First Trust Mortgage Income Fund SEC filings FMY

First Trust Mortgage Income Fund has 457 filings in SEC EDGAR's recent list, going back to Mar 11, 2005. The most recent current report (Form 8-K) was filed on Oct 18, 2023 (regulation fd disclosure). The company's fiscal year ends on October 31.

First Trust Mortgage Income Fund SEC filings
Form Description Filed Period
SCHEDULE 13G/A Amended ownership over 5% (passive) Oct 1, 2026 —
NPORT-P Filing Sep 24, 2026 Jul 31, 2026
N-PX Filing Jul 31, 2026 Jun 30, 2026
N-CSRS Semi-annual report to shareholders Jul 7, 2026 Apr 30, 2026
NPORT-P Filing Jun 22, 2026 Apr 30, 2026
NPORT-P Filing Mar 25, 2026 Jan 30, 2026
SCHEDULE 13D/A Amended ownership over 5% (active) Mar 12, 2026 —
SCHEDULE 13D/A Amended ownership over 5% (active) Mar 11, 2026 —
DEF 14A Proxy statement Mar 5, 2026 Mar 4, 2026
N-CEN Filing Jan 13, 2026 Oct 31, 2025
N-CSR Annual report to shareholders Jan 9, 2026 Oct 31, 2025
3 Initial insider ownership Jan 6, 2026 Sep 4, 2025
SCHEDULE 13D/A Amended ownership over 5% (active) Dec 29, 2025 —
SCHEDULE 13D/A Amended ownership over 5% (active) Dec 23, 2025 —
NPORT-P Filing Dec 19, 2025 Oct 31, 2025
4 Insider transaction Nov 4, 2025 Oct 31, 2025
40-17G Amended fidelity bond Oct 14, 2025 —
4 Insider transaction Oct 14, 2025 Oct 10, 2025
NPORT-P Filing Sep 26, 2025 Jul 31, 2025
SCHEDULE 13D/A Amended ownership over 5% (active) Sep 22, 2025 —
SCHEDULE 13D/A Amended ownership over 5% (active) Sep 22, 2025 —
SCHEDULE 13D/A Amended ownership over 5% (active) Aug 19, 2025 —
N-PX Filing Jul 17, 2025 Jun 30, 2025
N-CSRS Semi-annual report to shareholders Jul 8, 2025 Apr 30, 2025
NPORT-P Filing Jun 25, 2025 Apr 30, 2025
NPORT-P Filing Mar 26, 2025 Jan 31, 2025
DEF 14A Proxy statement Mar 13, 2025 Mar 12, 2024
N-CEN Filing Jan 10, 2025 Oct 31, 2024
N-CSR Annual report to shareholders Jan 8, 2025 Oct 31, 2024
NPORT-P Filing Dec 19, 2024 Oct 31, 2024
SC 13G/A Amended ownership over 5% (passive) Nov 14, 2024 —
40-17G Amended fidelity bond Nov 7, 2024 —
NPORT-P Filing Sep 24, 2024 Jul 31, 2024
N-PX Filing Aug 26, 2024 Jun 30, 2024
N-CSRS Semi-annual report to shareholders Jul 8, 2024 Apr 30, 2024
NPORT-P Filing Jun 27, 2024 Apr 30, 2024
3 Initial insider ownership Apr 18, 2024 Jun 5, 2023
NPORT-P Filing Mar 27, 2024 Jan 31, 2024
DEF 14A Proxy statement Mar 20, 2024 Mar 19, 2024
SC 13D/A Amended ownership over 5% (active) Mar 5, 2024 —
SC 13G/A Amended ownership over 5% (passive) Feb 8, 2024 —
40-17G/A Amended fidelity bond Feb 1, 2024 —
N-CEN Filing Jan 12, 2024 Oct 31, 2023
N-CSR Annual report to shareholders Jan 8, 2024 Oct 31, 2023
NPORT-P Filing Dec 20, 2023 Oct 31, 2023
8-K Current report
Regulation FD disclosure
Oct 18, 2023 Oct 18, 2023
40-17G Amended fidelity bond Oct 18, 2023 —
NPORT-P Filing Sep 28, 2023 Jul 31, 2023
3 Initial insider ownership Sep 12, 2023 Sep 10, 2023
