Pennantpark Investment Corp SEC filings PNNT
Pennantpark Investment Corp has 855 filings in SEC EDGAR's recent list, going back to Jan 19, 2007. Its latest annual report, Form 10-K, was filed on Nov 24, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| N-2 | Filing | Sep 16, 2026 | — |
| 40-17G | Filing | Jun 11, 2026 | — |
| 40-APP/A | Filing | May 4, 2026 | — |
| 40-APP | Filing | Dec 17, 2025 | — |
| 40-17G | Filing | Sep 12, 2025 | — |
| 40-17G | Filing | Aug 21, 2025 | — |
| 40-17G | Form 40-17g | Jun 22, 2023 | — |
| 40-APP/A | Filing | Jul 28, 2022 | — |
| 40-17G | Form 40-17g | Jun 10, 2022 | — |
| 40-APP/A | Filing | Apr 29, 2022 | — |
| EFFECT | Filing | Apr 28, 2022 | — |
| N-2/A | Filing | Apr 20, 2022 | — |
| CORRESP | Letter to the SEC | Apr 20, 2022 | — |
| 25 | Filing | Apr 13, 2022 | — |
| CERT | Nyse certification | Apr 1, 2022 | — |
| 8-A12B | Filing | Mar 31, 2022 | — |
| N-2 | Filing | Mar 15, 2022 | — |
| 40-APP/A | Filing | Mar 11, 2022 | — |
| 40-APP | Filing | Jan 28, 2022 | — |
| 25-NSE/A | Filing | Nov 15, 2021 | — |
| 25-NSE | Delisting notice | Nov 15, 2021 | — |
| N-23C-2 | Filing | Oct 15, 2021 | Oct 15, 2021 |
| 497AD | Filing | Oct 8, 2021 | — |
| 40-17G | Form 40-17g | Jun 10, 2021 | — |
| 497AD | Filing | Apr 15, 2021 | — |
| 497AD | Filing | Apr 14, 2021 | — |
| 497AD | Filing | Apr 14, 2021 | — |
| 497AD | Filing | Apr 14, 2021 | — |
| 497AD | Filing | Apr 14, 2021 | — |
| 497AD | Filing | Apr 9, 2021 | — |
| 305B2 | Filing | Apr 5, 2021 | — |
| 40-17G | Form 40-17g | Jun 9, 2020 | — |
| EFFECT | Filing | Jan 30, 2020 | — |
| POS 8C | Filing | Jan 30, 2020 | — |
| CORRESP | Letter to the SEC | Jan 29, 2020 | — |
| CORRESP | Letter to the SEC | Jan 29, 2020 | — |
| POS 8C | Filing | Dec 13, 2019 | — |
| CERT | Filing | Sep 27, 2019 | — |
| 8-A12B | Filing | Sep 27, 2019 | — |
| POS EX | Filing | Sep 26, 2019 | — |
| 497 | Filing | Sep 25, 2019 | — |
| 497AD | Filing | Sep 25, 2019 | — |
| 497 | Filing | Sep 24, 2019 | — |
| 40-17G | Form 40-17g | Jun 10, 2019 | — |
| EFFECT | Filing | Apr 29, 2019 | — |
| CORRESP | Letter to the SEC | Apr 26, 2019 | — |
| CORRESP | Letter to the SEC | Apr 26, 2019 | — |
| CORRESP | Letter to the SEC | Apr 12, 2019 | — |
| CORRESP | Letter to the SEC | Apr 12, 2019 | — |
| N-2/A | Filing | Apr 12, 2019 | — |
| N-2 | Filing | Mar 1, 2019 | — |
| N-23C-2 | Filing | Jan 31, 2019 | Jan 31, 2019 |
| 40-17G | Form 40-17g | Jun 8, 2018 | — |
| 25-NSE | Delisting notice | Jun 29, 2017 | — |
| 40-17G | Form 40-17g | Jun 9, 2017 | — |
| N-23C-2 | Filing | May 25, 2017 | May 25, 2017 |
| EFFECT | Filing | Apr 26, 2017 | — |
| CORRESP | Letter to the SEC | Apr 24, 2017 | — |
| CORRESP | Letter to the SEC | Apr 24, 2017 | — |
| N-2/A | Amendment no. 1 to form n-2 | Apr 24, 2017 | — |
| N-2 | Filing | Mar 21, 2017 | — |
| 40-17G | Form 40-17g | Jun 10, 2016 | — |
| 40-17G | Form 40-17g | Jun 10, 2015 | — |
| EFFECT | Filing | Jan 15, 2015 | — |
| 497 | Prospectus | Jan 15, 2015 | — |
| CORRESP | Letter to the SEC | Jan 12, 2015 | — |
| CORRESP | Letter to the SEC | Jan 12, 2015 | — |
| CORRESP | Letter to the SEC | Nov 24, 2014 | — |
| POS 8C | Post-effective amendment no. 3 to form n-2 | Nov 24, 2014 | — |
| POS EX | Post-effective amendment no. 2 to form n-2 | Sep 23, 2014 | — |
| 497 | Final prospectus supplement | Sep 17, 2014 | — |
| 497AD | Pricing term sheet | Sep 17, 2014 | — |
