Northwest Biotherapeutics Inc SEC filings NWBO

Northwest Biotherapeutics Inc has 803 filings in SEC EDGAR's recent list, going back to Aug 13, 2001. Its latest annual report, Form 10-K, was filed on Apr 15, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 14, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 30, 2026 (material agreement, new debt). The company's fiscal year ends on December 31.

Northwest Biotherapeutics Inc SEC filings
Form Description Filed Period
4 Insider transaction Sep 3, 2024 Aug 29, 2024
4 Insider transaction Aug 13, 2024 Aug 9, 2024
4 Insider transaction Aug 8, 2024 Aug 8, 2024
4 Insider transaction Jul 30, 2024 Jul 26, 2024
4 Insider transaction Dec 1, 2023 Nov 16, 2023
4 Insider transaction Apr 5, 2023 Apr 3, 2023
4 Insider transaction Apr 5, 2023 Apr 4, 2023
5 Annual insider ownership Feb 7, 2023 Dec 31, 2022
4 Insider transaction Dec 5, 2022 Dec 1, 2022
4 Insider transaction Jan 19, 2021 Jan 19, 2021
4 Insider transaction Oct 16, 2020 Oct 14, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction Jul 2, 2020 Jul 2, 2020
4 Insider transaction May 1, 2020 Apr 30, 2020
4 Insider transaction Feb 5, 2020 Feb 3, 2020
3 Initial insider ownership Dec 20, 2019 Dec 9, 2019
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2019 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2019 —
4 Insider transaction Jan 29, 2019 Dec 27, 2018
4 Insider transaction Jun 18, 2018 May 28, 2018
4 Insider transaction May 31, 2018 May 28, 2018
4 Insider transaction May 30, 2018 May 28, 2018
4 Insider transaction May 30, 2018 May 28, 2018
4 Insider transaction May 30, 2018 May 28, 2018
4 Insider transaction May 30, 2018 May 28, 2018
4/A Ownership document Mar 22, 2018 Mar 19, 2018
4 Insider transaction Mar 21, 2018 Mar 19, 2018
4 Insider transaction Mar 14, 2018 Mar 12, 2018
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2018 —
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2018 —
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2018 —
SC 13G/A Amended ownership over 5% (passive) Feb 9, 2018 —
SC 13G/A Amended ownership over 5% (passive) Jan 9, 2018 —
SC 13G/A Amended ownership over 5% (passive) Sep 11, 2017 —
SC 13G/A Amended ownership over 5% (passive) Sep 11, 2017 —
4 Insider transaction Jun 29, 2017 Jun 13, 2017
4 Insider transaction Jun 15, 2017 Jun 13, 2017
SC 13G Ownership over 5% (passive) Jun 1, 2017 —
SC 13G Ownership over 5% (passive) Mar 24, 2017 —
SC 13G/A Amended ownership over 5% (passive) Mar 24, 2017 —
SC 13G/A Amended ownership over 5% (passive) Feb 10, 2017 —
SC 13G/A Amended ownership over 5% (passive) Feb 6, 2017 —
SC 13G Ownership over 5% (passive) Jan 10, 2017 —
SC 13G/A Amended ownership over 5% (passive) Jan 10, 2017 —
SC 13G Ownership over 5% (passive) Dec 30, 2016 —
SC 13G Ownership over 5% (passive) Dec 29, 2016 —
4 Insider transaction Oct 4, 2016 Sep 30, 2016
SC 13D/A Amended ownership over 5% (active) Jul 28, 2016 —
3 Initial insider ownership Mar 16, 2016 Jan 25, 2016
