Hercules Capital, Inc. SEC filings HTGC

Hercules Capital, Inc. has 1,003 filings in SEC EDGAR's recent list, going back to Mar 14, 2017. Its latest annual report, Form 10-K, was filed on Feb 12, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Oct 29, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Oct 29, 2026 (results of operations, other events). The company's fiscal year ends on December 31.

Hercules Capital, Inc. SEC filings
Form Description Filed Period
8-K Current report
Results of operations, Other events
Oct 29, 2026 Oct 27, 2026
10-Q Quarterly report Oct 29, 2026 Sep 30, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
4 Insider transaction Oct 13, 2026 Oct 9, 2026
8-K Current report
Material agreement, New debt, Other events
Oct 8, 2026 Oct 5, 2026
424B2 Prospectus Oct 6, 2026 —
497AD Filing Oct 5, 2026 —
FWP Free writing prospectus Oct 5, 2026 —
424B2 Prospectus Oct 5, 2026 —
4 Insider transaction Sep 21, 2026 Sep 17, 2026
3 Initial insider ownership Sep 21, 2026 Sep 17, 2026
8-K Current report
Officer or director change, Other events
Sep 17, 2026 Sep 17, 2026
4 Insider transaction Sep 11, 2026 Sep 9, 2026
8-K Current report
Results of operations, Other events
Jul 30, 2026 Jul 28, 2026
10-Q Quarterly report Jul 30, 2026 Jun 30, 2026
8-K Current report
Material agreement, New debt, Other events
Jul 24, 2026 Jul 21, 2026
424B2 Prospectus Jul 23, 2026 —
497AD Filing Jul 21, 2026 —
FWP Free writing prospectus Jul 21, 2026 —
8-K Current report
Results of operations, Other events
Jul 21, 2026 Jul 21, 2026
424B2 Prospectus Jul 21, 2026 —
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
4 Insider transaction Jul 13, 2026 Jul 9, 2026
S-8 Employee stock plan registration Jun 26, 2026 —
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
4 Insider transaction Jun 23, 2026 Jun 18, 2026
8-K Current report
Shareholder vote results
Jun 18, 2026 Jun 18, 2026
497AD Filing Jun 16, 2026 —
4 Insider transaction Jun 10, 2026 Jun 9, 2026
3 Initial insider ownership May 28, 2026 May 18, 2026
8-K Current report
Results of operations, Other events
May 5, 2026 Apr 30, 2026
10-Q Quarterly report May 5, 2026 Mar 31, 2026
DEFA14A Additional proxy material May 4, 2026 —
8-K Current report
Officer or director change
May 4, 2026 Apr 29, 2026
DEFA14A Additional proxy material Apr 23, 2026 —
DEF 14A Proxy statement Apr 23, 2026 Jun 18, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Apr 13, 2026 Apr 9, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 30, 2026 Mar 26, 2026
4 Insider transaction Mar 9, 2026 Mar 5, 2026
4/A Primary document Mar 5, 2026 Mar 4, 2026
4 Insider transaction Mar 5, 2026 Mar 4, 2026
4 Insider transaction Mar 5, 2026 Mar 4, 2026
4/A Primary document Mar 2, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
ABS-15G Filing Feb 27, 2026 Dec 31, 2025
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 27, 2026 Feb 27, 2026
4 Insider transaction Feb 26, 2026 Feb 25, 2026
4 Insider transaction Feb 25, 2026 Feb 24, 2026
4 Insider transaction Feb 25, 2026 Feb 24, 2026
4 Insider transaction Feb 25, 2026 Feb 23, 2026
4 Insider transaction Feb 24, 2026 Feb 24, 2026
4 Insider transaction Feb 19, 2026 Feb 17, 2026
4 Insider transaction Feb 19, 2026 Feb 17, 2026
8-K Current report
Results of operations, Other events
Feb 12, 2026 Feb 10, 2026
10-K Annual report Feb 12, 2026 Dec 31, 2025
8-K Current report
Material agreement, New debt, Other events
Feb 10, 2026 Feb 5, 2026
424B2 Prospectus Feb 9, 2026 —
FWP Free writing prospectus Feb 5, 2026 —
497AD Filing Feb 5, 2026 —
424B2 Prospectus Feb 5, 2026 —
497AD Filing Feb 4, 2026 —
8-K Current report
Results of operations, Other events
Feb 3, 2026 Feb 3, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 13, 2026 Jan 9, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
4 Insider transaction Jan 12, 2026 Jan 8, 2026
40-17G Filing Dec 17, 2025 —
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Dec 8, 2025 Dec 4, 2025
4 Insider transaction Nov 4, 2025 Nov 3, 2025
8-K Current report
Results of operations, Other events
Oct 30, 2025 Oct 28, 2025
