PennantPark Floating Rate Capital Ltd. SEC filings PFLT
PennantPark Floating Rate Capital Ltd. has 754 filings in SEC EDGAR's recent list, going back to Nov 1, 2010. Its latest annual report, Form 10-K, was filed on Nov 24, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 10, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Nov 3, 2026 (regulation fd disclosure). The company's fiscal year ends on September 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Regulation FD disclosure
|
Nov 3, 2026 | Nov 3, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 6, 2026 | Oct 6, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 2, 2026 | Oct 2, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 2, 2026 | Sep 2, 2026 |
| 10-Q | Quarterly report | Aug 10, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Aug 10, 2026 | Aug 10, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 4, 2026 | Aug 4, 2026 |
| CORRESP | Letter to the SEC | Jul 30, 2026 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 6, 2026 | Jul 6, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 2, 2026 | Jul 2, 2026 |
| 40-17G | Filing | Jun 11, 2026 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 2, 2026 | Jun 2, 2026 |
| CERT | Nyse certification | Jun 2, 2026 | — |
| 8-A12B | Filing | Jun 1, 2026 | — |
| 8-K |
Current report
Material agreement
|
Jun 1, 2026 | Jun 1, 2026 |
| 424B2 | Prospectus | May 28, 2026 | — |
| 8-K |
Current report
Material agreement
|
May 27, 2026 | May 27, 2026 |
| FWP | Free writing prospectus | May 27, 2026 | — |
| 497AD | Filing | May 27, 2026 | — |
| 424B2 | Prospectus | May 27, 2026 | — |
| 4 | Insider transaction | May 12, 2026 | May 12, 2026 |
| 10-Q | Quarterly report | May 7, 2026 | Mar 31, 2026 |
| 8-K |
Current report
Results of operations
|
May 7, 2026 | May 7, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
May 4, 2026 | May 4, 2026 |
| 40-APP/A | Filing | May 4, 2026 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 6, 2026 | Apr 6, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 2, 2026 | Apr 2, 2026 |
| 4 | Insider transaction | Mar 12, 2026 | Mar 11, 2026 |
| 8-K |
Current report
Material agreement
|
Mar 4, 2026 | Mar 4, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 3, 2026 | Mar 3, 2026 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 27, 2026 | Feb 24, 2026 |
| 8-K |
Current report
Material agreement
|
Feb 27, 2026 | Feb 25, 2026 |
| 424B2 | Prospectus | Feb 27, 2026 | — |
| 497AD | Filing | Feb 25, 2026 | — |
| FWP | Free writing prospectus | Feb 25, 2026 | — |
| 424B2 | Prospectus | Feb 25, 2026 | — |
| 4 | Insider transaction | Feb 23, 2026 | Feb 19, 2026 |
| 10-Q | Quarterly report | Feb 9, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Results of operations
|
Feb 9, 2026 | Feb 9, 2026 |
| 8-K |
Current report
Shareholder vote results
|
Feb 5, 2026 | Feb 3, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 3, 2026 | Feb 3, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 6, 2026 | Jan 6, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 5, 2026 | Jan 5, 2026 |
| 40-APP | Filing | Dec 17, 2025 | — |
| DEF 14A | Proxy statement | Dec 17, 2025 | Feb 3, 2026 |
| 4 | Insider transaction | Dec 3, 2025 | Dec 1, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 2, 2025 | Dec 2, 2025 |
| 8-K |
Current report
Material agreement, New debt
|
Nov 26, 2025 | Nov 20, 2025 |
| 10-K | Annual report | Nov 24, 2025 | Sep 30, 2025 |
| 8-K |
Current report
Results of operations
|
Nov 24, 2025 | Nov 24, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 4, 2025 | Nov 4, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 3, 2025 | Oct 3, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 2, 2025 | Oct 2, 2025 |
| 40-17G | Filing | Sep 12, 2025 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 3, 2025 | Sep 3, 2025 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Sep 2, 2025 | Aug 27, 2025 |
| 40-17G | Filing | Aug 21, 2025 | — |
| 8-K |
Current report
Material agreement
|
Aug 13, 2025 | Aug 8, 2025 |
| 10-Q | Quarterly report | Aug 11, 2025 | Jun 30, 2025 |
| 8-K |
Current report
Results of operations
|
Aug 11, 2025 | Aug 11, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 4, 2025 | Aug 4, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 3, 2025 | Jul 3, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 2, 2025 | Jul 2, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 3, 2025 | Jun 3, 2025 |
| 4 | Insider transaction | May 23, 2025 | May 21, 2025 |
| 4 | Insider transaction | May 16, 2025 | May 14, 2025 |
