Saba Capital Income & Opportunities Fund SEC filings BRW
Saba Capital Income & Opportunities Fund has 1,000 filings in SEC EDGAR's recent list, going back to Feb 5, 2001. The most recent current report (Form 8-K) was filed on Mar 25, 2026 (other events). The company's fiscal year ends on October 30.
| Form | Description | Filed | Period |
|---|---|---|---|
| SCHEDULE 13G | Ownership over 5% (passive) | Feb 13, 2026 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Aug 14, 2025 | — |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | May 15, 2025 | — |
| 144 | Notice of proposed sale | Jan 24, 2025 | — |
| 144 | Notice of proposed sale | Dec 6, 2024 | — |
| 3 | Initial insider ownership | Nov 18, 2024 | Nov 15, 2024 |
| SCHEDULE 13G | Ownership over 5% (passive) | Oct 29, 2024 | — |
| 144 | Notice of proposed sale | Jul 19, 2024 | — |
| 4 | Insider transaction | Jul 2, 2024 | Jul 1, 2024 |
| 3 | Initial insider ownership | May 6, 2024 | Apr 25, 2024 |
| 144 | Notice of proposed sale | Apr 16, 2024 | — |
| 144 | Notice of proposed sale | Apr 16, 2024 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| SC 13G | Ownership over 5% (passive) | Feb 12, 2024 | — |
| 144 | Notice of proposed sale | Jan 30, 2024 | — |
| SC 13D/A | Amended ownership over 5% (active) | Jan 11, 2024 | — |
| 144 | Notice of proposed sale | Jan 8, 2024 | — |
| 144 | Notice of proposed sale | Dec 14, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Oct 2, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Aug 31, 2023 | — |
| 144 | Notice of proposed sale | Jul 26, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Apr 27, 2023 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| SC 13G | Ownership over 5% (passive) | Feb 2, 2023 | — |
| SC 13D/A | Amended ownership over 5% (active) | Nov 17, 2022 | — |
| 4 | Insider transaction | Nov 16, 2022 | Nov 14, 2022 |
| 4 | Insider transaction | Nov 14, 2022 | Nov 14, 2022 |
| 4 | Insider transaction | Nov 9, 2022 | Nov 8, 2022 |
| 4 | Insider transaction | Sep 13, 2022 | Sep 13, 2022 |
| 4 | Insider transaction | Sep 12, 2022 | Sep 8, 2022 |
| 4 | Insider transaction | Sep 8, 2022 | Sep 6, 2022 |
| 4 | Insider transaction | Sep 6, 2022 | Aug 31, 2022 |
| SC 13D/A | Amended ownership over 5% (active) | Jun 1, 2022 | — |
| 4 | Insider transaction | May 31, 2022 | May 26, 2022 |
| 4 | Insider transaction | May 24, 2022 | May 23, 2022 |
| 4 | Insider transaction | May 23, 2022 | May 19, 2022 |
| 4 | Insider transaction | May 19, 2022 | May 17, 2022 |
| 4 | Insider transaction | May 10, 2022 | May 6, 2022 |
| 4 | Insider transaction | May 6, 2022 | May 4, 2022 |
| 4 | Insider transaction | May 3, 2022 | May 2, 2022 |
| 4 | Insider transaction | Apr 11, 2022 | Apr 7, 2022 |
| 4 | Insider transaction | Mar 7, 2022 | Mar 3, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G | Ownership over 5% (passive) | Feb 11, 2022 | — |
| SC 13D/A | Amended ownership over 5% (active) | Feb 4, 2022 | — |
| 4 | Insider transaction | Feb 4, 2022 | Feb 2, 2022 |
| 4 | Insider transaction | Feb 2, 2022 | Jan 31, 2022 |
| 4 | Insider transaction | Jan 31, 2022 | Jan 27, 2022 |
| 4 | Insider transaction | Dec 3, 2021 | Dec 1, 2021 |