SC 13D/A Amended ownership over 5% (active) Mar 15, 2016 —
3 Initial insider ownership Mar 8, 2016 Jan 25, 2016
SC 13G/A Amended ownership over 5% (passive) Jan 27, 2016 —
SC 13D/A Amended ownership over 5% (active) Nov 24, 2015 —
3 Initial insider ownership Nov 16, 2015 Nov 5, 2015
SC 13D/A Amended ownership over 5% (active) Nov 2, 2015 —
SC 13D Ownership over 5% (active) Sep 16, 2015 —
SC 13G/A Amended ownership over 5% (passive) Sep 9, 2015 —
4 Insider transaction Jul 2, 2015 Jun 30, 2015
4 Insider transaction Apr 30, 2015 Apr 16, 2012
4 Insider transaction Apr 30, 2015 Apr 16, 2012
4 Insider transaction Apr 30, 2015 Dec 1, 2009
SC 13G Ownership over 5% (passive) Apr 7, 2015 —
SC 13G Ownership over 5% (passive) Feb 26, 2015 —
SC 13G/A Amended ownership over 5% (passive) Feb 11, 2015 —
SC 13G/A Amended ownership over 5% (passive) Feb 5, 2015 —
4/A Ownership document Dec 22, 2014 Mar 1, 2014
4/A Ownership document Dec 22, 2014 Dec 1, 2013
4 Insider transaction Dec 19, 2014 Jun 1, 2014
4 Insider transaction Dec 19, 2014 Jan 1, 2014
4 Insider transaction Dec 19, 2014 Oct 28, 2011
4 Insider transaction Dec 19, 2014 Dec 22, 2008
3 Initial insider ownership Dec 19, 2014 Oct 28, 2011
SC 13G Ownership over 5% (passive) Feb 13, 2014 —
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2014 —
SC 13G/A Amended ownership over 5% (passive) Feb 11, 2014 —
SC 13G/A Amended ownership over 5% (passive) Jan 8, 2014 —
SC 13G Ownership over 5% (passive) Nov 29, 2013 —
SC 13G Ownership over 5% (passive) Aug 16, 2013 —
SC 13G Ownership over 5% (passive) Apr 18, 2013 —
4 Insider transaction Jan 4, 2013 Dec 12, 2012
SC 13G/A Amended ownership over 5% (passive) Oct 15, 2012 —
4 Insider transaction Jul 30, 2012 Jul 24, 2012
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2012 —
SC 13G/A Amended ownership over 5% (passive) Feb 7, 2012 —
SC 13G Ownership over 5% (passive) Dec 22, 2011 —
4 Insider transaction Sep 20, 2011 Sep 19, 2011
4 Insider transaction Jun 23, 2011 Jun 21, 2011
4/A Filing Apr 15, 2011 Apr 7, 2011
SC 13G Ownership over 5% (passive) Mar 11, 2011 —
4 Insider transaction Mar 10, 2011 Mar 6, 2011
4 Insider transaction Dec 21, 2010 Dec 17, 2010
4 Insider transaction Sep 10, 2010 Sep 1, 2010
4 Insider transaction Jul 8, 2010 May 28, 2010
4 Insider transaction May 26, 2010 May 24, 2010
4 Insider transaction Jan 6, 2010 Jan 4, 2010
4 Insider transaction Dec 10, 2009 Dec 9, 2009
4 Insider transaction Dec 1, 2009 Nov 27, 2009
4 Insider transaction Nov 10, 2009 Nov 7, 2009
4 Insider transaction Oct 16, 2009 Oct 14, 2009
4/A Filing Aug 26, 2009 Aug 21, 2009
4 Insider transaction Aug 25, 2009 Aug 21, 2009
4 Insider transaction Aug 25, 2009 Jan 1, 2009
4 Insider transaction Aug 21, 2008 Aug 19, 2008
4 Insider transaction Jan 3, 2008 Dec 31, 2007
3 Initial insider ownership Oct 5, 2007 Jun 22, 2007
4 Insider transaction Oct 2, 2007 Oct 1, 2007
3 Initial insider ownership Oct 2, 2007 Oct 1, 2007
