Oppenheimer Holdings Inc SEC filings OPY

Oppenheimer Holdings Inc has 965 filings in SEC EDGAR's recent list, going back to Mar 29, 1996. Its latest annual report, Form ARS, was filed on Feb 26, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 30, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 2, 2026 (regulation fd disclosure). The company's fiscal year ends on December 31.

Oppenheimer Holdings Inc SEC filings
Form Description Filed Period
S-8 Employee stock plan registration May 8, 2024 —
S-8 Employee stock plan registration Jan 24, 2024 —
424B3 Prospectus Nov 25, 2020 —
S-3/A Form s-3/a Nov 24, 2020 —
S-3/A Filing Nov 24, 2020 —
424B3 Prospectus Oct 20, 2020 —
S-3 Shelf registration Oct 9, 2020 —
S-4 Registration for a merger or exchange Oct 9, 2020 —
S-8 Employee stock plan registration May 12, 2020 —
424B3 Prospectus Sep 20, 2017 —
S-3/A Filing Sep 19, 2017 —
S-3/A Filing Sep 19, 2017 —
424B3 Prospectus Aug 16, 2017 —
S-3 Shelf registration Aug 7, 2017 —
S-4 Registration for a merger or exchange Aug 7, 2017 —
S-8 Employee stock plan registration May 9, 2017 —
S-8 POS Filing May 20, 2014 —
S-8 Employee stock plan registration May 14, 2014 —
S-8 Employee stock plan registration Apr 26, 2012 —
S-3/A Form s-3/a Mar 16, 2012 —
S-3/A Form s-3/a Aug 11, 2011 —
424B3 Prospectus Jul 12, 2011 —
S-4/A Form s-4/a Jul 8, 2011 —
S-3 Shelf registration Jun 16, 2011 —
S-4 Registration for a merger or exchange Jun 16, 2011 —
424B3 Prospectus Apr 2, 2009 —
S-4/A Filing Apr 1, 2009 —
S-4 Registration for a merger or exchange Mar 13, 2009 —
S-8 Employee stock plan registration Mar 4, 2009 —
S-8 Employee stock plan registration Oct 29, 2007 —
S-8 Employee stock plan registration Oct 29, 2007 —
S-8 POS Filing Jun 29, 2006 —
S-8 Employee stock plan registration Jun 16, 2006 —
S-8 Employee stock plan registration Nov 2, 2005 —
S-8 Employee stock plan registration Nov 2, 2005 —
S-8 Employee stock plan registration Nov 2, 2005 —
S-8 Employee stock plan registration Nov 2, 2005 —
S-8 Employee stock plan registration Jul 28, 2004 —
S-8 Employee stock plan registration Dec 16, 2003 —
S-8 Employee stock plan registration Dec 17, 2002 —
S-8 Employee stock plan registration Dec 13, 2002 —
S-8 Employee stock plan registration May 16, 2000 —
S-8 Employee stock plan registration May 27, 1998 —
S-8 Employee stock plan registration May 27, 1998 —
S-8 Employee stock plan registration Feb 27, 1997 —
S-8 Employee stock plan registration Feb 27, 1997 —

Showing 46 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Security Brokers, Dealers & Flotation Companies (SIC 6211)
Listed as
OPY (NYSE)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
New York, NY
SEC filer status
Accelerated filer
SEC CIK
791963
Former names
FAHNESTOCK VINER HOLDINGS INC (until Aug 12, 2003)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.