| 4 | Insider transaction | Dec 1, 2021 | Nov 29, 2021 |
| 4 | Insider transaction | Nov 26, 2021 | Nov 23, 2021 |
| 4 | Insider transaction | Nov 22, 2021 | Nov 19, 2021 |
| 4 | Insider transaction | Nov 19, 2021 | Nov 17, 2021 |
| 4 | Insider transaction | Nov 12, 2021 | Nov 8, 2021 |
| 4 | Insider transaction | Nov 8, 2021 | Nov 4, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Aug 12, 2021 | — |
| 4 | Insider transaction | Aug 11, 2021 | Aug 9, 2021 |
| 3 | Initial insider ownership | Aug 5, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | Jul 30, 2021 | Jul 28, 2021 |
| 4 | Insider transaction | Jul 28, 2021 | Jul 23, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Jul 28, 2021 | — |
| 4 | Insider transaction | Jul 23, 2021 | Jul 22, 2021 |
| 4 | Insider transaction | Jul 21, 2021 | Jul 20, 2021 |
| 3 | Initial insider ownership | Jul 20, 2021 | Jun 4, 2021 |
| 3 | Initial insider ownership | Jul 16, 2021 | Jun 4, 2021 |
| 3 | Initial insider ownership | Jul 16, 2021 | Jun 4, 2021 |
| 3 | Initial insider ownership | Jul 16, 2021 | Jun 4, 2021 |
| 4 | Insider transaction | Jul 15, 2021 | Jul 13, 2021 |
| 4 | Insider transaction | Jul 12, 2021 | Jul 8, 2021 |
| 5 | Annual insider ownership | Jun 11, 2021 | Feb 28, 2021 |
| 5 | Annual insider ownership | Jun 11, 2021 | Feb 28, 2021 |
| 5 | Annual insider ownership | Jun 11, 2021 | Feb 28, 2021 |
| 5 | Annual insider ownership | Jun 11, 2021 | Feb 28, 2021 |
| 5 | Annual insider ownership | Jun 10, 2021 | Feb 28, 2021 |
| 4 | Insider transaction | Apr 27, 2021 | Apr 23, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 27, 2021 | — |
| 4 | Insider transaction | Apr 23, 2021 | Apr 21, 2021 |
| 4 | Insider transaction | Apr 21, 2021 | Apr 16, 2021 |
| 4 | Insider transaction | Apr 16, 2021 | Apr 14, 2021 |
| 4 | Insider transaction | Apr 14, 2021 | Apr 12, 2021 |
| 4/A | Primary document | Apr 13, 2021 | Apr 8, 2021 |
| 4 | Insider transaction | Apr 12, 2021 | Apr 8, 2021 |
| 5 | Annual insider ownership | Mar 18, 2021 | Feb 28, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Feb 26, 2021 | — |
| SC 13G | Ownership over 5% (passive) | Feb 16, 2021 | — |
| 4 | Insider transaction | Jan 21, 2021 | Jan 19, 2021 |
| 3 | Initial insider ownership | Jan 19, 2021 | Jan 8, 2021 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 11, 2021 | — |
| 4 | Insider transaction | Jan 11, 2021 | Jan 7, 2021 |
| 3 | Initial insider ownership | Jul 27, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 27, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 24, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 24, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 24, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 24, 2020 | Jul 14, 2020 |
| 3 | Initial insider ownership | Jul 24, 2020 | Jul 14, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 30, 2020 | — |
| 4 | Insider transaction | Apr 22, 2020 | Apr 20, 2020 |
| 4 | Insider transaction | Apr 14, 2020 | Apr 13, 2020 |
| 4 | Insider transaction | Apr 9, 2020 | Apr 8, 2020 |
| 4 | Insider transaction | Apr 6, 2020 | Apr 2, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Apr 2, 2020 | — |