| 497AD | Filing | Sep 16, 2014 | — |
| 497AD | Pennantpark investment corporation 497ad | Sep 16, 2014 | — |
| 497AD | Filing | Sep 16, 2014 | — |
| 497AD | Filing | Sep 16, 2014 | — |
| 497 | Preliminary prospectus supplement | Sep 16, 2014 | — |
| POS EX | Post-effective amendment no. 1 to form n-2 | Sep 8, 2014 | — |
| 497 | Filing | Sep 5, 2014 | — |
| 497AD | Pennantpark 497ad | Sep 5, 2014 | — |
| 497AD | Pennantpark 497ad | Sep 5, 2014 | — |
| 497AD | Pennantpark investment corporation | Sep 5, 2014 | — |
| 497AD | Pennantpark investment corporation 497 ad | Sep 4, 2014 | — |
| 497 | Preliminary prospectus supplement | Sep 4, 2014 | — |
| 497AD | Filing | Sep 3, 2014 | — |
| APP ORDR | Filing | Jul 25, 2014 | — |
| APP NTC | Filing | Jul 25, 2014 | — |
| 40-17G | Form 40-17g | Jun 9, 2014 | — |
| 40-APP/A | Filing | Mar 20, 2014 | — |
| 40-APP/A | Filing | Mar 5, 2014 | — |
| EFFECT | Filing | Jan 30, 2014 | — |
| N-2 | Form n-2 | Dec 11, 2013 | — |
| 40-APP/A | Filing | Dec 5, 2013 | — |
| CORRESP | Letter to the SEC | Aug 7, 2013 | — |
| 40-APP/A | Filing | Aug 7, 2013 | — |
| 40-17G | Form 40-17g | Jun 10, 2013 | — |
| EFFECT | Filing | Apr 24, 2013 | — |
| CORRESP | Letter to the SEC | Apr 22, 2013 | — |
| 40-APP | Filing | Mar 15, 2013 | — |
| POS 8C | Post-effective amendment no. 5 to form n-2 | Feb 15, 2013 | — |
| CERTNYS | Auto-generated paper document | Feb 1, 2013 | — |
| 8-A12B | Form 8-a | Jan 24, 2013 | — |
| POS EX | Post-effective amendment no. 4 to form n-2 | Jan 22, 2013 | — |
| 497 | Final prospectus supplement | Jan 18, 2013 | — |
| 497AD | Pennantpark investment corporation 497 ad | Jan 17, 2013 | — |
| 497AD | Pennantpark investment corporation 497ad | Jan 15, 2013 | — |
| 497 | Preliminary prospectus supplement | Jan 15, 2013 | — |
| POS EX | Post-effective amendment no. 3 to form n-2 | Sep 26, 2012 | — |
| 497 | Final prospectus supplement | Sep 25, 2012 | — |
| 497AD | Pennantpark investment corporation 497ad | Sep 25, 2012 | — |
| 497 | Preliminary prospectus supplement | Sep 24, 2012 | — |
| 497AD | Pennantpark investment corporation 497ad | Sep 24, 2012 | — |
| 40-17G | Form 40-17g | Jun 8, 2012 | — |
| APP ORDR | Filing | Apr 11, 2012 | — |
| APP NTC | Filing | Apr 11, 2012 | — |
| POS EX | Post effective amendment no. 2 to form n-2 | Jan 24, 2012 | — |
| 497 | Final prospectus supplement | Jan 24, 2012 | — |
| 497AD | Pennantpark investment corporation 497-ad | Jan 24, 2012 | — |
| 497 | Preliminary prospectus supplement | Jan 24, 2012 | — |
| EFFECT | Filing | Jan 6, 2012 | — |
| POS 8C | Post-effective amendment no.1 to form n-2 | Dec 21, 2011 | — |
| CORRESP | Letter to the SEC | Dec 7, 2011 | — |
| EFFECT | Filing | Sep 7, 2011 | — |
| CORRESP | Letter to the SEC | Sep 7, 2011 | — |
| UPLOAD | Letter from the SEC | Sep 6, 2011 | — |
| CORRESP | Letter to the SEC | Aug 22, 2011 | — |
| N-2/A | N-2/a pre-effective amendment 3 | Aug 22, 2011 | — |
| N-2/A | Amendment no. 2 to form n-2 | Jul 11, 2011 | — |
| CORRESP | Letter to the SEC | Jul 8, 2011 | — |
| 40-17G | Filing | Jun 10, 2011 | — |
| 40-APP/A | Amendment no. 3 to form 40-app | May 2, 2011 | — |
| N-2/A | Amendment no. 1 to form n-2 | Apr 15, 2011 | — |
| CORRESP | Letter to the SEC | Apr 15, 2011 | — |
| N-2 | Form n-2 | Feb 28, 2011 | — |
| POS462B | Post-effective amendment to form n-2mef | Feb 23, 2011 | — |
