Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC SEC filings PFO
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC has 415 filings in SEC EDGAR's recent list, going back to Jan 26, 1996. The most recent current report (Form 8-K) was filed on May 2, 2019 (other events). The company's fiscal year ends on November 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 3 | Initial insider ownership | Feb 6, 2026 | Jan 21, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Jan 6, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jul 7, 2025 | — |
| 3 | Initial insider ownership | Jan 29, 2024 | Jan 19, 2024 |
| 5 | Annual insider ownership | Jan 19, 2018 | Nov 30, 2017 |
| 5 | Annual insider ownership | Feb 19, 2016 | Nov 30, 2015 |
| 5 | Annual insider ownership | Feb 19, 2016 | Nov 30, 2015 |
| 5 | Annual insider ownership | Feb 17, 2016 | Nov 30, 2015 |
| 5 | Annual insider ownership | Feb 17, 2016 | Nov 30, 2015 |
| 5 | Annual insider ownership | Feb 16, 2016 | Nov 30, 2015 |
| 4 | Insider transaction | Aug 6, 2013 | Aug 6, 2013 |
| 4 | Insider transaction | Jun 3, 2013 | Jun 3, 2013 |
| 5 | Annual insider ownership | May 16, 2013 | Nov 30, 2012 |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 10, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2012 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2011 | — |
| 4 | Insider transaction | May 21, 2010 | Apr 14, 2010 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2010 | — |
| 4 | Insider transaction | Jan 6, 2010 | Jan 4, 2010 |
| SC 13G | Ownership over 5% (passive) | Sep 3, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Apr 9, 2009 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2009 | — |
| SC 13G | Ownership over 5% (passive) | Feb 10, 2009 | — |
| 3 | Initial insider ownership | Feb 10, 2009 | Jan 30, 2009 |
| 4 | Insider transaction | Dec 17, 2007 | Dec 17, 2007 |
| 4 | Insider transaction | Dec 17, 2007 | Dec 17, 2007 |
| 4 | Insider transaction | Aug 20, 2007 | Aug 20, 2007 |
| 4/A | Primary document | Aug 14, 2007 | Aug 14, 2007 |
| 4 | Insider transaction | Aug 14, 2007 | Aug 14, 2007 |
| 4 | Insider transaction | Dec 28, 2006 | Dec 26, 2006 |
| 4 | Insider transaction | Dec 28, 2006 | Dec 26, 2006 |
| 4 | Insider transaction | May 15, 2006 | May 15, 2006 |
| 4 | Insider transaction | Jan 26, 2006 | Jan 24, 2006 |
| 4 | Insider transaction | Dec 21, 2005 | Dec 20, 2005 |
| 3 | Initial insider ownership | Jul 27, 2005 | Jul 22, 2005 |
| 3 | Initial insider ownership | Apr 29, 2005 | Apr 21, 2005 |
| 3 | Initial insider ownership | Apr 29, 2005 | Apr 21, 2005 |
| 4/A | Primary document | Jan 3, 2005 | Dec 27, 2004 |
| 4 | Insider transaction | Dec 28, 2004 | Dec 27, 2004 |
| 3 | Initial insider ownership | Aug 2, 2004 | Jul 23, 2004 |
| 4 | Insider transaction | Apr 26, 2004 | Apr 26, 2004 |
| 4 | Insider transaction | Apr 6, 2004 | Apr 6, 2004 |
| 4 | Insider transaction | Apr 6, 2004 | Apr 5, 2004 |
| 4 | Insider transaction | Apr 5, 2004 | Apr 5, 2004 |
| 4 | Insider transaction | Dec 24, 2003 | Dec 23, 2003 |
| SC 13G | Ownership over 5% (passive) | Oct 27, 2003 | — |
| SC 13G | Ownership over 5% (passive) | Oct 22, 2003 | — |
| SC 13G | Ownership over 5% (passive) | Aug 29, 2003 | — |
| SC 13G | Ownership over 5% (passive) | Jul 31, 2003 | — |
| 3 | Initial insider ownership | Jul 23, 2003 | Jul 18, 2003 |
| SC 13D | Ownership over 5% (active) | Jul 22, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jul 21, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jul 18, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jul 8, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jul 2, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jun 23, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jun 18, 2003 | — |
| SC 13D | Ownership over 5% (active) | Jun 10, 2003 | — |
| SC 13D | Ownership over 5% (active) | May 29, 2003 | — |
| SC 13D | Ownership over 5% (active) | Apr 28, 2003 | — |
| SC 13D | Ownership over 5% (active) | Sep 19, 2002 | — |
| SC 13D | Ownership over 5% (active) | Jul 25, 2002 | — |
| SC 13D | Ownership over 5% (active) | Jan 16, 2001 | — |
| SC 13D | Ownership over 5% (active) | Dec 1, 2000 | — |
| SC 13G | Ownership over 5% (passive) | Feb 3, 2000 | — |
Showing 65 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFO (NYSE)
- Fiscal year ends
- November 30
- Incorporated in
- MD
- Headquarters
- Pasadena, CA
- SEC CIK
- 882071
- Former names
- Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC (until May 30, 2019); PREFERRED INCOME OPPORTUNITY FUND INC (until Apr 29, 2005)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.