Brookfield Oaktree Holdings, LLC SEC filings OAK-PA

Brookfield Oaktree Holdings, LLC has 999 filings in SEC EDGAR's recent list, going back to Jul 26, 2007. Its latest annual report, Form 10-K, was filed on Mar 24, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 11, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Aug 3, 2026 (acquisition or sale of assets, officer or director change, bylaw or fiscal year change, other events). The company's fiscal year ends on December 31.

Brookfield Oaktree Holdings, LLC SEC filings
Form Description Filed Period
10-Q Quarterly report Aug 11, 2026 Jun 30, 2026
8-K Current report
Acquisition or sale of assets, Officer or director change, Bylaw or fiscal year change, Other events
Aug 3, 2026 Jul 31, 2026
10-Q Quarterly report May 12, 2026 Mar 31, 2026
8-K Current report
Material agreement
Apr 27, 2026 Apr 20, 2026
8-K Current report
Material agreement
Apr 20, 2026 Apr 14, 2026
10-K Annual report Mar 24, 2026 Dec 31, 2025
10-Q Quarterly report Nov 12, 2025 Sep 30, 2025
8-K Current report
Other events
Oct 14, 2025 Oct 13, 2025
10-Q Quarterly report Aug 13, 2025 Jun 30, 2025
10-Q Quarterly report May 14, 2025 Mar 31, 2025
10-K Annual report Mar 20, 2025 Dec 31, 2024
10-Q Quarterly report Nov 12, 2024 Sep 30, 2024
10-Q Quarterly report Aug 14, 2024 Jun 30, 2024
8-K Current report
Material agreement, Other events
Jul 1, 2024 Jul 1, 2024
10-Q Quarterly report May 10, 2024 Mar 31, 2024
10-K Annual report Mar 21, 2024 Dec 31, 2023
8-K Current report
Officer or director change, Regulation FD disclosure, Other events
Mar 5, 2024 Feb 28, 2024
8-K/A Amended current report
Officer or director change
Jan 12, 2024 Jun 23, 2023
10-Q Quarterly report Nov 9, 2023 Sep 30, 2023
10-Q Quarterly report Aug 11, 2023 Jun 30, 2023
8-K Current report
Material agreement, Officer or director change
Jun 29, 2023 Jun 23, 2023
10-Q Quarterly report May 15, 2023 Mar 31, 2023
10-K/A Amended annual report Apr 13, 2023 Dec 31, 2022
8-K/A Amended current report
Officer or director change
Mar 31, 2023 Feb 10, 2023
10-K Annual report Mar 21, 2023 Dec 31, 2022
8-K Current report
Officer or director change
Feb 16, 2023 Feb 10, 2023
8-K Current report
Other events
Dec 20, 2022 Dec 15, 2022
8-K Current report
Material agreement, Acquisition or sale of assets
Dec 6, 2022 Nov 30, 2022
8-K Current report
Officer or director change
Nov 16, 2022 Nov 15, 2022
10-Q Quarterly report Nov 10, 2022 Sep 30, 2022
10-Q Quarterly report Aug 12, 2022 Jun 30, 2022
10-Q Quarterly report May 13, 2022 Mar 31, 2022
8-K Current report
Other events
Apr 5, 2022 Mar 30, 2022
10-K Annual report Mar 14, 2022 Dec 31, 2021
10-Q Quarterly report Nov 12, 2021 Sep 30, 2021
8-K Current report Nov 8, 2021 Nov 4, 2021
8-K Current report
Other events
Oct 14, 2021 Oct 14, 2021
8-K Current report
Other events
Sep 20, 2021 Sep 14, 2021
10-Q Quarterly report Aug 12, 2021 Jun 30, 2021
