Highland Global Allocation Fund SEC filings HGLB
Highland Global Allocation Fund has 137 filings in SEC EDGAR's recent list, going back to Mar 6, 2015. The most recent current report (Form 8-K) was filed on Jan 28, 2026 (officer or director change, bylaw or fiscal year change). The company's fiscal year ends on December 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 30, 2026 | — |
| NPORT-P/A | Filing | Sep 2, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 31, 2026 | Jun 30, 2026 |
| N-PX | Filing | Aug 17, 2026 | Jun 30, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 3, 2026 | — |
| APP WD | Exemptive application partial app wd | Jul 29, 2026 | — |
| 40-APP | Form 40-app | Jul 23, 2026 | — |
| N-CSRS | Highland global allocation fund | Jun 2, 2026 | Mar 31, 2026 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| DEF 14A | Proxy statement | May 7, 2026 | Jun 16, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 7, 2026 | — |
| NPORT-P | Filing | Mar 2, 2026 | Dec 31, 2025 |
| 8-K |
Current report
Officer or director change, Bylaw or fiscal year change
|
Jan 28, 2026 | Jan 16, 2026 |
| 40-17G | Form 40-17g | Dec 29, 2025 | — |
| N-CEN | Filing | Dec 12, 2025 | Sep 30, 2025 |
| N-CSR | Highland global allocation fund | Dec 8, 2025 | Sep 30, 2025 |
| NPORT-P | Filing | Dec 1, 2025 | Sep 30, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 14, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Oct 31, 2025 | — |
| NPORT-P | Filing | Aug 29, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 18, 2025 | Jun 30, 2025 |
| NPORT-P/A | Filing | Jun 18, 2025 | Dec 31, 2024 |
| N-CSRS | Highland global allocation fund | Jun 9, 2025 | Mar 31, 2025 |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| DEF 14A | Proxy statement | May 7, 2025 | Jun 16, 2025 |
| NPORT-P | Filing | Mar 3, 2025 | Dec 31, 2024 |
| 40-17G | Form 40-17g | Jan 21, 2025 | — |
| N-CEN | Filing | Dec 13, 2024 | Sep 30, 2024 |
| N-CSR | Highland global allocation fund | Dec 9, 2024 | Sep 30, 2024 |
| NPORT-P | Filing | Nov 29, 2024 | Sep 30, 2024 |
| SC 13G | Ownership over 5% (passive) | Sep 10, 2024 | — |
| NPORT-P | Filing | Aug 29, 2024 | Jun 30, 2024 |
| N-PX | Filing | Aug 21, 2024 | Jun 30, 2024 |
| 424B3 | Prospectus | Jul 24, 2024 | — |
| 4 | Insider transaction | Jul 1, 2024 | Jun 28, 2024 |
| N-CSRS | Highland global allocation fund | Jun 7, 2024 | Mar 31, 2024 |
| NPORT-P | Filing | May 30, 2024 | Mar 31, 2024 |
| DEF 14A | Proxy statement | May 17, 2024 | Jun 26, 2024 |
| NPORT-P | Filing | Feb 29, 2024 | Dec 31, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2024 | — |
| 40-17G | Form 40-17g | Jan 17, 2024 | — |
| N-CEN | Filing | Dec 14, 2023 | Sep 30, 2023 |
| N-CSR | Highland global allocation fund | Dec 8, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Nov 29, 2023 | Sep 30, 2023 |
| NPORT-P | Filing | Aug 29, 2023 | Jun 30, 2023 |
| N-PX | Brdqy8_0001622148_2023.txt | Aug 17, 2023 | Jun 30, 2023 |
| NPORT-P/A | Filing | Aug 15, 2023 | Mar 31, 2023 |
| NPORT-P/A | Filing | Aug 15, 2023 | Dec 31, 2022 |
| NPORT-P/A | Filing | Aug 15, 2023 | Sep 30, 2022 |
| N-CSRS | Highland global allocation fund | Jun 9, 2023 | — |
| NPORT-P | Filing | May 30, 2023 | Mar 31, 2023 |
| N-CSR/A | Highland global allocation fund | May 5, 2023 | Sep 30, 2022 |
| CORRESP | Letter to the SEC | May 4, 2023 | — |
| DEF 14A | Proxy statement | May 2, 2023 | Jun 16, 2023 |
| 424B3 | Prospectus | Mar 10, 2023 | — |
| NPORT-P | Filing | Mar 1, 2023 | Dec 31, 2022 |
| 40-17G | Form 40-17g | Jan 12, 2023 | — |
| N-CEN | Filing | Dec 13, 2022 | Sep 30, 2022 |
| N-CSR | Highland global allocation fund | Dec 9, 2022 | Sep 30, 2022 |
| 4 | Insider transaction | Dec 6, 2022 | Dec 5, 2022 |
| NPORT-P | Filing | Nov 29, 2022 | Sep 30, 2022 |
| 424B3 | Prospectus | Sep 26, 2022 | — |
