Great Elm Capital Corp. SEC filings GECCG

Great Elm Capital Corp. has 783 filings in SEC EDGAR's recent list, going back to Jun 24, 2016. Its latest annual report, Form 10-K, was filed on Mar 2, 2026 for the period ended Dec 31, 2025. The latest quarterly report (Form 10-Q) was filed on Nov 2, 2026, covering the quarter ended Sep 30, 2026. The most recent current report (Form 8-K) was filed on Nov 2, 2026 (results of operations). The company's fiscal year ends on December 31.

Great Elm Capital Corp. SEC filings
Form Description Filed Period
8-K Current report
Results of operations
Nov 2, 2026 Nov 2, 2026
10-Q Quarterly report Nov 2, 2026 Sep 30, 2026
4 Insider transaction Sep 23, 2026 Sep 21, 2026
4 Insider transaction Sep 23, 2026 Sep 21, 2026
4 Insider transaction Sep 23, 2026 Sep 21, 2026
PRE 14A Preliminary proxy statement Aug 24, 2026 Aug 24, 2026
SCHEDULE 13G/A Amended ownership over 5% (passive) Aug 6, 2026 —
SCHEDULE 13G/A Amended ownership over 5% (passive) Aug 6, 2026 —
SCHEDULE 13G/A Amended ownership over 5% (passive) Aug 6, 2026 —
8-K Current report
Results of operations
Aug 5, 2026 Aug 5, 2026
10-Q Quarterly report Aug 5, 2026 Jun 30, 2026
40-17G Filing Jul 24, 2026 —
N-23C-2 Form n-23c-2 Jul 20, 2026 Jul 20, 2026
8-K Current report
Other events
Jul 20, 2026 Jul 20, 2026
4 Insider transaction Jun 30, 2026 Jun 29, 2026
8-K Current report
Material agreement
Jun 8, 2026 Jun 8, 2026
8-K Current report
Shareholder vote results
Jun 1, 2026 May 29, 2026
25-NSE Delisting notice May 27, 2026 —
SCHEDULE 13G/A Amended ownership over 5% (passive) May 15, 2026 —
8-K Current report
Results of operations, Officer or director change
May 4, 2026 May 1, 2026
10-Q Quarterly report May 4, 2026 Mar 31, 2026
8-K Current report
Other events
Apr 27, 2026 Apr 27, 2026
N-23C-2 Form n-23c-2 Apr 27, 2026 Apr 27, 2026
DEFA14A Additional proxy material Apr 13, 2026 —
DEF 14A Proxy statement Apr 13, 2026 May 29, 2026
SCHEDULE 13G/A Amended ownership over 5% (passive) Mar 5, 2026 —
3 Initial insider ownership Mar 5, 2026 Mar 2, 2026
8-K Current report
Results of operations, Officer or director change
Mar 2, 2026 Mar 2, 2026
10-K Annual report Mar 2, 2026 Dec 31, 2025
8-K Current report
Other events
Mar 2, 2026 Feb 27, 2026
N-23C-2 Form n-23c-2 Mar 2, 2026 Mar 2, 2026
EFFECT Filing Feb 23, 2026 —
N-2/A Filing Feb 19, 2026 —
N-2 Filing Jan 2, 2026 —
SCHEDULE 13G/A Amended ownership over 5% (passive) Nov 10, 2025 —
4 Insider transaction Nov 10, 2025 Nov 7, 2025
SCHEDULE 13D/A Amended ownership over 5% (active) Nov 6, 2025 —
10-Q Quarterly report Nov 4, 2025 Sep 30, 2025
8-K Current report
Results of operations
Nov 4, 2025 Nov 4, 2025
SCHEDULE 13D/A Amended ownership over 5% (active) Oct 9, 2025 —
8-K Current report
Results of operations, Other events
Oct 7, 2025 Oct 7, 2025
8-K Current report
Other events
Oct 2, 2025 Oct 1, 2025
25-NSE Delisting notice Sep 29, 2025 —
4 Insider transaction Sep 26, 2025 Sep 25, 2025
4 Insider transaction Sep 23, 2025 Sep 19, 2025
4 Insider transaction Sep 23, 2025 Sep 19, 2025
4 Insider transaction Sep 23, 2025 Sep 19, 2025
4 Insider transaction Sep 23, 2025 Sep 19, 2025
4 Insider transaction Sep 23, 2025 Sep 22, 2025
4 Insider transaction Sep 19, 2025 Sep 18, 2025
4 Insider transaction Sep 17, 2025 Sep 15, 2025
CERT Filing Sep 11, 2025 —
8-A12B Form 8-a12b Sep 11, 2025 —
8-K Current report
Material agreement, New debt
Sep 11, 2025 Sep 11, 2025
8-K Current report
Material agreement
Sep 10, 2025 Sep 4, 2025
424B5 Prospectus supplement Sep 9, 2025 —
424B5 Prospectus supplement Sep 5, 2025 —