8-K Current report
Officer or director change
Sep 12, 2023 Sep 11, 2023
N-PX Proxy voting record Aug 10, 2023 Jun 30, 2023
SC 13D/A Amended ownership over 5% (active) Aug 9, 2023 —
N-CSRS Semi-annual report to shareholders Jul 10, 2023 Apr 30, 2023
3 Initial insider ownership Jun 29, 2023 Jun 1, 2023
8-K Current report
Bylaw or fiscal year change
Jun 23, 2023 Jun 22, 2023
NPORT-P Filing Jun 22, 2023 Apr 28, 2023
NPORT-P Filing Mar 30, 2023 Jan 31, 2023
SC 13D/A Amended ownership over 5% (active) Mar 23, 2023 —
40-17G/A Amended fidelity bond Mar 15, 2023 —
DEF 14A Proxy statement Mar 8, 2023 Mar 7, 2023
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2023 —
N-CEN Filing Jan 13, 2023 Oct 31, 2022
SC 13D/A Amended ownership over 5% (active) Jan 9, 2023 —
N-CSR Annual report to shareholders Jan 6, 2023 Oct 31, 2022
NPORT-P Filing Dec 21, 2022 Oct 31, 2022
8-K Current report
Regulation FD disclosure
Oct 25, 2022 Oct 25, 2022
40-17G Fidelity bond Oct 14, 2022 —
SC 13D/A Amended ownership over 5% (active) Oct 6, 2022 —
NPORT-P Filing Sep 27, 2022 Jul 29, 2022
SC 13D/A Amended ownership over 5% (active) Sep 2, 2022 —
N-PX Proxy voting record Aug 4, 2022 Jun 30, 2022
N-CSRS Semi-annual report to shareholders Jun 30, 2022 Apr 30, 2022
NPORT-P Filing Jun 23, 2022 Apr 29, 2022
SC 13D/A Amended ownership over 5% (active) Jun 22, 2022 —
SC 13D/A Amended ownership over 5% (active) Apr 22, 2022 —
NPORT-P Filing Mar 30, 2022 Jan 31, 2022
DEF 14A Proxy statement Mar 10, 2022 Mar 9, 2022
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2022 —
N-CEN Filing Jan 11, 2022 Oct 31, 2021
N-CSR Annual report to shareholders Jan 7, 2022 Oct 31, 2021
NPORT-P Filing Dec 22, 2021 Oct 29, 2021
3 Initial insider ownership Nov 5, 2021 Nov 1, 2021
40-17G Fidelity bond Nov 4, 2021 —
8-K Current report
Officer or director change
Oct 21, 2021 Oct 20, 2021
8-K Current report
Regulation FD disclosure
Oct 18, 2021 Oct 18, 2021
NPORT-P Filing Sep 28, 2021 Jul 30, 2021
5 Annual insider ownership Aug 17, 2021 Oct 31, 2020
3 Initial insider ownership Aug 17, 2021 Jun 21, 2021
N-PX Proxy voting record Aug 5, 2021 Jun 30, 2021
N-CSRS Semi-annual report to shareholders Jun 30, 2021 Apr 30, 2021
NPORT-P Filing Jun 23, 2021 Apr 30, 2021
40-17G/A Amended fidelity bond May 14, 2021 —
NPORT-P Filing Mar 29, 2021 Jan 29, 2021
40-17G/A Amended fidelity bond Mar 26, 2021 —
SC 13D/A Amended ownership over 5% (active) Mar 25, 2021 —
DEF 14A Proxy statement Mar 18, 2021 Mar 17, 2021
SC 13G/A Amended ownership over 5% (passive) Feb 16, 2021 —
N-CSR Annual report to shareholders Jan 11, 2021 Oct 31, 2020
N-CEN Filing Jan 8, 2021 Oct 31, 2020
SC 13D/A Amended ownership over 5% (active) Dec 22, 2020 —
NPORT-P Filing Dec 22, 2020 Oct 30, 2020
40-17G Fidelity bond Oct 23, 2020 —
8-K Current report
Bylaw or fiscal year change
Oct 20, 2020 Oct 20, 2020
