Guggenheim Active Allocation Fund SEC filings GUG
Guggenheim Active Allocation Fund has 168 filings in SEC EDGAR's recent list, going back to Jun 1, 2021. The most recent current report (Form 8-K) was filed on Dec 15, 2025 (material agreement, agreement ended). The company's fiscal year ends on May 31.
| Form | Description | Filed | Period |
|---|---|---|---|
| 4 | Insider transaction | Mar 9, 2026 | Mar 6, 2026 |
| 4 | Insider transaction | Dec 19, 2025 | Dec 18, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Nov 7, 2025 | — |
| 4 | Insider transaction | May 8, 2025 | May 5, 2025 |
| 4 | Insider transaction | Apr 1, 2025 | Apr 1, 2025 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Feb 4, 2025 | — |
| 3 | Initial insider ownership | Dec 5, 2024 | Nov 21, 2024 |
| 4 | Insider transaction | Oct 4, 2024 | Oct 3, 2024 |
| 4 | Insider transaction | Sep 3, 2024 | Sep 3, 2024 |
| 4 | Insider transaction | Apr 1, 2024 | Apr 1, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 8, 2024 | — |
| 4 | Insider transaction | Jan 30, 2024 | Jan 30, 2024 |
| 4 | Insider transaction | Dec 29, 2023 | Dec 29, 2023 |
| 4 | Insider transaction | Dec 13, 2023 | Dec 13, 2023 |
| 4 | Insider transaction | Dec 11, 2023 | Dec 8, 2023 |
| 4 | Insider transaction | Dec 8, 2023 | Dec 7, 2023 |
| 4 | Insider transaction | Dec 7, 2023 | Dec 6, 2023 |
| 4 | Insider transaction | Dec 6, 2023 | Dec 5, 2023 |
| 4 | Insider transaction | Nov 30, 2023 | Nov 30, 2023 |
| 4 | Insider transaction | Nov 30, 2023 | Nov 30, 2023 |
| 4 | Insider transaction | Nov 1, 2023 | Oct 31, 2023 |
| 4 | Insider transaction | Oct 31, 2023 | Oct 31, 2023 |
| 4 | Insider transaction | Oct 23, 2023 | Oct 23, 2023 |
| 4 | Insider transaction | Sep 29, 2023 | Sep 29, 2023 |
| 4 | Insider transaction | Sep 29, 2023 | Sep 29, 2023 |
| 4 | Insider transaction | Sep 5, 2023 | Sep 5, 2023 |
| 4 | Insider transaction | Sep 1, 2023 | Sep 1, 2023 |
| 4 | Insider transaction | Sep 1, 2023 | Sep 1, 2023 |
| 4 | Insider transaction | Aug 1, 2023 | Aug 1, 2023 |
| 4 | Insider transaction | Jul 31, 2023 | Jul 31, 2023 |
| 4 | Insider transaction | Jul 5, 2023 | Jul 5, 2023 |
| 4 | Insider transaction | Jul 3, 2023 | Jul 1, 2023 |
| 4 | Insider transaction | Jun 7, 2023 | Jun 7, 2023 |
| 4 | Insider transaction | Jun 1, 2023 | Jun 1, 2023 |
| 4 | Insider transaction | Jun 1, 2023 | Jun 1, 2023 |
| 4 | Insider transaction | May 2, 2023 | May 1, 2023 |
| 4 | Insider transaction | May 1, 2023 | Apr 28, 2023 |
| 4 | Insider transaction | Apr 28, 2023 | Apr 28, 2023 |
| 4 | Insider transaction | Apr 10, 2023 | Apr 6, 2023 |
| 4 | Insider transaction | Mar 13, 2023 | Mar 13, 2023 |
| 4 | Insider transaction | Mar 10, 2023 | Mar 10, 2023 |
| SC 13G | Ownership over 5% (passive) | Feb 9, 2023 | — |
| 4 | Insider transaction | Feb 3, 2023 | Feb 3, 2023 |
| 4 | Insider transaction | Feb 1, 2023 | Feb 1, 2023 |
| 4 | Insider transaction | Jan 3, 2023 | Dec 30, 2022 |
| 4 | Insider transaction | Jan 3, 2023 | Dec 30, 2022 |
| 4 | Insider transaction | Dec 22, 2022 | Dec 21, 2022 |
| 4 | Insider transaction | Dec 20, 2022 | Dec 20, 2022 |
| 4/A | Filing | Dec 5, 2022 | Dec 2, 2022 |
| 4 | Insider transaction | Dec 2, 2022 | Dec 2, 2022 |
| 4 | Insider transaction | Nov 30, 2022 | Nov 30, 2022 |
| 4 | Insider transaction | Nov 28, 2022 | Nov 28, 2022 |
| 4 | Insider transaction | Nov 2, 2022 | Nov 1, 2022 |
| 4 | Insider transaction | Nov 1, 2022 | Nov 1, 2022 |
| 4 | Insider transaction | Oct 26, 2022 | Oct 25, 2022 |
| 4 | Insider transaction | Oct 12, 2022 | Oct 12, 2022 |
| 4 | Insider transaction | Sep 29, 2022 | Sep 29, 2022 |
| 4 | Insider transaction | Sep 22, 2022 | Sep 22, 2022 |
| 4 | Insider transaction | Sep 9, 2022 | Sep 8, 2022 |
| 4 | Insider transaction | Jul 13, 2022 | Jul 13, 2022 |
| 4 | Insider transaction | Jun 21, 2022 | Jun 21, 2022 |
| 4 | Insider transaction | Jun 9, 2022 | Jun 9, 2022 |
| 4 | Insider transaction | Apr 12, 2022 | Apr 12, 2022 |
| 4 | Insider transaction | Apr 5, 2022 | Apr 5, 2022 |
| 4 | Insider transaction | Mar 31, 2022 | Mar 31, 2022 |
| 4 | Insider transaction | Mar 17, 2022 | Mar 17, 2022 |
| 4 | Insider transaction | Feb 2, 2022 | Feb 2, 2022 |
| 4 | Insider transaction | Nov 26, 2021 | Nov 26, 2021 |
| 3 | Initial insider ownership | Nov 26, 2021 | Nov 26, 2021 |
| 3 | Initial insider ownership | Nov 26, 2021 | Nov 26, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
| 3 | Initial insider ownership | Nov 24, 2021 | Nov 24, 2021 |
Showing 93 filings. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- GUG (NYSE)
- Fiscal year ends
- May 31
- Incorporated in
- DE
- Headquarters
- Chicago, IL
- SEC CIK
- 1864208
Source: SEC EDGAR filings. This is company-reported data, not investment advice.