Novartis AG SEC filings NVS
Novartis AG has 1,000 filings in SEC EDGAR's recent list, going back to Apr 27, 2009. Its latest annual report, Form 20-F, was filed on Feb 4, 2026 for the period ended Dec 31, 2025. The most recent current report (Form 6-K) was filed on Oct 27, 2026. The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 144 | Notice of proposed sale | Oct 28, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 27, 2026 | — |
| 144 | Notice of proposed sale | Apr 30, 2026 | — |
| 144 | Notice of proposed sale | Feb 12, 2026 | — |
| 144 | Notice of proposed sale | Feb 9, 2026 | — |
| 3 | Initial insider ownership | Oct 28, 2025 | Oct 28, 2025 |
| SCHEDULE 13G | Ownership over 5% (passive) | Jul 17, 2025 | — |
| 144 | Notice of proposed sale | May 23, 2025 | — |
| 144 | Notice of proposed sale | Apr 30, 2025 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 17, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 15, 2024 | — |
| 144 | Notice of proposed sale | Aug 12, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 21, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 17, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jun 10, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | May 28, 2024 | — |
| 144 | Notice of proposed sale | May 22, 2024 | — |
| SC 13D | Ownership over 5% (active) | Apr 18, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 2, 2024 | — |
| 144 | Notice of proposed sale | Sep 19, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 1, 2023 | — |
| 3 | Initial insider ownership | Jun 27, 2022 | Jun 15, 2022 |
| SC 13G | Ownership over 5% (passive) | Feb 4, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Aug 19, 2020 | — |
| 3 | Initial insider ownership | Aug 14, 2020 | Aug 11, 2020 |
| 4 | Insider transaction | Jul 16, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 13, 2020 | Jul 9, 2020 |
| 4 | Insider transaction | Jul 2, 2020 | Jun 30, 2020 |
| 3 | Initial insider ownership | Jun 25, 2020 | Jun 25, 2020 |
| 4 | Insider transaction | Jun 22, 2020 | Jun 18, 2020 |
| 3 | Initial insider ownership | Jun 18, 2020 | Jun 18, 2020 |
| 4 | Insider transaction | Jun 17, 2020 | Jun 15, 2020 |
| 4 | Insider transaction | Jun 12, 2020 | Jun 10, 2020 |
| 4 | Insider transaction | Jun 9, 2020 | Jun 5, 2020 |
| 4 | Insider transaction | Jun 4, 2020 | Jun 2, 2020 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 12, 2019 |
| 3 | Initial insider ownership | Nov 6, 2019 | Nov 6, 2019 |
| 4 | Insider transaction | May 30, 2019 | May 28, 2019 |
| 3 | Initial insider ownership | May 22, 2019 | May 22, 2019 |
| 4 | Insider transaction | Apr 29, 2019 | Apr 25, 2019 |
| 4 | Insider transaction | Apr 24, 2019 | Apr 22, 2019 |
| 4 | Insider transaction | Apr 15, 2019 | Apr 11, 2019 |
| 4 | Insider transaction | Apr 10, 2019 | Apr 8, 2019 |
| 4 | Insider transaction | Apr 5, 2019 | Apr 3, 2019 |
| 4 | Insider transaction | Apr 2, 2019 | Mar 29, 2019 |
| 4 | Insider transaction | Apr 2, 2019 | Mar 29, 2019 |
| 4 | Insider transaction | Mar 28, 2019 | Mar 26, 2019 |
| 4 | Insider transaction | Mar 15, 2019 | Mar 13, 2019 |
| 5 | Annual insider ownership | Feb 14, 2019 | Dec 31, 2018 |
| 4 | Insider transaction | Oct 4, 2018 | Oct 2, 2018 |
| 4 | Insider transaction | Sep 14, 2018 | Sep 12, 2018 |
| 4 | Insider transaction | Aug 22, 2018 | Aug 20, 2018 |
| 4 | Insider transaction | Aug 22, 2018 | Aug 20, 2018 |
| 4 | Insider transaction | Aug 20, 2018 | Aug 16, 2018 |
| 4 | Insider transaction | Aug 16, 2018 | Aug 14, 2018 |
| 4 | Insider transaction | Aug 14, 2018 | Aug 10, 2018 |
| 4 | Insider transaction | Aug 10, 2018 | Aug 8, 2018 |
| 4 | Insider transaction | Aug 8, 2018 | Aug 6, 2018 |
