ArrowMark Financial Corp. SEC filings BANX
ArrowMark Financial Corp. has 398 filings in SEC EDGAR's recent list, going back to Jun 14, 2013. The most recent current report (Form 8-K) was filed on Oct 20, 2026 (other events).
| Form | Description | Filed | Period |
|---|---|---|---|
| 40-17G | Filing | Oct 22, 2026 | — |
| 8-K |
Current report
Other events
|
Oct 20, 2026 | Oct 7, 2026 |
| 497AD | Filing | Oct 2, 2026 | — |
| 497AD | Filing | Oct 2, 2026 | — |
| N-CSR/A | Filing | Sep 25, 2026 | Dec 31, 2025 |
| N-CSRS | Filing | Aug 27, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Aug 21, 2026 | Jun 30, 2026 |
| N-PX | Filing | Jul 17, 2026 | Jun 30, 2026 |
| 8-K |
Current report
Officer or director change
|
Jun 30, 2026 | Jun 30, 2026 |
| NPORT-P | Filing | Jun 1, 2026 | Mar 31, 2026 |
| DEF 14A | Proxy statement | May 6, 2026 | Jun 15, 2026 |
| SCHEDULE 13G/A | Amended ownership over 5% (passive) | Apr 10, 2026 | — |
| 4 | Insider transaction | Mar 31, 2026 | Mar 27, 2026 |
| 497AD | Filing | Mar 18, 2026 | — |
| N-CEN | Filing | Mar 13, 2026 | Dec 31, 2025 |
| N-CSR | Filing | Mar 6, 2026 | Dec 31, 2025 |
| NPORT-P | Filing | Feb 27, 2026 | Dec 31, 2025 |
| 497AD | Filing by certain investment companies | Feb 19, 2026 | — |
| 25-NSE | Delisting notice | Feb 18, 2026 | — |
| 8-K |
Current report
Material agreement, Other events
|
Jan 28, 2026 | Jan 22, 2026 |
| 424B2 | Prospectus | Jan 22, 2026 | — |
| SCHEDULE 13G | Ownership over 5% (passive) | Jan 15, 2026 | — |
| 497AD | Filing | Jan 13, 2026 | — |
| 424B2 | Prospectus | Dec 22, 2025 | — |
| 8-K |
Current report
Material agreement, Other events
|
Dec 19, 2025 | Dec 18, 2025 |
| 8-K |
Current report
Material agreement, Other events
|
Dec 16, 2025 | Dec 15, 2025 |
| 497AD | Filing | Dec 16, 2025 | — |
| 424B2 | Prospectus | Dec 15, 2025 | — |
| NPORT-P | Filing | Nov 26, 2025 | Sep 30, 2025 |
| 40-17G | Filing | Oct 10, 2025 | — |
| 3 | Initial insider ownership | Sep 30, 2025 | Sep 12, 2025 |
| 497AD | Filing | Sep 10, 2025 | — |
| N-CSRS | Filing | Aug 28, 2025 | Jun 30, 2025 |
| N-PX | Filing | Aug 28, 2025 | Jun 30, 2025 |
| NPORT-P | Filing | Aug 26, 2025 | Jun 30, 2025 |
| 497AD | Filing | Jun 17, 2025 | — |
| NPORT-P | Filing | May 30, 2025 | Mar 31, 2025 |
| DEF 14A | Proxy statement | May 6, 2025 | Jun 11, 2025 |
| 4 | Insider transaction | Apr 10, 2025 | Apr 9, 2025 |
| 4 | Insider transaction | Apr 2, 2025 | Mar 31, 2025 |
| 8-K |
Current report
Listing notice
|
Mar 28, 2025 | Mar 25, 2025 |
| 4 | Insider transaction | Mar 17, 2025 | Mar 14, 2025 |
| N-CEN | Filing | Mar 14, 2025 | Dec 31, 2024 |
| 4 | Insider transaction | Mar 7, 2025 | Mar 7, 2025 |
| N-CSR | Filing | Mar 7, 2025 | Dec 31, 2024 |
| NPORT-P | Filing | Feb 28, 2025 | Dec 31, 2024 |
| 4 | Insider transaction | Feb 21, 2025 | Feb 19, 2025 |
| EFFECT | Filing | Feb 18, 2025 | — |
| CORRESP | Letter to the SEC | Feb 13, 2025 | — |
| N-2/A | Filing | Feb 13, 2025 | — |
| CORRESP | Letter to the SEC | Feb 7, 2025 | — |
| N-2/A | Filing | Feb 7, 2025 | — |
| N-2/A | Filing | Jan 31, 2025 | — |
| 4 | Insider transaction | Jan 27, 2025 | Jan 24, 2025 |
| 497AD | Filing | Dec 9, 2024 | — |
| 497AD | Filing | Dec 6, 2024 | — |
| NPORT-P | Filing | Nov 21, 2024 | Sep 30, 2024 |
| SC 13G/A | Amended ownership over 5% (passive) | Nov 14, 2024 | — |
| 40-17G | Filing | Oct 21, 2024 | — |
| 497AD | Filing | Sep 3, 2024 | — |
| N-PX | Filing | Aug 29, 2024 | Jun 30, 2024 |
| NPORT-P | Filing | Aug 26, 2024 | Jun 28, 2024 |