10-Q Quarterly report May 12, 2021 Mar 31, 2021
8-K/A Amended current report
Officer or director change
Mar 16, 2021 Feb 16, 2021
10-K Annual report Feb 26, 2021 Dec 31, 2020
8-K Current report
Officer or director change
Feb 19, 2021 Feb 16, 2021
UPLOAD Letter from the SEC Dec 30, 2020 —
UPLOAD Letter from the SEC Dec 23, 2020 —
CORRESP Letter to the SEC Dec 22, 2020 —
10-Q Quarterly report Nov 6, 2020 Sep 30, 2020
10-Q Quarterly report Aug 7, 2020 Jun 30, 2020
8-K Current report
Other events
May 27, 2020 May 20, 2020
10-Q Quarterly report May 11, 2020 Mar 31, 2020
8-K Current report
Other events
May 4, 2020 May 1, 2020
10-K Annual report Mar 2, 2020 Dec 31, 2019
8-K Current report
Other events
Dec 18, 2019 Dec 17, 2019
13F-NT Filing Nov 14, 2019 Sep 30, 2019
10-Q Quarterly report Nov 7, 2019 Sep 30, 2019
15-12B Deregistration Oct 10, 2019 —
EFFECT Filing Oct 8, 2019 —
8-K Current report
Material agreement, Acquisition or sale of assets, Listing notice, Change to shareholder rights, Officer or director change, Bylaw or fiscal year change, Regulation FD disclosure
Oct 4, 2019 Sep 30, 2019
POSASR Filing Sep 30, 2019 —
POS AM Filing Sep 30, 2019 —
S-8 POS Filing Sep 30, 2019 —
25-NSE Delisting notice Sep 30, 2019 —
425 Filing Sep 18, 2019 —
425 Filing Sep 18, 2019 —
425 Filing Sep 13, 2019 —
425 Filing Aug 29, 2019 —
13F-NT Filing Aug 14, 2019 Jun 30, 2019
10-Q Quarterly report Aug 9, 2019 Jun 30, 2019
8-K Current report
Results of operations
Jul 25, 2019 Jul 25, 2019
425 Filing Jul 10, 2019 —
425 Filing Jun 25, 2019 —
8-K Current report
Shareholder vote results
Jun 25, 2019 Jun 25, 2019
DEFM14A Filing Jun 20, 2019 —
CORRESP Letter to the SEC Jun 6, 2019 —
425 Filing May 30, 2019 —
UPLOAD Letter from the SEC May 21, 2019 —
13F-NT Filing May 15, 2019 Mar 31, 2019
10-Q Quarterly report May 10, 2019 Mar 31, 2019
425 Filing Apr 30, 2019 —
425 Filing Apr 29, 2019 —
8-K Current report
Results of operations
Apr 25, 2019 Apr 25, 2019
8-K Current report
Material agreement
Mar 19, 2019 Mar 13, 2019
425 8-k Mar 19, 2019 —
425 Filing Mar 14, 2019 —
8-K Current report
Other events
Mar 13, 2019 Mar 13, 2019
425 Form 8-k Mar 13, 2019 —
425 Filing Mar 13, 2019 —
425 Filing Mar 13, 2019 —
10-K Annual report Feb 22, 2019 Dec 31, 2018
13F-NT Filing Feb 15, 2019 Dec 31, 2018
8-K Current report
Results of operations
Feb 5, 2019 Feb 5, 2019
13F-NT Filing Nov 14, 2018 Sep 30, 2018
10-Q Quarterly report Nov 2, 2018 Sep 30, 2018
8-K Current report
Results of operations
Oct 25, 2018 Oct 25, 2018
13F-NT Filing Aug 14, 2018 Jun 30, 2018
CERT Nyse certification - oaktree capital group, llc Aug 9, 2018 —
8-A12B Filing Aug 9, 2018 —
8-K Current report
Material agreement, Change to shareholder rights, Bylaw or fiscal year change, Other events
Aug 9, 2018 Aug 9, 2018
424B5 Prospectus supplement Aug 3, 2018 —
8-K Current report
Material agreement, Other events
Aug 3, 2018 Aug 2, 2018