CORRESP Letter to the SEC Oct 9, 2020 —
NPORT-P Filing Sep 28, 2020 Jul 31, 2020
N-PX Proxy voting record Aug 10, 2020 Jun 30, 2020
8-K Current report
Regulation FD disclosure
Jul 17, 2020 Jul 17, 2020
40-17G/A Amended fidelity bond Jul 9, 2020 —
3 Initial insider ownership Jul 2, 2020 Jun 24, 2020
5 Annual insider ownership Jun 30, 2020 Oct 31, 2019
N-CSRS Semi-annual report to shareholders Jun 30, 2020 Apr 30, 2020
NPORT-P Filing Jun 24, 2020 Apr 30, 2020
8-K Current report
Bylaw or fiscal year change
May 29, 2020 May 28, 2020
DEFA14A Additional proxy material Apr 16, 2020 —
40-17G/A Amended fidelity bond Apr 3, 2020 —
NPORT-P Filing Mar 27, 2020 Jan 31, 2020
SC 13D/A Amended ownership over 5% (active) Mar 26, 2020 —
DEF 14A Proxy statement Mar 11, 2020 Mar 11, 2020
40-17G/A Amended fidelity bond Feb 18, 2020 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2020 —
SC 13D/A Amended ownership over 5% (active) Jan 21, 2020 —
N-CSR/A Annual report to shareholders Jan 14, 2020 Oct 31, 2019
N-CEN Filing Jan 13, 2020 Oct 31, 2019
40-17G/A Amended fidelity bond Jan 6, 2020 —
N-CSR Annual report to shareholders Jan 2, 2020 Oct 31, 2019
NPORT-P Filing Dec 23, 2019 Oct 31, 2019
40-17G Fidelity bond Oct 16, 2019 —
NPORT-EX Filing Sep 27, 2019 Jul 31, 2019
40-17G/A Amendment to form 40-17g Sep 17, 2019 —
SC 13D/A Amended ownership over 5% (active) Sep 4, 2019 —
N-PX Proxy voting record Jul 31, 2019 Jun 30, 2019
40-17G/A Amendment to form 40-17g Jul 3, 2019 —
N-CSRS Semi-annual report to shareholders Jun 28, 2019 Apr 30, 2019
N-Q Quarterly schedule of portfolio holdings Mar 28, 2019 Jan 31, 2019
SC 13D/A Amended ownership over 5% (active) Mar 25, 2019 —
DEF 14A Proxy statement Mar 4, 2019 Mar 4, 2019
SC 13D/A Amended ownership over 5% (active) Mar 4, 2019 —
SC 13D/A Amended ownership over 5% (active) Feb 25, 2019 —
SC 13G/A Amended ownership over 5% (passive) Feb 14, 2019 —
SC 13D/A Amended ownership over 5% (active) Jan 28, 2019 —
8-K Current report
Regulation FD disclosure
Jan 22, 2019 Jan 22, 2019
4 Insider transaction Jan 16, 2019 Jan 15, 2019
N-CEN Filing Jan 14, 2019 Oct 31, 2018
40-17G/A Amendment to form 40-17g Jan 7, 2019 —
N-CSR Annual report to shareholders Jan 7, 2019 Oct 31, 2018
8-K Current report
Regulation FD disclosure
Oct 15, 2018 Oct 15, 2018
40-17G Fidelity bond Oct 12, 2018 —
N-Q Quarterly schedule of portfolio holdings Sep 25, 2018 Jul 31, 2018
N-PX Proxy voting record Jul 27, 2018 Jun 30, 2018
40-17G/A Fidelity bond Jul 17, 2018 —
N-CSRS Semi-annual report to shareholders Jul 5, 2018 Apr 30, 2018
4 Insider transaction Jun 8, 2018 Jun 7, 2018
SC 13D/A Amended ownership over 5% (active) May 21, 2018 —
SC 13D/A Amended ownership over 5% (active) May 4, 2018 —
DEFA14A Additional proxy material Apr 12, 2018 —
40-17G/A Fidelity bond Apr 5, 2018 —
