Gladstone Investment Corporation\de SEC filings GAINI

Gladstone Investment Corporation\de has 930 filings in SEC EDGAR's recent list, going back to Mar 31, 2005. Its latest annual report, Form 10-K, was filed on May 12, 2026 for the period ended Mar 31, 2026. The latest quarterly report (Form 10-Q) was filed on Aug 6, 2026, covering the quarter ended Jun 30, 2026. The most recent current report (Form 8-K) was filed on Oct 26, 2026 (officer or director change). The company's fiscal year ends on March 31.

Gladstone Investment Corporation\de SEC filings
Form Description Filed Period
4 Insider transaction Oct 26, 2026 Oct 26, 2026
4 Insider transaction Aug 19, 2026 Aug 18, 2026
3/A Amended initial statement of beneficial ownership of securities Jun 5, 2026 Jun 1, 2026
3 Initial insider ownership Jun 3, 2026 Jun 1, 2026
4 Insider transaction May 19, 2026 May 15, 2026
3 Initial insider ownership Apr 7, 2026 Mar 20, 2026
3 Initial insider ownership Apr 7, 2026 Mar 20, 2026
3 Initial insider ownership Mar 30, 2026 Mar 20, 2026
3 Initial insider ownership Jul 18, 2025 Jul 10, 2025
4 Insider transaction Dec 18, 2024 Dec 17, 2024
4 Insider transaction Dec 13, 2024 Dec 12, 2024
3 Initial insider ownership Dec 10, 2024 Dec 9, 2024
3 Initial insider ownership Nov 15, 2024 Nov 8, 2024
4 Insider transaction Oct 11, 2024 Oct 10, 2024
3 Initial insider ownership Aug 27, 2024 Aug 22, 2024
4 Insider transaction Nov 7, 2023 Nov 6, 2023
4 Insider transaction Aug 8, 2023 Aug 7, 2023
4 Insider transaction Mar 17, 2023 Mar 16, 2023
4 Insider transaction Mar 15, 2023 Mar 14, 2023
4 Insider transaction Feb 7, 2023 Feb 6, 2023
4 Insider transaction Dec 16, 2022 Dec 16, 2022
3 Initial insider ownership Oct 18, 2022 Oct 11, 2022
4 Insider transaction Aug 19, 2022 Aug 19, 2022
4 Insider transaction Jun 15, 2022 Jun 14, 2022
4 Insider transaction May 20, 2022 May 20, 2022
4 Insider transaction Feb 24, 2022 Feb 24, 2022
4 Insider transaction Feb 23, 2022 Feb 23, 2022
3 Initial insider ownership Dec 21, 2021 Dec 13, 2021
4 Insider transaction Dec 6, 2021 Dec 3, 2021
5 Annual insider ownership Jan 25, 2021 Dec 31, 2020
4 Insider transaction Mar 24, 2020 Mar 23, 2020
4 Insider transaction Mar 24, 2020 Mar 23, 2020
4 Insider transaction Mar 23, 2020 Mar 20, 2020
4 Insider transaction Mar 20, 2020 Mar 19, 2020
4 Insider transaction Mar 19, 2020 Mar 18, 2020
4 Insider transaction Mar 19, 2020 Mar 18, 2020
4 Insider transaction Mar 16, 2020 Mar 12, 2020
4 Insider transaction Mar 16, 2020 Mar 16, 2020
4 Insider transaction Mar 13, 2020 Mar 11, 2020
4 Insider transaction Mar 3, 2020 Mar 2, 2020
4 Insider transaction Sep 16, 2019 Sep 13, 2019
4 Insider transaction Sep 11, 2019 Sep 9, 2019
4 Insider transaction Aug 19, 2019 Aug 16, 2019
4 Insider transaction Aug 15, 2019 Aug 14, 2019
4 Insider transaction Jun 6, 2019 Jun 4, 2019
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2019 —
4 Insider transaction Dec 12, 2018 Dec 12, 2018
4 Insider transaction Nov 13, 2018 Nov 8, 2018
4 Insider transaction Nov 9, 2018 Nov 8, 2018
4/A Primary document Jun 12, 2018 Mar 6, 2017
4 Insider transaction Mar 6, 2018 Mar 5, 2018
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2018 —
SC 13G Ownership over 5% (passive) Feb 14, 2018 —
4 Insider transaction Nov 29, 2017 Nov 28, 2017
4 Insider transaction Jun 16, 2017 Jun 14, 2017
4 Insider transaction Mar 15, 2017 Mar 13, 2017
4 Insider transaction Mar 13, 2017 Mar 9, 2017