4 Insider transaction Jun 26, 2007 Jun 22, 2007
4 Insider transaction Jun 5, 2007 Jun 1, 2007
4 Insider transaction Apr 2, 2007 Mar 28, 2007
3 Initial insider ownership Mar 7, 2007 Mar 1, 2007
4 Insider transaction Jan 3, 2007 Jan 1, 2007
4 Insider transaction Dec 19, 2006 Dec 15, 2006
4/A Main document description Jun 5, 2006 May 17, 2006
4 Insider transaction May 19, 2006 May 17, 2006
4 Insider transaction Apr 20, 2006 Apr 17, 2006
4 Insider transaction Apr 20, 2006 Mar 29, 2006
SC 13D/A Amended ownership over 5% (active) Nov 23, 2005 —
3 Initial insider ownership Nov 17, 2005 Nov 14, 2005
4 Insider transaction Nov 17, 2005 Nov 14, 2005
4 Insider transaction Oct 5, 2005 Sep 30, 2005
SC 13D/A Amended ownership over 5% (active) Sep 13, 2005 —
4 Insider transaction Sep 9, 2005 Sep 7, 2005
4 Insider transaction Jul 28, 2005 Jul 26, 2005
4 Insider transaction Jun 20, 2005 Jun 16, 2005
SC 13D/A Amended ownership over 5% (active) May 27, 2005 —
4 Insider transaction May 17, 2005 May 13, 2005
SC 13D/A Amended ownership over 5% (active) Apr 21, 2005 —
4 Insider transaction Apr 14, 2005 Apr 12, 2005
SC 13D/A Amended ownership over 5% (active) Feb 3, 2005 —
4 Insider transaction Jan 28, 2005 Jan 26, 2005
4 Insider transaction Dec 29, 2004 Dec 27, 2004
SC 13D/A Amended ownership over 5% (active) Nov 18, 2004 —
4 Insider transaction Nov 15, 2004 Nov 10, 2004
SC 13D/A Amended ownership over 5% (active) Oct 29, 2004 —
4 Insider transaction Oct 26, 2004 Oct 22, 2004
SC 13D/A Amended ownership over 5% (active) Aug 10, 2004 —
4 Insider transaction Aug 3, 2004 Jul 30, 2004
SC 13D/A Amended ownership over 5% (active) Jun 25, 2004 —
4 Insider transaction Jun 15, 2004 Jun 11, 2004
4 Insider transaction May 25, 2004 Jun 9, 2003
SC 13G/A Amended ownership over 5% (passive) May 25, 2004 —
3/A Form 3/a submission May 18, 2004 Apr 26, 2004
SC 13D/A Amended ownership over 5% (active) May 18, 2004 —
4 Insider transaction May 12, 2004 May 10, 2004
4 Insider transaction May 7, 2004 May 5, 2004
4 Insider transaction May 6, 2004 Apr 30, 2004
4 Insider transaction May 6, 2004 Apr 27, 2004
3 Initial insider ownership May 6, 2004 Apr 26, 2004
SC 13D Ownership over 5% (active) May 6, 2004 —
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2004 —
SC 13G Ownership over 5% (passive) Feb 7, 2003 —
3 Initial insider ownership Dec 18, 2002 Dec 9, 2002
SC 13G Ownership over 5% (passive) Dec 17, 2002 —
4 Insider transaction Sep 23, 2002 Aug 7, 2002
4 Insider transaction Sep 23, 2002 Aug 7, 2002
SC 13G Ownership over 5% (passive) Feb 14, 2002 —
SC 13G/A Amended ownership over 5% (passive) Feb 7, 2002 —
SC 13G Ownership over 5% (passive) Dec 26, 2001 —

Showing 166 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Pharmaceutical Preparations (SIC 2834)
Listed as
NWBO (OTC)
Fiscal year ends
December 31
Incorporated in
DE
Headquarters
Bethesda, MD
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
1072379

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.