| 4 | Insider transaction | Apr 2, 2020 | Mar 31, 2020 |
| 4 | Insider transaction | Mar 31, 2020 | Mar 27, 2020 |
| 4 | Insider transaction | Mar 27, 2020 | Mar 25, 2020 |
| 4 | Insider transaction | Mar 25, 2020 | Mar 23, 2020 |
| 4 | Insider transaction | Mar 23, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 18, 2020 | Mar 16, 2020 |
| 4 | Insider transaction | Mar 16, 2020 | Mar 12, 2020 |
| 4 | Insider transaction | Mar 11, 2020 | Mar 9, 2020 |
| 4 | Insider transaction | Mar 6, 2020 | Mar 4, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Mar 4, 2020 | — |
| 4 | Insider transaction | Mar 4, 2020 | Mar 2, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 27, 2020 |
| 5 | Annual insider ownership | Mar 2, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Feb 27, 2020 | Feb 25, 2020 |
| 4 | Insider transaction | Feb 25, 2020 | Feb 21, 2020 |
| 4 | Insider transaction | Feb 21, 2020 | Feb 20, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Feb 20, 2020 | — |
| 4 | Insider transaction | Feb 19, 2020 | Feb 14, 2020 |
| 4 | Insider transaction | Feb 14, 2020 | Feb 11, 2020 |
| 4 | Insider transaction | Feb 11, 2020 | Feb 7, 2020 |
| 4 | Insider transaction | Feb 7, 2020 | Feb 5, 2020 |
| 3/A | Primary document | Feb 6, 2020 | Jan 31, 2020 |
| 4 | Insider transaction | Feb 5, 2020 | Feb 3, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Feb 5, 2020 | — |
| 4 | Insider transaction | Feb 3, 2020 | Jan 30, 2020 |
| 4 | Insider transaction | Jan 30, 2020 | Jan 28, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 29, 2020 | — |
| 4 | Insider transaction | Jan 28, 2020 | Jan 24, 2020 |
| 4 | Insider transaction | Jan 24, 2020 | Jan 22, 2020 |
| 3 | Initial insider ownership | Jan 23, 2020 | Jan 23, 2020 |
| 4 | Insider transaction | Jan 22, 2020 | Jan 17, 2020 |
| 4 | Insider transaction | Jan 17, 2020 | Jan 14, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 15, 2020 | — |
| 4 | Insider transaction | Jan 14, 2020 | Jan 10, 2020 |
| 4 | Insider transaction | Jan 10, 2020 | Jan 8, 2020 |
| SC 13D/A | Amended ownership over 5% (active) | Jan 10, 2020 | — |
| 4 | Insider transaction | Jan 8, 2020 | Jan 6, 2020 |
| 4 | Insider transaction | Jan 6, 2020 | Jan 2, 2020 |
| 4 | Insider transaction | Jan 2, 2020 | Dec 30, 2019 |
| 4 | Insider transaction | Dec 30, 2019 | Dec 26, 2019 |
| 4 | Insider transaction | Dec 26, 2019 | Dec 23, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Dec 23, 2019 | — |
| 4 | Insider transaction | Dec 23, 2019 | Dec 19, 2019 |
| 4 | Insider transaction | Dec 19, 2019 | Dec 17, 2019 |
| 4 | Insider transaction | Dec 17, 2019 | Dec 13, 2019 |
| 4 | Insider transaction | Dec 13, 2019 | Dec 11, 2019 |
| 4 | Insider transaction | Dec 11, 2019 | Dec 9, 2019 |
| 4 | Insider transaction | Dec 5, 2019 | Dec 3, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 21, 2019 | — |
| 4 | Insider transaction | Nov 21, 2019 | Nov 19, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 18, 2019 | — |
| 4 | Insider transaction | Nov 18, 2019 | Nov 14, 2019 |
| 4 | Insider transaction | Nov 14, 2019 | Nov 12, 2019 |
| 4 | Insider transaction | Nov 12, 2019 | Nov 7, 2019 |