4 Insider transaction Mar 8, 2017 Mar 6, 2017
4 Insider transaction Mar 6, 2017 Mar 3, 2017
4 Insider transaction Nov 8, 2016 Nov 7, 2016
SC 13G Ownership over 5% (passive) Oct 11, 2016 —
4 Insider transaction Aug 16, 2016 Aug 12, 2016
SC 13G Ownership over 5% (passive) Jul 20, 2016 —
SC 13G/A Amended ownership over 5% (passive) Feb 10, 2016 —
4 Insider transaction Feb 9, 2016 Feb 8, 2016
SC 13G Ownership over 5% (passive) Feb 5, 2016 —
4 Insider transaction Dec 15, 2015 Dec 14, 2015
3 Initial insider ownership Jul 15, 2015 Jul 14, 2015
4 Insider transaction Jun 16, 2015 Jun 15, 2015
4 Insider transaction Jun 3, 2015 Jun 1, 2015
4 Insider transaction Mar 16, 2015 Mar 13, 2015
SC 13G Ownership over 5% (passive) Feb 11, 2015 —
SC 13G Ownership over 5% (passive) Jan 23, 2015 —
4 Insider transaction Dec 10, 2014 Dec 9, 2014
4 Insider transaction Dec 10, 2014 Dec 8, 2014
3 Initial insider ownership Nov 26, 2014 Nov 17, 2014
4 Insider transaction Nov 17, 2014 Nov 13, 2014
3 Initial insider ownership Oct 15, 2014 Oct 7, 2014
4 Insider transaction Aug 11, 2014 Aug 8, 2014
3 Initial insider ownership Jul 24, 2014 Jul 15, 2014
4 Insider transaction Mar 24, 2014 Mar 14, 2014
4 Insider transaction Mar 18, 2014 Mar 14, 2014
4 Insider transaction Feb 12, 2014 Feb 10, 2014
4 Insider transaction Feb 12, 2014 Feb 10, 2014
4 Insider transaction Feb 11, 2014 Feb 7, 2014
SC 13G/A Amended ownership over 5% (passive) Feb 7, 2014 —
SC 13G Ownership over 5% (passive) Feb 5, 2014 —
SC 13G/A Amended ownership over 5% (passive) Feb 3, 2014 —
SC 13G Ownership over 5% (passive) Jan 29, 2014 —
4 Insider transaction Dec 16, 2013 Dec 12, 2013
4 Insider transaction Dec 13, 2013 Dec 11, 2013
4 Insider transaction Dec 11, 2013 Dec 9, 2013
4 Insider transaction Dec 11, 2013 Dec 10, 2013
SC 13G/A Amended ownership over 5% (passive) Dec 3, 2013 —
4 Insider transaction Dec 2, 2013 Nov 27, 2013
4 Insider transaction Nov 27, 2013 Nov 26, 2013
4 Insider transaction Nov 20, 2013 Nov 18, 2013
4 Insider transaction Nov 15, 2013 Nov 13, 2013
4 Insider transaction Nov 13, 2013 Nov 11, 2013
SC 13G/A Amended ownership over 5% (passive) Feb 11, 2013 —
4 Insider transaction Feb 1, 2013 Feb 1, 2013
3 Initial insider ownership Oct 12, 2012 Oct 10, 2012
4 Insider transaction Mar 15, 2012 Mar 14, 2012
SC 13G/A Amended ownership over 5% (passive) Feb 15, 2012 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2012 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2012 —
SC 13G/A Amended ownership over 5% (passive) Feb 10, 2012 —
4 Insider transaction Jan 30, 2012 Jan 30, 2012
3 Initial insider ownership Nov 15, 2011 Nov 15, 2011
4 Insider transaction Sep 13, 2011 Sep 12, 2011
4 Insider transaction Sep 12, 2011 Sep 9, 2011
4 Insider transaction Sep 7, 2011 Sep 6, 2011
4 Insider transaction Sep 7, 2011 Sep 6, 2011
4 Insider transaction Sep 6, 2011 Sep 6, 2011
4 Insider transaction Aug 11, 2011 Aug 9, 2011
4 Insider transaction Aug 11, 2011 Aug 10, 2011
4 Insider transaction Aug 8, 2011 Aug 5, 2011
4 Insider transaction Jun 7, 2011 Jun 6, 2011
4 Insider transaction Jun 2, 2011 Jun 1, 2011
4 Insider transaction May 27, 2011 May 26, 2011
4 Insider transaction Mar 4, 2011 Feb 7, 2011
4 Insider transaction Feb 24, 2011 Feb 24, 2011
4 Insider transaction Feb 4, 2011 Feb 4, 2011
4 Insider transaction Feb 4, 2011 Feb 4, 2011
SC 13G/A Amended ownership over 5% (passive) Feb 3, 2011 —
4 Insider transaction Feb 2, 2011 Feb 2, 2011