| 4 | Insider transaction | Aug 6, 2018 | Aug 2, 2018 |
| 4 | Insider transaction | Aug 2, 2018 | Jul 31, 2018 |
| 4 | Insider transaction | Jul 31, 2018 | Jul 27, 2018 |
| 4 | Insider transaction | Jul 27, 2018 | Jul 25, 2018 |
| 4 | Insider transaction | Jul 25, 2018 | Jul 23, 2018 |
| 4 | Insider transaction | Jul 18, 2018 | Jul 16, 2018 |
| 4 | Insider transaction | Jul 13, 2018 | Jul 11, 2018 |
| 4 | Insider transaction | Jun 19, 2018 | Jun 15, 2018 |
| 4 | Insider transaction | Jun 15, 2018 | Jun 13, 2018 |
| 4 | Insider transaction | May 17, 2018 | May 15, 2018 |
| 3 | Initial insider ownership | May 15, 2018 | May 15, 2018 |
| 4 | Insider transaction | May 14, 2018 | May 11, 2018 |
| 4 | Insider transaction | May 11, 2018 | May 9, 2018 |
| 4 | Insider transaction | May 9, 2018 | May 7, 2018 |
| 4 | Insider transaction | Apr 23, 2018 | Apr 23, 2018 |
| 3 | Initial insider ownership | Apr 18, 2018 | Apr 18, 2018 |
| 4 | Insider transaction | Apr 18, 2018 | Apr 16, 2018 |
| 4 | Insider transaction | Apr 4, 2018 | Apr 2, 2018 |
| 3 | Initial insider ownership | Mar 27, 2018 | Mar 27, 2018 |
| 3 | Initial insider ownership | Mar 23, 2018 | Mar 16, 2018 |
| 4 | Insider transaction | Mar 19, 2018 | Mar 15, 2018 |
| 4 | Insider transaction | Feb 15, 2018 | Feb 13, 2018 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2018 | — |
| SC 13D | Ownership over 5% (active) | Feb 1, 2018 | — |
| 4 | Insider transaction | Jan 19, 2018 | Jan 17, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Dec 19, 2017 | — |
| 4 | Insider transaction | Dec 15, 2017 | Dec 13, 2017 |
| 4 | Insider transaction | Dec 14, 2017 | Dec 12, 2017 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 28, 2017 | — |
| 4 | Insider transaction | Nov 16, 2017 | Nov 14, 2017 |
| SC 13G | Ownership over 5% (passive) | Sep 5, 2017 | — |
| 4 | Insider transaction | Aug 23, 2017 | Aug 21, 2017 |
| 4 | Insider transaction | Jul 5, 2017 | Jul 5, 2017 |
| 3 | Initial insider ownership | Jun 28, 2017 | Jun 28, 2017 |
| 4 | Insider transaction | Jun 20, 2017 | Jun 16, 2017 |
| 4 | Insider transaction | Jun 12, 2017 | Jun 8, 2017 |
| 4 | Insider transaction | Jun 8, 2017 | Jun 6, 2017 |
| 4 | Insider transaction | Jun 6, 2017 | Jun 2, 2017 |
| 4 | Insider transaction | Jun 2, 2017 | May 31, 2017 |
| 4 | Insider transaction | May 30, 2017 | May 25, 2017 |
| 4 | Insider transaction | May 25, 2017 | May 24, 2017 |
| 4 | Insider transaction | May 22, 2017 | May 18, 2017 |
| 4 | Insider transaction | May 18, 2017 | May 16, 2017 |
| 3 | Initial insider ownership | May 8, 2017 | May 4, 2017 |
| 4 | Insider transaction | May 2, 2017 | Feb 22, 2017 |
| 4 | Insider transaction | Mar 17, 2017 | Mar 15, 2017 |
| 3 | Initial insider ownership | Mar 17, 2017 | Mar 15, 2017 |
| 4 | Insider transaction | Mar 7, 2017 | Mar 3, 2017 |
| 4 | Insider transaction | Oct 31, 2016 | Oct 31, 2016 |
| 3 | Initial insider ownership | Oct 25, 2016 | Oct 25, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 30, 2016 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 10, 2016 | — |
| 4 | Insider transaction | May 11, 2016 | May 11, 2016 |
| 3 | Initial insider ownership | May 5, 2016 | May 5, 2016 |
| 4 | Insider transaction | Apr 12, 2016 | Apr 12, 2016 |
| 3/A | Form 3/a | Apr 8, 2016 | Apr 6, 2016 |
| 3 | Initial insider ownership | Apr 6, 2016 | Apr 6, 2016 |
| 4 | Insider transaction | Feb 17, 2016 | Feb 17, 2016 |
| SC 13D | Ownership over 5% (active) | Feb 12, 2016 | — |
| 3 | Initial insider ownership | Feb 10, 2016 | Feb 10, 2016 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 8, 2015 | — |
| 4 | Insider transaction | Jul 17, 2015 | Jul 15, 2015 |
| 4 | Insider transaction | Jul 15, 2015 | Jul 13, 2015 |