10-Q Quarterly report Oct 30, 2025 Sep 30, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 15, 2025 Oct 11, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
4 Insider transaction Oct 14, 2025 Oct 9, 2025
8-K Current report
Results of operations, Other events
Jul 31, 2025 Jul 29, 2025
10-Q Quarterly report Jul 31, 2025 Jun 30, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 15, 2025 Jul 11, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
4 Insider transaction Jul 11, 2025 Jul 9, 2025
SCHEDULE 13G/A Amended ownership over 5% (passive) Jul 8, 2025 —
4 Insider transaction Jun 20, 2025 Jun 18, 2025
4 Insider transaction Jun 20, 2025 Jun 18, 2025
8-K Current report
Shareholder vote results
Jun 20, 2025 Jun 18, 2025
8-K Current report
Material agreement, New debt, Other events
Jun 16, 2025 Jun 10, 2025
424B2 Prospectus Jun 13, 2025 —
FWP Free writing prospectus Jun 11, 2025 —
497AD Filing Jun 11, 2025 —
424B2 Prospectus Jun 11, 2025 —
497AD Filing Jun 10, 2025 —
4 Insider transaction Jun 5, 2025 Jun 5, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
4 Insider transaction May 9, 2025 May 8, 2025
8-K Current report
Results of operations, Other events
May 1, 2025 Apr 29, 2025
10-Q Quarterly report May 1, 2025 Mar 31, 2025
DEFA14A Additional proxy material Apr 24, 2025 —
DEF 14A Proxy statement Apr 24, 2025 Jun 18, 2025
305B2 Filing Apr 21, 2025 —
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
4 Insider transaction Apr 15, 2025 Apr 11, 2025
PRE 14A Preliminary proxy statement Apr 14, 2025 Jun 18, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
4 Insider transaction Apr 11, 2025 Apr 9, 2025
8-K Current report
Material agreement, New debt, Unregistered share sale, Regulation FD disclosure
Mar 10, 2025 Mar 10, 2025
8-K Current report
Regulation FD disclosure
Mar 6, 2025 Mar 5, 2025
8-K Current report
Regulation FD disclosure
Mar 5, 2025 Mar 5, 2025
ABS-15G Filing Feb 14, 2025 Dec 31, 2024
8-K Current report
Results of operations, Other events
Feb 13, 2025 Feb 11, 2025
10-K Annual report Feb 13, 2025 Dec 31, 2024
8-K Current report
Material agreement, New debt
Feb 5, 2025 Feb 5, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 14, 2025 Jan 10, 2025
4 Insider transaction Jan 14, 2025 Jan 11, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
4 Insider transaction Jan 13, 2025 Jan 9, 2025
40-17G Filing Dec 27, 2024 —
8-K Current report
Material agreement
Dec 12, 2024 Dec 12, 2024
424B2 Prospectus Dec 12, 2024 —
N-2ASR Filing Dec 11, 2024 —
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
4 Insider transaction Dec 9, 2024 Dec 5, 2024
8-K Current report
Material agreement, New debt, Other events
Dec 2, 2024 Nov 26, 2024
8-K Current report
Results of operations, Other events
Oct 30, 2024 Oct 28, 2024
10-Q Quarterly report Oct 30, 2024 Sep 30, 2024
CORRESP Letter to the SEC Oct 28, 2024 —
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 11, 2024
4 Insider transaction Oct 15, 2024 Oct 10, 2024
4 Insider transaction Sep 27, 2024 Sep 26, 2024
144 Notice of proposed sale Sep 26, 2024 —
424B3 Prospectus Aug 16, 2024 —
8-K Current report
Shareholder vote results
Aug 16, 2024 Aug 15, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
4 Insider transaction Aug 8, 2024 Aug 6, 2024
8-K Current report
Results of operations, Other events
Aug 1, 2024 Jul 30, 2024
10-Q Quarterly report Aug 1, 2024 Jun 30, 2024
8-K Current report
Other events
Jul 17, 2024 Jul 17, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 15, 2024 Jul 11, 2024
4 Insider transaction Jul 12, 2024 Jul 10, 2024
4 Insider transaction Jun 26, 2024 Jun 25, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4 Insider transaction Jun 24, 2024 Jun 20, 2024
4/A Primary document Jun 24, 2024 Jun 18, 2024

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
HTGC (NYSE), HCXY (NYSE)
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
San Mateo, CA
SEC filer status
Large accelerated filer
SEC CIK
1280784
Former names
HERCULES TECHNOLOGY GROWTH CAPITAL INC (until Feb 19, 2016)

Source: SEC EDGAR filings. This is company-reported data, not investment advice.