SC 13G Ownership over 5% (passive) Jan 31, 2011 —
3 Initial insider ownership Jan 20, 2011 Jan 11, 2011
4 Insider transaction Nov 22, 2010 Nov 19, 2010
4 Insider transaction Oct 4, 2010 Sep 30, 2010
4 Insider transaction Aug 12, 2010 Aug 11, 2010
4 Insider transaction Aug 12, 2010 Aug 11, 2010
4 Insider transaction Aug 9, 2010 Aug 6, 2010
4 Insider transaction Aug 6, 2010 Aug 5, 2010
4 Insider transaction Jun 30, 2010 Jun 30, 2010
4 Insider transaction Mar 16, 2010 Mar 15, 2010
4/A Primary document Mar 15, 2010 Feb 24, 2009
SC 13G Ownership over 5% (passive) Feb 10, 2010 —
3 Initial insider ownership Jan 28, 2010 Jan 25, 2010
3 Initial insider ownership Oct 27, 2009 Oct 19, 2009
4 Insider transaction Feb 25, 2009 Feb 24, 2009
4 Insider transaction Feb 25, 2009 Feb 24, 2009
SC 13G/A Amended ownership over 5% (passive) Feb 17, 2009 —
SC 13G Ownership over 5% (passive) Feb 17, 2009 —
4/A Primary document Jan 12, 2009 Nov 28, 2008
3 Initial insider ownership Dec 16, 2008 Dec 12, 2008
4 Insider transaction Dec 2, 2008 Nov 28, 2008
4 Insider transaction Nov 19, 2008 Nov 19, 2008
4 Insider transaction Nov 17, 2008 Nov 14, 2008
4 Insider transaction Nov 14, 2008 Nov 13, 2008
4 Insider transaction Nov 13, 2008 Nov 12, 2008
4 Insider transaction Nov 13, 2008 Nov 12, 2008
4 Insider transaction Nov 12, 2008 Nov 10, 2008
4 Insider transaction Sep 17, 2008 Sep 16, 2008
4 Insider transaction Sep 16, 2008 Sep 16, 2008
4 Insider transaction Sep 16, 2008 Sep 15, 2008
4 Insider transaction Sep 15, 2008 Sep 15, 2008
4 Insider transaction Sep 3, 2008 Sep 2, 2008
4 Insider transaction Jun 30, 2008 Jun 27, 2008
4 Insider transaction Jun 30, 2008 Jun 27, 2008
4 Insider transaction Jun 6, 2008 Jun 6, 2008
4/A Primary document Jun 6, 2008 Apr 21, 2008
4 Insider transaction Jun 5, 2008 Jun 4, 2008
4 Insider transaction Jun 3, 2008 Jun 2, 2008
4/A Primary document May 14, 2008 Apr 21, 2008
SC 13G Ownership over 5% (passive) Apr 28, 2008 —
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
4 Insider transaction Apr 23, 2008 Apr 21, 2008
3 Initial insider ownership Apr 9, 2008 Apr 8, 2008
3 Initial insider ownership Feb 27, 2008 Feb 19, 2008
SC 13G Ownership over 5% (passive) Feb 12, 2008 —
SC 13G/A Amended ownership over 5% (passive) Feb 4, 2008 —
4 Insider transaction Dec 31, 2007 Dec 28, 2007
4 Insider transaction Dec 27, 2007 Dec 27, 2007
4 Insider transaction Dec 19, 2007 Dec 14, 2007
4 Insider transaction Dec 19, 2007 Dec 18, 2007
3 Initial insider ownership Oct 15, 2007 Oct 9, 2007
3 Initial insider ownership Oct 15, 2007 Oct 9, 2007
4 Insider transaction Aug 17, 2007 Aug 16, 2007
4 Insider transaction Aug 15, 2007 Aug 15, 2007
4 Insider transaction Aug 13, 2007 Aug 13, 2007
4 Insider transaction Mar 14, 2007 Mar 13, 2007
SC 13G Ownership over 5% (passive) Feb 14, 2007 —
SC 13G/A Amended ownership over 5% (passive) Feb 12, 2007 —
SC 13G/A Amended ownership over 5% (passive) Feb 9, 2007 —
4 Insider transaction Jan 3, 2007 Dec 29, 2006
4/A Primary document Dec 29, 2006 Dec 27, 2006
4 Insider transaction Dec 29, 2006 Dec 27, 2006
4 Insider transaction Dec 11, 2006 Dec 8, 2006

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
GAIN (Nasdaq), GAING (Nasdaq), GAINI (Nasdaq), GAINZ (Nasdaq)
Fiscal year ends
March 31
Incorporated in
DE
Headquarters
Mclean, VA
SEC filer status
Non-accelerated filer
SEC CIK
1321741

Source: SEC EDGAR filings. This is company-reported data, not investment advice.