| 4 | Insider transaction | Jun 18, 2015 | Jun 16, 2015 |
| 4 | Insider transaction | Jun 16, 2015 | Jun 12, 2015 |
| 4 | Insider transaction | Jun 12, 2015 | Jun 11, 2015 |
| SC 13G | Ownership over 5% (passive) | Apr 28, 2015 | — |
| 4 | Insider transaction | Mar 20, 2015 | Mar 18, 2015 |
| 4 | Insider transaction | Sep 24, 2014 | Sep 22, 2014 |
| 3 | Initial insider ownership | Sep 16, 2014 | Sep 16, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 12, 2014 | — |
| 4 | Insider transaction | Aug 12, 2014 | Aug 5, 2014 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 29, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 3, 2014 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 14, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 12, 2014 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2013 | — |
| 4 | Insider transaction | Sep 24, 2012 | Sep 20, 2012 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 10, 2012 | — |
| 4 | Insider transaction | Feb 23, 2012 | Feb 23, 2012 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 15, 2011 | — |
| 4/A | Filing | Dec 9, 2011 | Nov 22, 2011 |
| 4 | Insider transaction | Nov 22, 2011 | Nov 22, 2011 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 20, 2011 | — |
| 4 | Insider transaction | Apr 13, 2011 | Apr 13, 2011 |
| SC 13E3/A | Amendment no. 4 to schedule 13e-3 | Apr 11, 2011 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 25, 2011 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 15, 2011 | — |
| SC 13D/A | Amended ownership over 5% (active) | Mar 1, 2011 | — |
| 4 | Insider transaction | Feb 25, 2011 | Feb 25, 2011 |
| SC 13E3/A | Amendment no. 3 to schedule 13e-3 | Feb 24, 2011 | — |
| SC 13E3/A | Amendment no. 2 to schedule 13e-3 | Feb 17, 2011 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 10, 2011 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 7, 2011 | — |
| SC 13E3/A | Amendment no.1 to schedule 13e-3 | Feb 2, 2011 | — |
| 4 | Insider transaction | Jan 27, 2011 | Jan 25, 2011 |
| 4 | Insider transaction | Jan 25, 2011 | Jan 21, 2011 |
| 4 | Insider transaction | Jan 21, 2011 | Jan 19, 2011 |
| 4 | Insider transaction | Jan 21, 2011 | Jan 19, 2011 |
| SC 13E3 | Filing | Dec 23, 2010 | — |
| SC 13D/A | Amended ownership over 5% (active) | Dec 15, 2010 | — |
| 4 | Insider transaction | Nov 26, 2010 | Nov 26, 2010 |
| 4/A | Main document description | Sep 16, 2010 | Aug 13, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 30, 2010 | — |
| 4 | Insider transaction | Aug 23, 2010 | Aug 23, 2010 |
| 3 | Initial insider ownership | Aug 3, 2010 | Jul 21, 2010 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 18, 2010 | — |
| 4 | Insider transaction | Jun 8, 2010 | Jun 8, 2010 |
| 4 | Insider transaction | Apr 26, 2010 | Apr 23, 2010 |
| 4 | Insider transaction | Feb 26, 2010 | Feb 26, 2010 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2010 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 4, 2010 | — |
| 4/A | Filing | Sep 1, 2009 | Aug 21, 2009 |
| 4 | Insider transaction | Aug 24, 2009 | Aug 21, 2009 |
| 4 | Insider transaction | May 29, 2009 | May 29, 2009 |
| SC 13D/A | Amended ownership over 5% (active) | May 20, 2009 | — |
| 4 | Insider transaction | May 6, 2009 | May 6, 2009 |
Showing 175 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Industry
- Pharmaceutical Preparations (SIC 2834)
- Listed as
- NVS (NYSE), NVSEF (OTC)
- Fiscal year ends
- December 31
- Incorporated in
- Switzerland
- Headquarters
- Basel, Switzerland
- SEC filer status
- Large accelerated filer
- SEC CIK
- 1114448
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Source: SEC EDGAR filings. This is company-reported data, not investment advice.