Hennessy Advisors Inc SEC filings HNNA

Hennessy Advisors Inc has 1,000 filings in SEC EDGAR's recent list, going back to Apr 13, 2005. Its latest annual report, Form 10-K, was filed on Dec 3, 2025 for the period ended Sep 30, 2025. The latest quarterly report (Form 10-Q) was filed on Aug 5, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 28, 2026 (regulation fd disclosure). The company's fiscal year ends on September 30.

Hennessy Advisors Inc SEC filings
Form Description Filed Period
13F-HR Filing Oct 28, 2026 Sep 30, 2026
4 Insider transaction Oct 1, 2026 Sep 30, 2026
4 Insider transaction Sep 30, 2026 Sep 29, 2026
4 Insider transaction Sep 28, 2026 Sep 24, 2026
4 Insider transaction Sep 25, 2026 Sep 24, 2026
144 Notice of proposed sale Sep 24, 2026 —
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 22, 2026 Sep 18, 2026
4 Insider transaction Sep 16, 2026 Sep 14, 2026
13F-HR Filing Jul 16, 2026 Jun 30, 2026
4 Insider transaction May 12, 2026 May 11, 2026
144 Notice of proposed sale May 11, 2026 —
13F-HR Filing Apr 21, 2026 Mar 31, 2026
SCHEDULE 13G Ownership over 5% (passive) Feb 3, 2026 —
13F-HR Filing Jan 27, 2026 Dec 31, 2025
4 Insider transaction Dec 31, 2025 Dec 30, 2025
4 Insider transaction Dec 29, 2025 Dec 26, 2025
4 Insider transaction Dec 22, 2025 Dec 19, 2025
4 Insider transaction Dec 11, 2025 Dec 10, 2025
4 Insider transaction Dec 9, 2025 Dec 8, 2025
13F-HR Filing Oct 20, 2025 Sep 30, 2025
4 Insider transaction Sep 29, 2025 Sep 29, 2025
4 Insider transaction Sep 25, 2025 Sep 23, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 3, 2025 Aug 27, 2025
4 Insider transaction Aug 18, 2025 Aug 14, 2025
144 Notice of proposed sale Aug 15, 2025 —
4 Insider transaction Aug 14, 2025 Aug 12, 2025
144 Notice of proposed sale Aug 14, 2025 —
144 Notice of proposed sale Aug 13, 2025 —
144 Notice of proposed sale Aug 12, 2025 —
13F-HR Filing Jul 21, 2025 Jun 30, 2025
4 Insider transaction May 14, 2025 May 13, 2025
144 Notice of proposed sale May 13, 2025 —
13F-HR Filing Apr 16, 2025 Mar 31, 2025
4 Insider transaction Mar 31, 2025 Mar 28, 2025
4 Insider transaction Mar 27, 2025 Mar 27, 2025
4 Insider transaction Mar 27, 2025 Mar 25, 2025
4 Insider transaction Mar 24, 2025 Mar 20, 2025
144 Notice of proposed sale Mar 18, 2025 —
4 Insider transaction Mar 5, 2025 Mar 5, 2025
4 Insider transaction Feb 27, 2025 Feb 27, 2025
144 Notice of proposed sale Feb 27, 2025 —
13F-HR Filing Jan 15, 2025 Dec 31, 2024
4 Insider transaction Dec 30, 2024 Dec 26, 2024
4 Insider transaction Dec 30, 2024 Dec 30, 2024
4 Insider transaction Dec 30, 2024 Dec 27, 2024
4 Insider transaction Dec 26, 2024 Dec 23, 2024
4 Insider transaction Dec 26, 2024 Dec 20, 2024
4 Insider transaction Dec 20, 2024 Dec 18, 2024
4 Insider transaction Dec 20, 2024 Dec 19, 2024
4 Insider transaction Dec 19, 2024 Dec 17, 2024
144 Notice of proposed sale Dec 19, 2024 —
4 Insider transaction Dec 18, 2024 Dec 17, 2024
4 Insider transaction Dec 18, 2024 Dec 16, 2024
144 Notice of proposed sale Dec 18, 2024 —
4 Insider transaction Dec 17, 2024 Dec 16, 2024
144 Notice of proposed sale Dec 17, 2024 —
144 Notice of proposed sale Dec 16, 2024 —
13F-HR Filing Oct 16, 2024 Sep 30, 2024
4 Insider transaction Sep 30, 2024 Sep 27, 2024
4 Insider transaction Sep 27, 2024 Sep 25, 2024
4 Insider transaction Sep 25, 2024 Sep 25, 2024
4 Insider transaction Sep 24, 2024 Sep 23, 2024
4 Insider transaction Sep 24, 2024 Sep 23, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
4 Insider transaction Sep 19, 2024 Sep 18, 2024
13F-HR Filing Jul 23, 2024 Jun 30, 2024
13F-HR Filing Apr 16, 2024 Mar 31, 2024
13F-HR/A Filing Mar 14, 2024 Dec 31, 2023
