Q3 FY2026 · ended Sep 30, 2026 · Revenue $336.45M, -9.1% YoY · Filed Oct 30, 2026
Oppenheimer Holdings Inc. (OPY) files with the SEC under industry code 6211, Security Brokers, Dealers & Flotation Companies. In Q3 of fiscal 2026, the quarter ended Sep 30, 2026, it reported revenue of $336.4 million and net income of $5.5 million. Free cash flow was $128.6 million. As of Sep 30, 2026 it held $38.0 million in cash and investments and $141.4 million in total debt.
Company profile
- Industry
- Security Brokers, Dealers & Flotation Companies (SIC 6211)
- Listed as
- OPY (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- New York, NY
- SEC filer status
- Accelerated filer
- SEC CIK
- 791963
- Former names
- FAHNESTOCK VINER HOLDINGS INC (until Aug 12, 2003)
Other Security Brokers, Dealers & Flotation Companies companies
- Morgan Stanley MS
- Goldman Sachs Group Inc GS
- BlackRock, Inc. BLK
- Schwab Charles Corp SCHW
- Interactive Brokers Group, Inc. IBKR
- Robinhood Markets, Inc. HOOD
- Raymond James Financial Inc RJF
- Nomura Holdings Inc NMR
All 34 Security Brokers, Dealers & Flotation Companies companies
Key figures
Fiscal-year totals from the annual reports; switch to Annual for the full-year view. Balance sheet lines are as of each year end.
| Line | Q3 FY2026 Sep 30, 2026 |
Q2 FY2026 Jun 30, 2026 |
Q1 FY2026 Mar 31, 2026 |
Q4 FY2025 Dec 31, 2025 |
Q3 FY2025 Sep 30, 2025 |
|---|---|---|---|---|---|
| Revenue | $336.4M | $389.4M | $399.4M | $416.3M | $370.2M |
| Operating income | $8.8M | $39.4M | -$27.0M | $106.0M | $31.6M |
| Net income | $5.5M | $27.4M | -$20.6M | $74.4M | $21.7M |
| Diluted EPS | $0.47 | $2.38 | -$1.93 | $6.48 | $1.90 |
| Operating cash flow | $132.4M | -$55.0M | -$190.0M | $177.0M | $63.4M |
| Free cash flow | $128.6M | -$57.1M | -$190.0M | $175.8M | $62.2M |
| Total assets | $4.1B | $4.2B | $3.8B | $3.7B | $3.8B |
| Total liabilities | $3.1B | $3.2B | $2.8B | $2.7B | $2.9B |
| Stockholders' equity | $991.1M | $983.4M | $952.4M | $983.8M | $920.3M |
| Cash and investments | $38.0M | $38.5M | $34.6M | $38.4M | $38.3M |
| Total debt | $141.4M | $141.2M | $147.5M | $154.9M | $158.8M |
Recent SEC filings
| Form | Description | Filed | Period |
|---|---|---|---|
| 8-K |
Current report
Regulation FD disclosure
|
Nov 2, 2026 | Nov 2, 2026 |
| 8-K |
Current report
Results of operations
|
Oct 30, 2026 | Oct 30, 2026 |
| 10-Q | Quarterly report | Oct 30, 2026 | Sep 30, 2026 |
| 8-K |
Current report
Regulation FD disclosure
|
Aug 3, 2026 | Aug 3, 2026 |
| 10-Q | Quarterly report | Jul 31, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Results of operations
|
Jul 31, 2026 | Jul 31, 2026 |
All 965 Oppenheimer Holdings Inc. SEC filings
Source: SEC EDGAR filings. This is company-reported data, not investment advice.