FWP Free writing prospectus Aug 2, 2018 —
424B5 Prospectus supplement Aug 2, 2018 —
10-Q Quarterly report Aug 1, 2018 Jun 30, 2018
8-K Current report
Results of operations
Jul 26, 2018 Jul 26, 2018
CERT Nyse certification - oaktree capital group, llc May 21, 2018 —
8-A12B Filing May 17, 2018 —
8-K Current report
Material agreement, Change to shareholder rights, Bylaw or fiscal year change, Other events
May 17, 2018 May 17, 2018
13F-NT Filing May 15, 2018 Mar 31, 2018
424B5 Prospectus supplement May 11, 2018 —
8-K Current report
Material agreement, Other events
May 11, 2018 May 10, 2018
FWP Free writing prospectus May 11, 2018 —
424B5 Prospectus supplement May 10, 2018 —
10-Q Quarterly report May 4, 2018 Mar 31, 2018
8-K Current report
Results of operations
Apr 26, 2018 Apr 26, 2018
8-K Current report
Results of operations
Apr 16, 2018 Apr 16, 2018
8-K Current report
Other events
Apr 4, 2018 Mar 29, 2018
8-K Current report
Officer or director change
Mar 1, 2018 Feb 27, 2018
10-K Annual report Feb 23, 2018 Dec 31, 2017
13F-NT Filing Feb 14, 2018 Dec 31, 2017
8-K Current report
Material agreement
Feb 12, 2018 Feb 7, 2018
424B5 Prospectus supplement Feb 9, 2018 —
424B5 Prospectus supplement Feb 7, 2018 —
8-K Current report
Results of operations
Feb 6, 2018 Feb 6, 2018
8-K Current report
Other events
Nov 17, 2017 Nov 16, 2017
13F-NT Filing Nov 14, 2017 Sep 30, 2017
8-K Current report
Other events
Nov 9, 2017 Nov 9, 2017
10-Q Quarterly report Nov 3, 2017 Sep 30, 2017
8-K Current report
Results of operations
Oct 26, 2017 Oct 26, 2017
8-K Current report
Regulation FD disclosure
Oct 17, 2017 Oct 17, 2017
13F-NT Filing Aug 14, 2017 Jun 30, 2017
10-Q Quarterly report Aug 4, 2017 Jun 30, 2017
8-K Current report
Results of operations
Jul 27, 2017 Jul 27, 2017
UPLOAD Letter from the SEC Jul 26, 2017 —
CORRESP Letter to the SEC Jul 25, 2017 —
8-K Current report
Regulation FD disclosure
Jul 14, 2017 Jul 13, 2017
CORRESP Letter to the SEC May 22, 2017 —
13F-NT Filing May 15, 2017 Mar 31, 2017
10-Q Quarterly report May 5, 2017 Mar 31, 2017
UPLOAD Letter from the SEC May 2, 2017 —
8-K Current report
Results of operations, Officer or director change
Apr 27, 2017 Apr 26, 2017
8-K/A Amended current report
Officer or director change
Mar 1, 2017 Feb 24, 2017
10-K Annual report Mar 1, 2017 Dec 31, 2016
13F-NT Filing Feb 13, 2017 Dec 31, 2016
8-K Current report
Results of operations
Feb 7, 2017 Feb 7, 2017
13F-NT Filing Nov 14, 2016 Sep 30, 2016
10-Q Quarterly report Nov 4, 2016 Sep 30, 2016
8-K Current report
Results of operations
Oct 28, 2016 Oct 28, 2016
8-K Current report
Officer or director change
Oct 28, 2016 Oct 28, 2016
8-K Current report
Officer or director change
Sep 20, 2016 Sep 14, 2016
13F-NT Filing Aug 12, 2016 Jun 30, 2016
10-Q Quarterly report Aug 4, 2016 Jun 30, 2016
8-K Current report
Results of operations
Jul 28, 2016 Jul 28, 2016
8-K Current report