| 10-Q | Quarterly report | May 12, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Results of operations
|
May 12, 2025 | May 12, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
May 2, 2025 | May 2, 2025 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Apr 22, 2025 | Apr 16, 2025 |
| 8-K |
Current report
Officer or director change
|
Apr 17, 2025 | Apr 15, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 3, 2025 | Apr 3, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 2, 2025 | Apr 2, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 4, 2025 | Mar 4, 2025 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 24, 2025 | Feb 20, 2025 |
| 10-Q | Quarterly report | Feb 10, 2025 | Dec 31, 2024 |
| 8-K |
Current report
Results of operations
|
Feb 10, 2025 | Feb 10, 2025 |
| 8-K |
Current report
Shareholder vote results
|
Feb 6, 2025 | Feb 4, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 5, 2025 | Feb 5, 2025 |
| 8-K |
Current report
Results of operations
|
Jan 16, 2025 | Jan 16, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 8, 2025 | Jan 8, 2025 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 3, 2025 | Jan 3, 2025 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Dec 26, 2024 | Dec 18, 2024 |
| DEF 14A | Proxy statement | Dec 11, 2024 | Dec 11, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 3, 2024 | Dec 3, 2024 |
| 10-K | Annual report | Nov 26, 2024 | Sep 30, 2024 |
| 8-K |
Current report
Results of operations
|
Nov 25, 2024 | Nov 25, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 4, 2024 | Nov 4, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Oct 21, 2024 | Oct 21, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 3, 2024 | Oct 3, 2024 |
| 8-K |
Current report
Material agreement
|
Oct 2, 2024 | Oct 2, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 4, 2024 | Sep 4, 2024 |
| 8-K |
Current report
Material agreement
|
Aug 9, 2024 | Aug 8, 2024 |
| 10-Q | Quarterly report | Aug 7, 2024 | Jun 30, 2024 |
| 8-K |
Current report
Results of operations
|
Aug 7, 2024 | Aug 7, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 2, 2024 | Aug 2, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Jul 29, 2024 | Jul 25, 2024 |
| 8-K |
Current report
Material agreement
|
Jul 18, 2024 | Jul 17, 2024 |
| EFFECT | Filing | Jul 17, 2024 | — |
| 424B2 | Prospectus | Jul 17, 2024 | — |
| N-2/A | Filing | Jul 15, 2024 | — |
| 8-K |
Current report
Results of operations, Other events
|
Jul 12, 2024 | Jul 12, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 3, 2024 | Jul 3, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 2, 2024 | Jul 2, 2024 |
| CORRESP | Letter to the SEC | Jun 21, 2024 | — |
| N-2/A | Filing | Jun 21, 2024 | — |
| 4 | Insider transaction | Jun 11, 2024 | Jun 5, 2024 |
| 8-K |
Current report
Regulation FD disclosure, Other events
|
Jun 4, 2024 | May 29, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 4, 2024 | Jun 4, 2024 |
| 4 | Insider transaction | Jun 3, 2024 | May 30, 2024 |
| 4 | Insider transaction | Jun 3, 2024 | May 28, 2024 |
| N-2 | Filing | May 24, 2024 | — |
| 8-K |
Current report
Regulation FD disclosure
|
May 21, 2024 | May 21, 2024 |
| 4 | Insider transaction | May 17, 2024 | May 13, 2024 |
| 10-Q | Quarterly report | May 8, 2024 | Mar 31, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
May 8, 2024 | May 8, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
May 2, 2024 | May 2, 2024 |
| 8-K |
Current report
Results of operations
|
Apr 18, 2024 | Apr 18, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 3, 2024 | Apr 3, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 2, 2024 | Apr 2, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 4, 2024 | Mar 4, 2024 |
| 8-K |
Current report
Material agreement, New debt
|
Feb 27, 2024 | Feb 22, 2024 |
| 8-K |
Current report
Shareholder vote results
|
Feb 9, 2024 | Feb 6, 2024 |
| 8-K |
Current report
Other events
|
Feb 8, 2024 | Feb 7, 2024 |
| 8-K |
Current report
Results of operations
|
Feb 7, 2024 | Feb 7, 2024 |
| 10-Q | Quarterly report | Feb 7, 2024 | Dec 31, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 2, 2024 | Feb 2, 2024 |
| 8-K |
Current report
Results of operations, Other events
|
Jan 12, 2024 | Jan 12, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 4, 2024 | Jan 4, 2024 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 3, 2024 | Jan 3, 2024 |
| DEF 14A | Proxy statement | Dec 13, 2023 | Feb 6, 2024 |
| 10-K | Annual report | Dec 8, 2023 | Sep 30, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 4, 2023 | Dec 4, 2023 |
| 8-K |
Current report
Results of operations
|