| 40-APP/A | Amendment no.2 to form 40-app | Feb 18, 2011 | — |
| 497 | Final prospectus supplement | Feb 8, 2011 | — |
| 497AD | Filing | Feb 8, 2011 | — |
| N-2MEF | Filing | Feb 8, 2011 | — |
| 497 | Preliminary prospectus supplement | Feb 7, 2011 | — |
| 497AD | Filing | Feb 7, 2011 | — |
| EFFECT | Filing | Jan 28, 2011 | — |
| CORRESP | Letter to the SEC | Jan 24, 2011 | — |
| POS 8C | Post-effective amendment no. 6 to form n-2 | Jan 24, 2011 | — |
| POS 8C | Post effective amendment no. 5 to form n-2 | Dec 6, 2010 | — |
| 40-APP/A | Amendment no.1 to form 40-app | Sep 7, 2010 | — |
| 497 | Final prospectus supplement | Aug 18, 2010 | — |
| 497AD | Filing | Aug 18, 2010 | — |
| 497 | Preliminary prospectus supplement | Aug 18, 2010 | — |
| 497AD | Form 497 | Aug 17, 2010 | — |
| 40-17G | Form 40-17g | Jun 10, 2010 | — |
| 40-APP | Form 40-app | May 12, 2010 | — |
| 497 | Final prospectus supplement | Mar 3, 2010 | — |
| 497AD | Form 497 ad | Mar 2, 2010 | — |
| 497 | Prospectus supplement | Mar 1, 2010 | — |
| 497AD | Pennantpark investment corporation 497ad | Mar 1, 2010 | — |
| EFFECT | Filing | Feb 24, 2010 | — |
| CORRESP | Letter to the SEC | Feb 24, 2010 | — |
| CORRESP | Letter to the SEC | Feb 22, 2010 | — |
| POS 8C | Post-effective amendment no. 4 to form n-2 | Feb 22, 2010 | — |
| POS 8C | Post-effective amendment no. 3 to form n-2 | Jan 7, 2010 | — |
| PRER14A | Revised preliminary proxy statement | Dec 14, 2009 | — |
| 497 | Form 497 | Sep 24, 2009 | — |
| 497AD | Form 497ad | Sep 24, 2009 | — |
| EFFECT | Filing | Sep 22, 2009 | — |
| 497AD | Form 497ad | Sep 22, 2009 | — |
| 497 | Preliminary prospectus supplement | Sep 22, 2009 | — |
| CORRESP | Letter to the SEC | Sep 21, 2009 | — |
| CORRESP | Letter to the SEC | Sep 21, 2009 | — |
| POS 8C | Post-effective amendment no. 2 to form n-2 | Sep 21, 2009 | — |
| POS 8C | Post-effective amendment no. 1 to form n-2 | Sep 1, 2009 | — |
| CORRESP | Letter to the SEC | Jul 22, 2009 | — |
| 40-17G | Filing | Jun 9, 2009 | — |
| EFFECT | Filing | Sep 9, 2008 | — |
| CORRESP | Letter to the SEC | Sep 5, 2008 | — |
| N-2/A | Amendment no. 3 to form n-2 | Sep 5, 2008 | — |
| UPLOAD | Letter from the SEC | Sep 3, 2008 | — |
| CORRESP | Letter to the SEC | Jul 31, 2008 | — |
| CORRESP | Letter to the SEC | Jul 17, 2008 | — |
| N-2/A | Amendment no. 2 to form n-2 | Jul 17, 2008 | — |
| 40-17G | Investment company bond | Jun 24, 2008 | — |
| CORRESP | Letter to the SEC | May 30, 2008 | — |
| N-2/A | Amendment no. 1 to form n-2 | May 30, 2008 | — |
| N-2 | Form n-2 | Apr 2, 2008 | — |
| 40-17G | Filing | Aug 20, 2007 | — |
| 497 | Prospectus | Apr 20, 2007 | — |
| CERTNAS | Auto-generated paper document | Apr 19, 2007 | — |
| EFFECT | Filing | Apr 19, 2007 | — |
| 8-A12B | Form 8-a | Apr 19, 2007 | — |
| N-54A | Form n-54a | Apr 19, 2007 | — |
| N-2/A | Amendment no.3 to form n-2 | Apr 5, 2007 | — |
| N-2/A | Amendment no. 2 to form n-2 | Mar 29, 2007 | — |
| N-2/A | Amendment no. 1 to form n-2 | Mar 5, 2007 | — |
| N-2 | Form n-2 | Jan 19, 2007 | — |
| N-6F | Form n-6f | Jan 19, 2007 | — |
Showing 195 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PNNT (NYSE)
- Fiscal year ends
- September 30
- Headquarters
- New York, NY
- SEC filer status
- Accelerated filer
- SEC CIK
- 1383414
- Former names
- Pennant Investment CORP (until Mar 5, 2007)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.