497AD Filing Sep 5, 2025 —
497AD Filing Sep 5, 2025 —
FWP Free writing prospectus Sep 4, 2025 —
SCHEDULE 13G Ownership over 5% (passive) Sep 4, 2025 —
424B5 Prospectus supplement Sep 4, 2025 —
8-K Current report
Other events
Aug 29, 2025 Aug 29, 2025
N-23C-2 Form n-23c-2 Aug 29, 2025 Aug 29, 2025
D Filing Aug 28, 2025 —
4 Insider transaction Aug 27, 2025 Aug 25, 2025
SCHEDULE 13D/A Amended ownership over 5% (active) Aug 27, 2025 —
8-K Current report
Material agreement, Unregistered share sale, Other events
Aug 27, 2025 Aug 27, 2025
4 Insider transaction Aug 22, 2025 Aug 21, 2025
4 Insider transaction Aug 20, 2025 Aug 18, 2025
8-K Current report
Material agreement
Aug 13, 2025 Aug 13, 2025
8-K Current report
Results of operations
Aug 5, 2025 Aug 4, 2025
10-Q Quarterly report Aug 4, 2025 Jun 30, 2025
40-17G Form 40-17g Jul 31, 2025 —
APP ORDR Filing Jul 18, 2025 —
APP NTC Filing Jul 18, 2025 —
4 Insider transaction Jul 14, 2025 Jul 11, 2025
4 Insider transaction Jul 10, 2025 Jul 9, 2025
4 Insider transaction Jul 8, 2025 Jul 7, 2025
4 Insider transaction Jul 3, 2025 Jun 11, 2025
4 Insider transaction Jun 13, 2025 Jun 13, 2025
4 Insider transaction Jun 12, 2025 Jun 11, 2025
4 Insider transaction Jun 11, 2025 Jun 6, 2025
4 Insider transaction Jun 5, 2025 Jun 4, 2025
8-K Current report
Shareholder vote results
May 30, 2025 May 30, 2025
40-APP/A Filing May 20, 2025 —
8-K Current report
Other events
May 6, 2025 May 6, 2025
424B5 Prospectus supplement May 6, 2025 —
8-K Current report
Results of operations
May 5, 2025 May 5, 2025
10-Q Quarterly report May 5, 2025 Mar 31, 2025
40-APP Filing Apr 25, 2025 —
DEFA14A Additional proxy material Apr 11, 2025 —
DEF 14A Proxy statement Apr 11, 2025 May 30, 2025
10-K Annual report Mar 10, 2025 Dec 31, 2024
8-K Current report
Results of operations
Mar 10, 2025 Mar 10, 2025
EFFECT Filing Mar 7, 2025 —
N-2/A Filing Mar 5, 2025 —
N-2 Filing Jan 31, 2025 —
SCHEDULE 13D/A Amended ownership over 5% (active) Jan 21, 2025 —
EFFECT Filing Jan 13, 2025 —
N-2/A Filing Jan 8, 2025 —
4 Insider transaction Dec 23, 2024 Dec 23, 2024
8-K Current report
Other events
Dec 17, 2024 Dec 16, 2024
SC 13D/A Amended ownership over 5% (active) Dec 13, 2024 —
SC 13D/A Amended ownership over 5% (active) Dec 13, 2024 —
D Filing Dec 12, 2024 —
SC 13G Ownership over 5% (passive) Dec 12, 2024 —
8-K Current report
Material agreement, Unregistered share sale, Other events
Dec 12, 2024 Dec 11, 2024
N-2 Filing Nov 27, 2024 —
8-K Current report
Results of operations
Oct 31, 2024 Oct 31, 2024
10-Q Quarterly report Oct 31, 2024 Sep 30, 2024
424B1 Great elm capital corp - 424b1 Oct 28, 2024 —
424B1 Great elm capital corp - 424b1 Oct 28, 2024 —
424B5 Prospectus supplement Oct 25, 2024 —
25-NSE Delisting notice Oct 18, 2024 —
APP ORDR Filing Oct 2, 2024 —
4/A Form 4a Sep 27, 2024 Sep 20, 2024
4/A Form 4a Sep 27, 2024 Sep 20, 2024
CERT Filing Sep 25, 2024 —
SC 13D/A Amended ownership over 5% (active) Sep 25, 2024 —
4/A Form 4/a Sep 25, 2024 Sep 20, 2024
4 Insider transaction Sep 24, 2024 Sep 20, 2024
4 Insider transaction Sep 24, 2024 Sep 20, 2024
4 Insider transaction Sep 24, 2024 Sep 20, 2024
4 Insider transaction Sep 24, 2024 Sep 20, 2024
8-A12B Filing Sep 24, 2024 —
8-K Current report
Material agreement, New debt
Sep 19, 2024 Sep 19, 2024
4 Insider transaction Sep 17, 2024 Sep 16, 2024
424B1 Filing Sep 16, 2024 —
424B1 Filing Sep 13, 2024 —
8-K Current report
Other events
Sep 13, 2024 Sep 12, 2024
N-23C-2 Filing Sep 13, 2024 Sep 12, 2024
497 Filing Sep 13, 2024 —
FWP Free writing prospectus Sep 13, 2024 —