| NPORT-P | Filing | Aug 29, 2022 | Jun 30, 2022 |
| N-PX | Brdqy8_0001622148_2022.txt | Aug 18, 2022 | Jun 30, 2022 |
| N-CSRS | Highland global allocation fund | Jun 9, 2022 | Mar 31, 2022 |
| NPORT-P | Filing | May 31, 2022 | Mar 31, 2022 |
| 424B3 | Prospectus | May 2, 2022 | — |
| 3 | Initial insider ownership | May 2, 2022 | May 1, 2022 |
| DEF 14A | Proxy statement | Mar 28, 2022 | Jun 14, 2022 |
| NPORT-P | Filing | Mar 1, 2022 | Dec 31, 2021 |
| 40-17G | Form 40-17g | Jan 28, 2022 | — |
| 3 | Initial insider ownership | Jan 18, 2022 | Jan 1, 2022 |
| 424B3 | Prospectus | Jan 13, 2022 | — |
| 8-K |
Current report
Regulation FD disclosure
|
Dec 30, 2021 | Dec 30, 2021 |
| N-CEN | Filing | Dec 14, 2021 | Sep 30, 2021 |
| N-CSR | Highland global allocation fund | Dec 8, 2021 | Sep 30, 2021 |
| NPORT-P | Filing | Nov 29, 2021 | Sep 30, 2021 |
| 3 | Initial insider ownership | Nov 23, 2021 | Nov 13, 2021 |
| 4 | Insider transaction | Oct 13, 2021 | Oct 12, 2021 |
| NPORT-P | Filing | Aug 30, 2021 | Jun 30, 2021 |
| N-PX | Brd_qy80001622148_2021.txt | Aug 11, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Jul 12, 2021 | Jul 8, 2021 |
| N-CSRS | Highland global allocation fund | Jun 9, 2021 | Mar 31, 2021 |
| NPORT-P | Filing | Jun 1, 2021 | Mar 31, 2021 |
| DEFR14A | Highland global allocation fund | May 26, 2021 | — |
| DEF 14A | Proxy statement | Apr 27, 2021 | Jun 11, 2021 |
| NPORT-P | Filing | Mar 1, 2021 | Dec 31, 2020 |
| 3 | Initial insider ownership | Feb 26, 2021 | Feb 17, 2021 |
| 40-17G | Form 40-17g | Jan 29, 2021 | — |
| N-CEN | Filing | Dec 14, 2020 | Sep 30, 2020 |
| N-CSR | Form n-csr | Dec 10, 2020 | Sep 30, 2020 |
| NPORT-P | Filing | Nov 30, 2020 | Sep 30, 2020 |
| 4 | Insider transaction | Oct 16, 2020 | Feb 25, 2020 |
| NPORT-P | Filing | Aug 31, 2020 | Jun 30, 2020 |
| N-PX | Brdqy8_0001622148_2020.txt | Aug 27, 2020 | Jun 30, 2020 |
| N-CSRS | Highland global allocation fund | Jun 9, 2020 | Mar 31, 2020 |
| NPORT-P | Filing | May 28, 2020 | Mar 31, 2020 |
| DEF 14A | Proxy statement | Apr 22, 2020 | Jun 12, 2020 |
| NPORT-P | Filing | Feb 28, 2020 | Dec 31, 2019 |
| N-CSR/A | Form n-csr/a | Jan 16, 2020 | Sep 30, 2019 |
| 40-17G | Form 40-17g | Dec 23, 2019 | — |
| N-CEN | Filing | Dec 16, 2019 | Sep 30, 2019 |
| N-CSR | Form n-csr | Dec 9, 2019 | Sep 30, 2019 |
| NPORT-P | Filing | Nov 27, 2019 | Sep 30, 2019 |
| NPORT-EX | Schedule f | Aug 29, 2019 | Jun 30, 2019 |
| N-PX | Brdqy8_0001622148_2019.txt | Aug 28, 2019 | Jun 30, 2019 |
| N-2/A | Highland global allocation fund | Jun 21, 2019 | — |
| N-CSRS | Form n-csrs | Jun 7, 2019 | Mar 31, 2019 |
| DEF 14A | Proxy statement | Apr 24, 2019 | Jun 14, 2019 |
| DEL AM | Filing | Apr 10, 2019 | — |
| N-2 | Highland global allocation fund | Apr 8, 2019 | — |
| EFFECT | Filing | Mar 14, 2019 | — |
| CORRESP | Letter to the SEC | Mar 6, 2019 | — |
| POS 8C | Form pos 8c | Mar 6, 2019 | — |
| AW | Form aw | Mar 6, 2019 | — |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| 3 | Initial insider ownership | Feb 26, 2019 | Feb 14, 2019 |
| CERT | Nyse certification | Feb 14, 2019 | — |
| 8-A12B | Form 8-a12b | Feb 14, 2019 | — |
| N-2/A | Highland global allocation fund | Feb 14, 2019 | — |
| EFFECT | Filing | Feb 13, 2019 | — |
| CORRESP | Letter to the SEC | Feb 13, 2019 | — |
| CORRESP | Letter to the SEC | Feb 13, 2019 | — |
| CORRESP | Letter to the SEC | Feb 13, 2019 | — |
| N-2 | Highland global allocation fund | Feb 11, 2019 | — |
| 40-17G | Form 40-17g | Oct 22, 2018 | — |
| N-1A | Form n-1a | Aug 14, 2018 | — |
| N-8A | Form n-8a | Aug 14, 2018 | — |
| 40-APP | Form 40-app | Mar 6, 2015 | — |
Showing 137 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- HGLB (NYSE)
- Fiscal year ends
- December 31
- Headquarters
- Dallas, TX
- SEC CIK
- 1622148
Source: SEC EDGAR filings. This is company-reported data, not investment advice.