Brookfield Oaktree Holdings, LLC SEC filings OAK-PB
Brookfield Oaktree Holdings, LLC has 999 filings in SEC EDGAR's recent list, going back to Jul 26, 2007. Its latest annual report, Form 10-K, was filed on Mar 24, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 11, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Aug 3, 2026 (acquisition or sale of assets, officer or director change, bylaw or fiscal year change, other events). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| UPLOAD | Letter from the SEC | Dec 30, 2020 | — |
| UPLOAD | Letter from the SEC | Dec 23, 2020 | — |
| CORRESP | Letter to the SEC | Dec 22, 2020 | — |
| 13F-NT | Filing | Nov 14, 2019 | Sep 30, 2019 |
| 15-12B | Deregistration | Oct 10, 2019 | — |
| EFFECT | Filing | Oct 8, 2019 | — |
| POSASR | Filing | Sep 30, 2019 | — |
| 25-NSE | Delisting notice | Sep 30, 2019 | — |
| 425 | Filing | Sep 18, 2019 | — |
| 425 | Filing | Sep 18, 2019 | — |
| 425 | Filing | Sep 13, 2019 | — |
| 425 | Filing | Aug 29, 2019 | — |
| 13F-NT | Filing | Aug 14, 2019 | Jun 30, 2019 |
| 425 | Filing | Jul 10, 2019 | — |
| 425 | Filing | Jun 25, 2019 | — |
| CORRESP | Letter to the SEC | Jun 6, 2019 | — |
| 425 | Filing | May 30, 2019 | — |
| UPLOAD | Letter from the SEC | May 21, 2019 | — |
| 13F-NT | Filing | May 15, 2019 | Mar 31, 2019 |
| 425 | Filing | Apr 30, 2019 | — |
| 425 | Filing | Apr 29, 2019 | — |
| 425 | 8-k | Mar 19, 2019 | — |
| 425 | Filing | Mar 14, 2019 | — |
| 425 | Form 8-k | Mar 13, 2019 | — |
| 425 | Filing | Mar 13, 2019 | — |
| 425 | Filing | Mar 13, 2019 | — |
| 13F-NT | Filing | Feb 15, 2019 | Dec 31, 2018 |
| 13F-NT | Filing | Nov 14, 2018 | Sep 30, 2018 |
| 13F-NT | Filing | Aug 14, 2018 | Jun 30, 2018 |
| CERT | Nyse certification - oaktree capital group, llc | Aug 9, 2018 | — |
| 8-A12B | Filing | Aug 9, 2018 | — |
| CERT | Nyse certification - oaktree capital group, llc | May 21, 2018 | — |
| 8-A12B | Filing | May 17, 2018 | — |
| 13F-NT | Filing | May 15, 2018 | Mar 31, 2018 |
| 13F-NT | Filing | Feb 14, 2018 | Dec 31, 2017 |
| 13F-NT | Filing | Nov 14, 2017 | Sep 30, 2017 |
| 13F-NT | Filing | Aug 14, 2017 | Jun 30, 2017 |
| UPLOAD | Letter from the SEC | Jul 26, 2017 | — |
| CORRESP | Letter to the SEC | Jul 25, 2017 | — |
| CORRESP | Letter to the SEC | May 22, 2017 | — |
| 13F-NT | Filing | May 15, 2017 | Mar 31, 2017 |
| UPLOAD | Letter from the SEC | May 2, 2017 | — |
| 13F-NT | Filing | Feb 13, 2017 | Dec 31, 2016 |
| 13F-NT | Filing | Nov 14, 2016 | Sep 30, 2016 |
| 13F-NT | Filing | Aug 12, 2016 | Jun 30, 2016 |
| 13F-NT | Filing | May 16, 2016 | Mar 31, 2016 |
| IRANNOTICE | Filing | Feb 26, 2016 | — |
| 13F-NT | Filing | Feb 12, 2016 | Dec 31, 2015 |
| 13F-NT | Filing | Nov 13, 2015 | Sep 30, 2015 |
| EFFECT | Filing | Sep 9, 2015 | — |
| 13F-NT | Filing | Aug 13, 2015 | Jun 30, 2015 |
| IRANNOTICE | Filing | Aug 6, 2015 | — |
| 13F-NT | Filing | May 12, 2015 | Mar 31, 2015 |
| 13F-NT | Filing | Feb 13, 2015 | Dec 31, 2014 |
| 13F-NT | Filing | Nov 13, 2014 | Sep 30, 2014 |
| 13F-NT | Filing | Aug 12, 2014 | Jun 30, 2014 |
| UPLOAD | Letter from the SEC | May 15, 2014 | — |
| 13F-NT | Filing | May 14, 2014 | Mar 31, 2014 |
| CORRESP | Letter to the SEC | Apr 11, 2014 | — |
| CORRESP | Letter to the SEC | Mar 25, 2014 | — |
| UPLOAD | Letter from the SEC | Mar 20, 2014 | — |
| UPLOAD | Letter from the SEC | Feb 21, 2014 | — |
| 13F-NT | Filing | Feb 11, 2014 | Dec 31, 2013 |
| CORRESP | Letter to the SEC | Jan 22, 2014 | — |