13F-HR Filing Jan 18, 2024 Dec 31, 2023
4 Insider transaction Dec 26, 2023 Dec 22, 2023
4 Insider transaction Dec 26, 2023 Dec 22, 2023
4 Insider transaction Dec 21, 2023 Dec 20, 2023
4 Insider transaction Dec 20, 2023 Dec 19, 2023
4 Insider transaction Dec 20, 2023 Dec 20, 2023
4 Insider transaction Dec 18, 2023 Dec 15, 2023
4 Insider transaction Dec 18, 2023 Dec 15, 2023
4 Insider transaction Dec 14, 2023 Dec 13, 2023
4 Insider transaction Dec 13, 2023 Dec 12, 2023
4 Insider transaction Dec 12, 2023 Aug 10, 2021
4 Insider transaction Dec 12, 2023 Mar 7, 2017
13F-HR Filing Oct 18, 2023 Sep 30, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 19, 2023 Sep 18, 2023
4 Insider transaction Sep 7, 2023 Sep 6, 2023
4 Insider transaction Sep 1, 2023 Aug 30, 2023
4 Insider transaction Sep 1, 2023 Aug 30, 2023
4 Insider transaction Sep 1, 2023 Aug 30, 2023
4 Insider transaction Sep 1, 2023 Aug 30, 2023
13F-HR Filing Jul 17, 2023 Jun 30, 2023
4 Insider transaction Jun 23, 2023 Jun 22, 2023
4 Insider transaction Jun 21, 2023 Jun 20, 2023
4 Insider transaction May 30, 2023 May 25, 2023
4 Insider transaction May 24, 2023 May 23, 2023
4 Insider transaction May 23, 2023 May 19, 2023
13F-HR Filing Apr 14, 2023 Mar 31, 2023
4 Insider transaction Mar 24, 2023 Mar 23, 2023
4 Insider transaction Mar 16, 2023 Mar 14, 2023
4 Insider transaction Mar 2, 2023 Feb 14, 2023
13F-HR Filing Jan 20, 2023 Dec 31, 2022
4 Insider transaction Dec 27, 2022 Dec 19, 2022
4 Insider transaction Dec 27, 2022 Dec 19, 2022
4 Insider transaction Dec 27, 2022 Dec 23, 2022
4 Insider transaction Dec 15, 2022 Dec 14, 2022
4 Insider transaction Dec 15, 2022 Dec 13, 2022
4 Insider transaction Dec 13, 2022 Dec 12, 2022
SC 13G Ownership over 5% (passive) Dec 1, 2022 —
13F-HR Filing Nov 8, 2022 Sep 30, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 20, 2022 Sep 18, 2022
4 Insider transaction Sep 14, 2022 Sep 12, 2022
4 Insider transaction Sep 14, 2022 Sep 12, 2022
4 Insider transaction Sep 14, 2022 Sep 12, 2022
4 Insider transaction Sep 14, 2022 Sep 12, 2022
4 Insider transaction Sep 1, 2022 Aug 30, 2022
4 Insider transaction Sep 1, 2022 Aug 30, 2022
4 Insider transaction Sep 1, 2022 Aug 30, 2022
4 Insider transaction Sep 1, 2022 Aug 30, 2022
13F-HR Filing Aug 12, 2022 Jun 30, 2022
4 Insider transaction May 26, 2022 May 24, 2022
13F-HR Filing May 12, 2022 Mar 31, 2022
3 Initial insider ownership Apr 12, 2022 Apr 5, 2022
4 Insider transaction Mar 14, 2022 Mar 11, 2022
4 Insider transaction Mar 10, 2022 Mar 2, 2022
13F-HR Filing Jan 25, 2022 Dec 31, 2021
4 Insider transaction Dec 23, 2021 Dec 21, 2021
4 Insider transaction Dec 21, 2021 Dec 15, 2021
4 Insider transaction Dec 9, 2021 Dec 1, 2021
4 Insider transaction Dec 9, 2021 Dec 7, 2021
4 Insider transaction Dec 9, 2021 Dec 2, 2021
3 Initial insider ownership Dec 3, 2021 Dec 1, 2021
13F-HR Filing Oct 12, 2021 Sep 30, 2021
4 Insider transaction Oct 1, 2021 Sep 30, 2021
4 Insider transaction Oct 1, 2021 Sep 30, 2021
4 Insider transaction Oct 1, 2021 Sep 30, 2021
4 Insider transaction Sep 21, 2021 Sep 18, 2021
4 Insider transaction Sep 21, 2021 Sep 18, 2021
4 Insider transaction Sep 21, 2021 Sep 18, 2021
4 Insider transaction Sep 21, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021
4 Insider transaction Sep 20, 2021 Sep 18, 2021

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Industry
Investment Advice (SIC 6282)
Listed as
HNNA (Nasdaq)
Fiscal year ends
September 30
Headquarters
Novato, CA
SEC filer status
Non-accelerated filer, Smaller reporting company
SEC CIK
1145255

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Source: SEC EDGAR filings. This is company-reported data, not investment advice.