr 11, 2023 |
| 424B2 | Prospectus | Apr 12, 2023 | — |
| 497AD | Filing | Apr 11, 2023 | — |
| FWP | Free writing prospectus | Apr 11, 2023 | — |
| 497AD | Filing | Apr 11, 2023 | — |
| 424B2 | Prospectus | Apr 11, 2023 | — |
| 40-17G | Filing | Mar 24, 2023 | — |
| 4 | Insider transaction | Mar 22, 2023 | Mar 21, 2023 |
| EFFECT | Filing | Mar 13, 2023 | — |
| CORRESP | Letter to the SEC | Feb 21, 2023 | — |
| N-2/A | Amendment no. 1 to form n-2 | Feb 21, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 10, 2023 | — |
| 8-K |
Current report
Material agreement, New debt
|
Feb 2, 2023 | Jan 27, 2023 |
| N-2 | Registration statement | Jan 11, 2023 | — |
| 10-Q | Quarterly report | Jan 10, 2023 | Nov 30, 2022 |
| 8-K |
Current report
Results of operations
|
Jan 10, 2023 | Jan 10, 2023 |
| CERT | Nyse certification | Dec 14, 2022 | — |
| 8-A12B | Form 8-a12b | Dec 13, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Dec 13, 2022 | Dec 13, 2022 |
| 4 | Insider transaction | Dec 8, 2022 | Dec 5, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Dec 6, 2022 | Dec 5, 2022 |
| 424B2 | Prospectus | Dec 6, 2022 | — |
| 497AD | Filing | Dec 5, 2022 | — |
| FWP | Free writing prospectus | Dec 5, 2022 | — |
| 497AD | Form 497ad | Dec 5, 2022 | — |
| 424B2 | Prospectus | Dec 5, 2022 | — |
| CERT | Nyse certification | Nov 1, 2022 | — |
| 8-A12B | For registration of certain classes | Oct 27, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Oct 27, 2022 | Oct 27, 2022 |
| 424B2 | Prospectus | Oct 20, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Oct 20, 2022 | Oct 19, 2022 |
| FWP | Free writing prospectus | Oct 20, 2022 | — |
| 497AD | Form 497ad | Oct 19, 2022 | — |
| CORRESP | Letter to the SEC | Oct 19, 2022 | — |
| 497AD | Form 497ad | Oct 19, 2022 | — |
| 424B2 | Prospectus | Oct 19, 2022 | — |
| CORRESP | Letter to the SEC | Oct 13, 2022 | — |
| 4 | Insider transaction | Oct 11, 2022 | Oct 7, 2022 |
| 8-K |
Current report
Results of operations
|
Oct 4, 2022 | Oct 4, 2022 |
| 10-Q | Quarterly report | Oct 4, 2022 | Aug 31, 2022 |
| 8-K |
Current report
Shareholder vote results
|
Sep 29, 2022 | Sep 29, 2022 |
| 8-K |
Current report
Other events
|
Sep 29, 2022 | Sep 29, 2022 |
| 4 | Insider transaction | Sep 28, 2022 | Sep 27, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Sep 12, 2022 | Sep 8, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 15, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 15, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Aug 15, 2022 | Aug 11, 2022 |
| 424B2 | Prospectus | Aug 11, 2022 | — |
| DEF 14A | Proxy statement | Aug 3, 2022 | Sep 29, 2022 |
| 4 | Insider transaction | Aug 2, 2022 | Aug 2, 2022 |
| 25-NSE | Delisting notice | Jul 15, 2022 | — |
| 8-K |
Current report
Results of operations
|
Jul 6, 2022 | Jul 6, 2022 |
| 10-Q | Quarterly report | Jul 6, 2022 | May 31, 2022 |
| 8-K |
Current report
Other events
|
Jun 14, 2022 | Jun 14, 2022 |
| N-23C-2 | Notification of redemption of securities | Jun 14, 2022 | Jun 14, 2022 |
| 497AD | Form 497ad | May 10, 2022 | — |
| 8-K |
Current report
Results of operations
|
May 4, 2022 | May 4, 2022 |
| 10-K | Annual report | May 4, 2022 | Feb 28, 2022 |
| CERT | Nyse certification | Apr 28, 2022 | — |
| 8-A12B | For registration of certain classes | Apr 27, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Apr 27, 2022 | Apr 27, 2022 |
| 8-K |
Current report
Material agreement, New debt
|
Apr 20, 2022 | Apr 19, 2022 |
| 424B2 | Prospectus | Apr 20, 2022 | — |
| 497AD | Filing | Apr 20, 2022 | — |
| FWP | Free writing prospectus | Apr 19, 2022 | — |
| 497AD | Filing | Apr 18, 2022 | — |
| 424B2 | Prospectus | Apr 18, 2022 | — |
| 40-17G | Filing | Mar 4, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 8-K |
Current report
Material agreement, New debt
|
Jan 19, 2022 | Jan 13, 2022 |
| 497AD | Form 497ad | Jan 19, 2022 | — |
| 424B2 | Prospectus | Jan 14, 2022 | — |
| 497AD | Form 497ad | Jan 13, 2022 | — |
| FWP | Free writing prospectus | Jan 13, 2022 | — |
| 497AD | Prices offering | Jan 13, 2022 | — |
| 424B2 | Prospectus | Jan 13, 2022 | — |
| 8-K |
Current report
Results of operations
|
Jan 5, 2022 | Jan 5, 2022 |
| 10-Q | Quarterly report | Jan 5, 2022 | Nov 30, 2021 |
| 4 | Insider transaction | Dec 13, 2021 | Dec 9, 2021 |
| 8-K |
Current report
Material agreement
|
Oct 28, 2021 | Oct 26, 2021 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- SAR (NYSE), SAJ (NYSE), SAV (NYSE), SAX (NYSE), SAY (NYSE), SAZ (NYSE)
- Fiscal year ends
- February 28
- Incorporated in
- MD
- Headquarters
- New York, NY
- SEC filer status
- Accelerated filer
- SEC CIK
- 1377936
- Former names
- GSC INVESTMENT CORP. (until Aug 3, 2010); GSC Investment LLC (until Mar 21, 2007)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.