| CORRESP | Letter to the SEC | Jan 6, 2014 | — |
| UPLOAD | Letter from the SEC | Dec 31, 2013 | — |
| 13F-NT | Filing | Nov 8, 2013 | Sep 30, 2013 |
| 13F-NT | Filing | Aug 16, 2013 | Jun 30, 2013 |
| 13F-NT | Filing | May 16, 2013 | Mar 31, 2013 |
| 13F-NT | Oaktree capital group, llc 13f-nt 12.31.12 | Feb 13, 2013 | Dec 31, 2012 |
| 13F-NT | Oaktree capital management, lp - 13f notice filing | Nov 14, 2012 | Sep 30, 2012 |
| 13F-NT | Oaktree capital management, l.p. - notice filing | Aug 15, 2012 | Jun 30, 2012 |
| 13F-NT | Oaktree capital management, lp - 13f notice filing | May 16, 2012 | Mar 31, 2012 |
| EFFECT | Filing | Apr 11, 2012 | — |
| CERTNYS | Auto-generated paper document | Apr 10, 2012 | — |
| CORRESP | Letter to the SEC | Apr 9, 2012 | — |
| CORRESP | Letter to the SEC | Apr 9, 2012 | — |
| 8-A12B | Form 8-a | Apr 9, 2012 | — |
| CORRESP | Letter to the SEC | Apr 6, 2012 | — |
| UPLOAD | Letter from the SEC | Apr 5, 2012 | — |
| UPLOAD | Letter from the SEC | Mar 8, 2012 | — |
| 13F-NT | 13f notice filing - oaktree capital management | Feb 15, 2012 | Dec 31, 2011 |
| CORRESP | Letter to the SEC | Nov 21, 2011 | — |
| UPLOAD | Letter from the SEC | Oct 28, 2011 | — |
| CORRESP | Letter to the SEC | Oct 20, 2011 | — |
| 13F-NT | Oaktree capital group, llc 13f notice 09-30-2011 | Oct 20, 2011 | Sep 30, 2011 |
| UPLOAD | Letter from the SEC | Oct 13, 2011 | — |
| CORRESP | Letter to the SEC | Oct 3, 2011 | — |
| UPLOAD | Letter from the SEC | Sep 16, 2011 | — |
| CORRESP | Letter to the SEC | Sep 2, 2011 | — |
| UPLOAD | Letter from the SEC | Aug 16, 2011 | — |
| 13F-NT | Oaktree capital group, llc | Aug 16, 2011 | Jun 30, 2011 |
| CORRESP | Letter to the SEC | Aug 1, 2011 | — |
| UPLOAD | Letter from the SEC | Jul 14, 2011 | — |
| 13F-NT | Oaktree capital group llc - 13f notice filing | May 16, 2011 | Mar 31, 2011 |
| 13F-NT | Oaktree capital group, llc 13f notice 12-31-2010 | Feb 15, 2011 | Dec 31, 2010 |
| 13F-NT | Oaktree capital group, llc 13f notice 9-30-2010 | Nov 12, 2010 | Sep 30, 2010 |
| 13F-NT | Oaktree capital group, llc 13f notice 6-30-2010 | Aug 11, 2010 | Jun 30, 2010 |
| 13F-NT | Oaktree capital group, llc 13f notice 3-31-2010 | Apr 30, 2010 | Mar 31, 2010 |
| 13F-NT | Oaktree capital group, llc 13 notice 12-31-09 | Feb 3, 2010 | Dec 31, 2009 |
| 13F-NT | Oaktree capital group, llc 13f notice 9-30-2009 | Nov 13, 2009 | Sep 30, 2009 |
| 13F-NT | Oaktree capital group, llc 13f notice 6-30-2009 | Aug 12, 2009 | Jun 30, 2009 |
| 13F-NT | Oaktree capital group, llc 13f notification 3-31-2009 | Apr 29, 2009 | Mar 31, 2009 |
| 13F-NT | Oaktree capital group, llc 13f notice 12-31-08 | Feb 11, 2009 | Dec 31, 2008 |
| 13F-NT | Oaktree capital group, llc 13f notice 9-30-2008 | Nov 3, 2008 | Sep 30, 2008 |
| 13F-NT | Oaktree capital group llc 13f notice 6-30-08 | Aug 6, 2008 | Jun 30, 2008 |
| 13F-NT | Oaktree capital group llc 13f notice 3-31-08 | May 1, 2008 | Mar 31, 2008 |
| 13F-NT | Oaktree capital group, llc 13f notice 12-31-07 | Feb 14, 2008 | Dec 31, 2007 |
Showing 108 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Investment Advice (SIC 6282)
- Listed as
- OAK-PA (NYSE), OAK-PB (NYSE)
- Fiscal year ends
- December 31
- Incorporated in
- DE
- Headquarters
- Los Angeles, CA
- SEC filer status
- Non-accelerated filer
- SEC CIK
- 1403528
- Former names
- Oaktree Capital Group, LLC (until Mar 7, 2024)
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Source: SEC EDGAR filings. This is company-reported data, not investment advice.