N-Q Quarterly schedule of portfolio holdings Mar 29, 2018 Jan 31, 2018
DEF 14A Proxy statement Mar 19, 2018 Oct 31, 2017
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2018 —
N-CSR Annual report to shareholders Jan 5, 2018 Oct 31, 2017
40-17G/A Fidelity bond Jan 4, 2018 —
SC 13D/A Amended ownership over 5% (active) Jan 2, 2018 —
NSAR-B Annual report of investment management company Dec 29, 2017 Oct 31, 2017
40-17G/A Fidelity bond Nov 9, 2017 —
8-K Current report
Regulation FD disclosure
Oct 6, 2017 Oct 6, 2017
40-17G Fidelity bond Oct 5, 2017 —
N-Q Quarterly schedule of portfolio holdings Sep 21, 2017 Jul 31, 2017
SC 13D/A Amended ownership over 5% (active) Sep 19, 2017 —
N-PX Proxy voting record Aug 11, 2017 Jun 30, 2017
40-17G/A Amendment to fidelity bond Jul 14, 2017 —
N-CSRS Semi-annual report to shareholders Jul 10, 2017 Apr 30, 2017
SC 13D/A Amended ownership over 5% (active) Jul 6, 2017 —
NSAR-A Semi-annual report of investment management company Jun 27, 2017 Apr 30, 2017
8-K Current report
Regulation FD disclosure
Apr 25, 2017 Apr 25, 2017
40-17G/A Amendment to fidelity bond Apr 5, 2017 —
N-Q Quarterly schedule of portfolio holdings Mar 31, 2017 Jan 31, 2017
CORRESP Letter to the SEC Mar 17, 2017 —
DEF 14A Proxy statement Mar 9, 2017 Mar 9, 2017
SC 13G/A Amended ownership over 5% (passive) Feb 13, 2017 —
40-17G/A Amendment to fidelity bond Jan 13, 2017 —
N-CSR Annual report to shareholders Jan 6, 2017 Oct 31, 2016
NSAR-B Annual report of investment management company Dec 27, 2016 Oct 31, 2016
SC 13D/A Amended ownership over 5% (active) Dec 7, 2016 —
SC 13D/A Amended ownership over 5% (active) Oct 13, 2016 —
40-17G Fidelity bond Oct 5, 2016 —
N-Q Quarterly schedule of portfolio holdings Sep 28, 2016 Jul 31, 2016
8-K Current report
Regulation FD disclosure
Sep 27, 2016 Sep 27, 2016
3 Initial insider ownership Sep 16, 2016 Sep 16, 2016
3 Initial insider ownership Sep 16, 2016 Sep 16, 2016
5 Annual insider ownership Sep 16, 2016 Oct 31, 2015
5 Annual insider ownership Sep 16, 2016 Oct 31, 2015
SC 13D/A Amended ownership over 5% (active) Sep 13, 2016 —
SC 13D/A Amended ownership over 5% (active) Aug 16, 2016 —
N-PX Proxy voting record Jul 21, 2016 Jun 30, 2016
8-K Current report
Regulation FD disclosure
Jul 21, 2016 Jul 21, 2016
40-17G/A Fidelity bond Jul 14, 2016 —
N-CSRS Semi-annual report to shareholders Jul 5, 2016 Apr 30, 2016
NSAR-A Semi-annual report of investment management company Jun 27, 2016 Apr 30, 2016
SC 13D/A Amended ownership over 5% (active) Jun 9, 2016 —
40-17G/A Fidelity bond Apr 18, 2016 —

Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.

Company profile

Listed as
FMY (NYSE)
Fiscal year ends
October 31
Headquarters
Wheaton, IL
SEC CIK
1319183
Former names
FIRST TRUST/FIDAC MORTGAGE INCOME FUND (until Apr 29, 2011)

Source: SEC EDGAR filings. This is company-reported data, not investment advice.