| 4 | Insider transaction | Nov 7, 2019 | Nov 5, 2019 |
| 4 | Insider transaction | Nov 5, 2019 | Nov 1, 2019 |
| SC 13D/A | Amended ownership over 5% (active) | Nov 4, 2019 | — |
| 4 | Insider transaction | Nov 1, 2019 | Oct 30, 2019 |
| 4 | Insider transaction | Oct 30, 2019 | Oct 28, 2019 |
| 4 | Insider transaction | Oct 17, 2019 | Oct 15, 2019 |
| SC 13D | Ownership over 5% (active) | Oct 16, 2019 | — |
| 4 | Insider transaction | Oct 15, 2019 | Oct 10, 2019 |
| 4 | Insider transaction | Oct 10, 2019 | Oct 8, 2019 |
| 4 | Insider transaction | Oct 8, 2019 | Oct 4, 2019 |
| 4 | Insider transaction | Oct 3, 2019 | Sep 30, 2019 |
| 3 | Initial insider ownership | Oct 3, 2019 | Sep 25, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Sep 27, 2019 | — |
| 4 | Insider transaction | Sep 13, 2019 | Sep 12, 2019 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2019 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 22, 2019 | — |
| SC 13G | Ownership over 5% (passive) | Jan 18, 2019 | — |
| 4 | Insider transaction | Jun 6, 2018 | Jun 4, 2018 |
| 4 | Insider transaction | Jun 5, 2018 | Jun 4, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Jun 4, 2018 | — |
| 3 | Initial insider ownership | May 8, 2018 | Mar 31, 2018 |
| 5 | Annual insider ownership | Feb 28, 2018 | Feb 28, 2018 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2018 | — |
| SC 13G | Ownership over 5% (passive) | Jan 31, 2018 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 24, 2018 | — |
| 4 | Insider transaction | Oct 5, 2017 | Oct 2, 2017 |
| 5 | Annual insider ownership | Apr 13, 2017 | Feb 28, 2017 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 13, 2017 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 25, 2017 | — |
| 4 | Insider transaction | Jun 30, 2016 | Jun 29, 2016 |
| 5 | Annual insider ownership | Jun 13, 2016 | Feb 29, 2016 |
| 5/A | Primary document | Mar 2, 2016 | Feb 29, 2016 |
| 5 | Annual insider ownership | Mar 2, 2016 | Feb 26, 2016 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 11, 2016 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 28, 2016 | — |
| 4 | Insider transaction | Oct 26, 2015 | Oct 23, 2015 |
| 3 | Initial insider ownership | Oct 6, 2015 | Oct 1, 2015 |
| 3 | Initial insider ownership | Aug 3, 2015 | Aug 3, 2015 |
| 5 | Annual insider ownership | Mar 6, 2015 | Feb 28, 2015 |
| 5 | Annual insider ownership | Mar 5, 2015 | Feb 28, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 17, 2015 | — |
| 4 | Insider transaction | Jan 30, 2015 | Jan 23, 2015 |
| SC 13G/A | Amended ownership over 5% (passive) | Jan 30, 2015 | — |
| 4 | Insider transaction | Jan 23, 2015 | Jan 22, 2015 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
New to this? Read What Are SEC Filings? 10-K, 10-Q, 8-K and Other Forms Explained.
Company profile
- Listed as
- BRW (NYSE)
- Fiscal year ends
- October 30
- Incorporated in
- MA
- Headquarters
- New York, NY
- SEC CIK
- 826020
- Former names
- Voya PRIME RATE TRUST (until Jun 21, 2021); ING PRIME RATE TRUST (until Feb 10, 2014); PILGRIM PRIME RATE TRUST (until Feb 1, 2002); PILGRIM AMERICA PRIME RATE TRUST (until Mar 19, 1999)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.