EFFECT Filing Sep 12, 2024 —
N-2MEF Filing Sep 12, 2024 —
497 Filing Sep 12, 2024 —
N-2/A Filing Sep 9, 2024 —
APP NTC Filing Sep 6, 2024 —
40-APP/A Filing Aug 29, 2024 —
8-K Current report
Material agreement
Aug 22, 2024 Aug 20, 2024
4 Insider transaction Aug 21, 2024 Aug 20, 2024
SC 13G/A Amended ownership over 5% (passive) Aug 15, 2024 —
N-2 Filing Aug 1, 2024 —
8-K Current report
Results of operations
Aug 1, 2024 Aug 1, 2024
10-Q Quarterly report Aug 1, 2024 Jun 30, 2024
40-17G Filing Jul 19, 2024 —
EFFECT Filing Jul 11, 2024 —
424B3 Prospectus Jul 11, 2024 —
N-2/A Great elm capital corp - n-2 Jul 10, 2024 —
8-K Current report
Material agreement, New debt, Other events
Jul 10, 2024 Jul 9, 2024
424B5 Prospectus supplement Jul 10, 2024 —
D Filing Jun 25, 2024 —
SC 13G Ownership over 5% (passive) Jun 24, 2024 —
SC 13D/A Amended ownership over 5% (active) Jun 24, 2024 —
8-K Current report
Material agreement, Unregistered share sale, Other events
Jun 24, 2024 Jun 21, 2024
8-K Current report
Shareholder vote results
Jun 3, 2024 May 31, 2024
N-2/A Great elm capital corp - n-2 May 30, 2024 —
10-Q Quarterly report May 2, 2024 Mar 31, 2024
8-K Current report
Results of operations
May 2, 2024 May 2, 2024
8-K Current report
Material agreement
Apr 24, 2024 Apr 23, 2024
N-2 Great elm capital corp - n-2 Apr 18, 2024 —
CERT Filing Apr 17, 2024 —
8-A12B Great elm capital corp - 8-a12b Apr 17, 2024 —
8-K Current report
Material agreement, New debt
Apr 17, 2024 Apr 17, 2024
DEFA14A Additional proxy material Apr 12, 2024 —
DEF 14A Proxy statement Apr 12, 2024 May 31, 2024
424B1 Great elm capital corp - 424b1 Apr 11, 2024 —
497 Great elm capital corp - 497 Apr 10, 2024 —
FWP Free writing prospectus Apr 10, 2024 —
EFFECT Filing Apr 9, 2024 —
N-2MEF Great elm capital corp - n-2mef Apr 9, 2024 —
497 Great elm capital corp - 497 Apr 9, 2024 —
N-2/A Great elm capital corp - n-2a Apr 9, 2024 —
N-2/A Great elm capital corp - n-2a (ixbrl) Apr 2, 2024 —
CORRESP Letter to the SEC Apr 2, 2024 —
CORRESP Letter to the SEC Apr 2, 2024 —
144 Notice of proposed sale Mar 11, 2024 —
144 Notice of proposed sale Mar 8, 2024 —
144 Notice of proposed sale Mar 7, 2024 —
CORRESP Letter to the SEC Mar 7, 2024 —
40-APP/A Filing Mar 7, 2024 —
144 Notice of proposed sale Mar 6, 2024 —
144 Notice of proposed sale Mar 5, 2024 —
4 Insider transaction Mar 4, 2024 Mar 4, 2024
144 Notice of proposed sale Mar 4, 2024 —
N-2 Great elm capital corp - n-2 Feb 29, 2024 —
10-K Annual report Feb 29, 2024 Dec 31, 2023
8-K Current report
Results of operations
Feb 29, 2024 Feb 29, 2024
4 Insider transaction Feb 22, 2024 Feb 15, 2024
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2024 —
SC 13D/A Amended ownership over 5% (active) Feb 13, 2024 —
3 Initial insider ownership Feb 13, 2024 Feb 8, 2024
D Filing Feb 13, 2024 —
SC 13G Ownership over 5% (passive) Feb 13, 2024 —
SC 13D/A Amended ownership over 5% (active) Feb 12, 2024 —
8-K Current report
Material agreement, Results of operations, Unregistered share sale, Regulation FD disclosure, Other events
Feb 8, 2024 Feb 8, 2024
8-K Current report
Other events
Dec 12, 2023 Dec 12, 2023
144 Notice of proposed sale Dec 6, 2023 —
40-APP/A Filing Dec 4, 2023 —

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
GECC (Nasdaq), GECCG (Nasdaq), GECCH (Nasdaq), GECCI (Nasdaq)
Fiscal year ends
December 31
Incorporated in
MD
Headquarters
Palm Beach Gardens, FL
SEC filer status
Non-accelerated filer
SEC CIK
1675033

Source: SEC EDGAR filings. This is company-reported data, not investment advice.