Nov 15, 2023 | Nov 15, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 2, 2023 | Nov 2, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 13, 2023 | Oct 13, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 3, 2023 | Oct 3, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 5, 2023 | Sep 5, 2023 |
| 8-K |
Current report
Material agreement
|
Aug 11, 2023 | Aug 11, 2023 |
| 424B2 | Prospectus | Aug 11, 2023 | — |
| 10-Q | Quarterly report | Aug 9, 2023 | Jun 30, 2023 |
| 8-K |
Current report
Results of operations
|
Aug 9, 2023 | Aug 9, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 2, 2023 | Aug 2, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 6, 2023 | Jul 6, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 5, 2023 | Jul 5, 2023 |
| 40-17G | Form 40-17g | Jun 22, 2023 | — |
| 10-Q | Quarterly report | May 11, 2023 | Mar 31, 2023 |
| 8-K |
Current report
Results of operations
|
May 10, 2023 | May 10, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
May 2, 2023 | May 2, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 13, 2023 | Apr 13, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 5, 2023 | Apr 5, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Apr 4, 2023 | Apr 4, 2023 |
| 8-K |
Current report
Material agreement
|
Mar 31, 2023 | Mar 31, 2023 |
| 424B2 | Prospectus | Mar 31, 2023 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Mar 13, 2023 | Mar 13, 2023 |
| 8-K |
Current report
Shareholder vote results
|
Feb 10, 2023 | Feb 7, 2023 |
| 10-Q | Quarterly report | Feb 8, 2023 | Dec 31, 2022 |
| 8-K |
Current report
Results of operations
|
Feb 8, 2023 | Feb 8, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Feb 2, 2023 | Feb 2, 2023 |
| 8-K |
Current report
Material agreement
|
Jan 26, 2023 | Jan 23, 2023 |
| 424B2 | Prospectus | Jan 25, 2023 | — |
| 497AD | Filing | Jan 24, 2023 | — |
| 497AD | Filing | Jan 24, 2023 | — |
| 8-K |
Current report
Results of operations, Regulation FD disclosure
|
Jan 23, 2023 | Jan 23, 2023 |
| 424B2 | Prospectus | Jan 23, 2023 | — |
| EFFECT | Filing | Jan 9, 2023 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 5, 2023 | Jan 5, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Jan 4, 2023 | Jan 4, 2023 |
| N-2 | Filing | Dec 15, 2022 | — |
| DEF 14A | Proxy statement | Dec 8, 2022 | Feb 7, 2023 |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 2, 2022 | Dec 2, 2022 |
| 10-Q/A | Amended quarterly report | Nov 21, 2022 | Jun 30, 2022 |
| 8-K/A |
Amended current report
Results of operations
|
Nov 18, 2022 | Aug 3, 2022 |
| 10-K | Annual report | Nov 17, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 16, 2022 | Nov 16, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Nov 3, 2022 | Nov 2, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 21, 2022 | Oct 21, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Oct 4, 2022 | Oct 4, 2022 |
| 8-K |
Current report
Material agreement, Regulation FD disclosure
|
Sep 21, 2022 | Sep 15, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Sep 2, 2022 | Sep 2, 2022 |
| 8-K |
Current report
Material agreement
|
Aug 11, 2022 | Aug 8, 2022 |
| 424B2 | Prospectus | Aug 10, 2022 | — |
| 497AD | Filing | Aug 9, 2022 | — |
| 424B2 | Prospectus | Aug 8, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 8, 2022 | Aug 8, 2022 |
| 10-Q | Quarterly report | Aug 3, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 3, 2022 | Aug 3, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 2, 2022 | Aug 2, 2022 |
| 40-APP/A | Filing | Jul 28, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 7, 2022 | Jul 6, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jul 5, 2022 | Jul 5, 2022 |
| 3 | Initial insider ownership | Jun 16, 2022 | Jun 13, 2022 |
| 40-17G | Form 40-17g | Jun 10, 2022 | — |
| 8-K |
Current report
Officer or director change
|
Jun 2, 2022 | Jun 2, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
Jun 2, 2022 | Jun 2, 2022 |
| 3 | Initial insider ownership | May 11, 2022 | May 3, 2022 |
| 8-K |
Current report
Officer or director change
|
May 6, 2022 | May 3, 2022 |
| 10-Q | Quarterly report | May 5, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
May 4, 2022 | May 4, 2022 |
| 8-K |
Current report
Regulation FD disclosure
|
May 3, 2022 | May 3, 2022 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- PFLT (NYSE), PFLA (NYSE)
- Fiscal year ends
- September 30
- Headquarters
- New York, NY
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1504619
- Former names
- PennantPark Senior Floating Rate Fund Inc. (until Dec 16, 2010)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.