Material agreement, New debt
Jul 12, 2016 Jul 12, 2016
13F-NT Filing May 16, 2016 Mar 31, 2016
S-3ASR Automatic shelf registration May 13, 2016 —
10-Q Quarterly report May 9, 2016 Mar 31, 2016
8-K Current report
Results of operations
Apr 28, 2016 Apr 28, 2016
8-K Current report
Other events
Apr 14, 2016 Apr 13, 2016
8-K Current report
Material agreement, New debt
Apr 6, 2016 Mar 31, 2016
S-8 Employee stock plan registration Mar 30, 2016 —
8-K Current report
Auditor change
Mar 30, 2016 Mar 24, 2016
IRANNOTICE Filing Feb 26, 2016 —
10-K Annual report Feb 26, 2016 Dec 31, 2015
13F-NT Filing Feb 12, 2016 Dec 31, 2015
8-K Current report
Results of operations
Feb 9, 2016 Feb 9, 2016
8-K Current report
Bylaw or fiscal year change, Other events
Nov 18, 2015 Nov 16, 2015
13F-NT Filing Nov 13, 2015 Sep 30, 2015
10-Q Quarterly report Nov 5, 2015 Sep 30, 2015
8-K Current report
Results of operations
Oct 29, 2015 Oct 29, 2015
EFFECT Filing Sep 9, 2015 —
424B2 Prospectus Sep 9, 2015 —
S-3 Shelf registration Aug 28, 2015 —
13F-NT Filing Aug 13, 2015 Jun 30, 2015
IRANNOTICE Filing Aug 6, 2015 —
10-Q Quarterly report Aug 6, 2015 Jun 30, 2015
8-K Current report
Results of operations
Jul 28, 2015 Jul 28, 2015
13F-NT Filing May 12, 2015 Mar 31, 2015
10-Q Quarterly report May 7, 2015 Mar 31, 2015
8-K Current report
Results of operations
Apr 30, 2015 Apr 30, 2015
8-K Current report
Material agreement
Mar 6, 2015 Mar 2, 2015
424B5 Prospectus supplement Mar 4, 2015 —
424B5 Prospectus supplement Mar 2, 2015 —
10-K Annual report Feb 27, 2015 Dec 31, 2014
13F-NT Filing Feb 13, 2015 Dec 31, 2014
8-K Current report
Results of operations
Feb 9, 2015 Feb 9, 2015
8-K Current report
Regulation FD disclosure
Jan 26, 2015 Jan 26, 2015
8-K Current report
Other events
Nov 18, 2014 Nov 18, 2014
424B7 Prospectus supplement Nov 18, 2014 —
13F-NT Filing Nov 13, 2014 Sep 30, 2014
10-Q Quarterly report Nov 7, 2014 Sep 30, 2014
8-K Current report
Results of operations
Oct 30, 2014 Oct 30, 2014
8-K Current report
Regulation FD disclosure
Oct 24, 2014 Oct 24, 2014
8-K Current report
Officer or director change
Oct 9, 2014 Oct 3, 2014
13F-NT Filing Aug 12, 2014 Jun 30, 2014
10-Q Quarterly report Aug 7, 2014 Jun 30, 2014
8-K Current report
Results of operations
Jul 31, 2014 Jul 31, 2014
8-K Current report
Regulation FD disclosure
Jul 24, 2014 Jul 24, 2014
8-K Current report
Material agreement, New debt
Jul 15, 2014 Jul 11, 2014
8-K Current report
Officer or director change
Jul 14, 2014 Jul 9, 2014
8-K Current report
Other events
Jun 12, 2014 Jun 12, 2014

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Investment Advice (SIC 6282)
Listed as
OAK-PA (NYSE), OAK-PB (NYSE)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
Los Angeles, CA
SEC filer status
Non-accelerated filer
SEC CIK
1403528
Former names
Oaktree Capital Group, LLC (until Mar 7, 2024)

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.