| N-CSRS | Filing | Aug 23, 2024 | Jun 30, 2024 |
| 497AD | Filing | Aug 12, 2024 | — |
| N-2 | Filing | Jul 24, 2024 | — |
| 4 | Insider transaction | Jul 11, 2024 | Jul 11, 2024 |
| 497AD | Filing | May 24, 2024 | — |
| NPORT-P | Filing | May 23, 2024 | Mar 28, 2024 |
| DEF 14A | Proxy statement | May 7, 2024 | Jun 14, 2024 |
| CORRESP | Letter to the SEC | Apr 2, 2024 | — |
| 497AD | Filing | Mar 27, 2024 | — |
| N-CSR/A | Filing | Mar 20, 2024 | Dec 31, 2023 |
| N-CEN | Filing | Mar 11, 2024 | Dec 31, 2023 |
| N-CSR | Filing | Mar 7, 2024 | Dec 31, 2023 |
| 4 | Insider transaction | Mar 1, 2024 | Feb 26, 2024 |
| NPORT-P/A | Filing | Feb 29, 2024 | Dec 29, 2023 |
| NPORT-P | Filing | Feb 23, 2024 | Dec 29, 2023 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2024 | — |
| 497AD | Filing | Dec 13, 2023 | — |
| NPORT-P | Filing | Nov 21, 2023 | Sep 29, 2023 |
| 497AD | Filing | Oct 12, 2023 | — |
| 4 | Insider transaction | Oct 11, 2023 | Oct 6, 2023 |
| 40-17G | Filing | Sep 20, 2023 | — |
| N-PX | Filing | Aug 28, 2023 | Jun 30, 2023 |
| N-CSRS | Filing | Aug 25, 2023 | Jun 30, 2023 |
| NPORT-P | Filing | Aug 18, 2023 | Jun 30, 2023 |
| 497AD | Filing | Jun 22, 2023 | — |
| NPORT-P | Filing | May 23, 2023 | Mar 31, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 5, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 4, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 5, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 4, 2023 |
| 4 | Insider transaction | May 8, 2023 | May 5, 2023 |
| DEF 14A | Proxy statement | May 5, 2023 | Jun 16, 2023 |
| 4 | Insider transaction | May 5, 2023 | May 4, 2023 |
| 4 | Insider transaction | Mar 17, 2023 | Mar 16, 2023 |
| 4 | Insider transaction | Mar 15, 2023 | Mar 13, 2023 |
| 4 | Insider transaction | Mar 15, 2023 | Mar 13, 2023 |
| N-CEN | Filing | Mar 15, 2023 | Dec 31, 2022 |
| N-CSR | Filing | Mar 3, 2023 | — |
| NPORT-P | Filing | Mar 1, 2023 | Dec 30, 2022 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2023 | — |
| 4 | Insider transaction | Dec 8, 2022 | Nov 16, 2022 |
| NPORT-P | Filing | Nov 22, 2022 | Sep 30, 2022 |
| 8-K |
Current report
Results of operations
|
Nov 9, 2022 | Nov 9, 2022 |
| 497AD | Filing | Oct 31, 2022 | — |
| 40-17G | Filing | Oct 24, 2022 | — |
| NPORT-P | Filing | Aug 26, 2022 | Jun 30, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 10, 2022 |
| 4 | Insider transaction | Aug 16, 2022 | Aug 12, 2022 |
| 4 | Insider transaction | Aug 9, 2022 | Nov 19, 2021 |
| 4 | Insider transaction | Aug 8, 2022 | Aug 8, 2022 |
| N-PX | Filing | Aug 8, 2022 | Jun 30, 2022 |
| N-CSRS | Filing | Aug 4, 2022 | Jun 30, 2022 |
| 8-K |
Current report
Results of operations
|
Aug 4, 2022 | Aug 4, 2022 |
| 4 | Insider transaction | Jun 22, 2022 | Jun 21, 2022 |
| 3 | Initial insider ownership | Jun 17, 2022 | Jun 9, 2022 |
| 8-K |
Current report
Other events
|
Jun 16, 2022 | Jun 14, 2022 |
| 8-K |
Current report
Other events
|
Jun 3, 2022 | May 27, 2022 |
| NPORT-P | Filing | May 12, 2022 | Mar 31, 2022 |
| 8-K |
Current report
Results of operations
|
May 12, 2022 | May 12, 2022 |
| CORRESP | Letter to the SEC | May 6, 2022 | — |
| DEF 14A | Proxy statement | May 6, 2022 | Jun 17, 2022 |
| PRE 14A | Preliminary proxy statement | Apr 8, 2022 | Jun 17, 2022 |
| 4 | Insider transaction | Mar 30, 2022 | Mar 30, 2022 |
| 4 | Insider transaction | Mar 30, 2022 | Mar 29, 2022 |
| 424B3 | Prospectus | Mar 25, 2022 | — |
| N-CEN | Filing | Mar 15, 2022 | Dec 31, 2021 |
| N-CSR/A | Filing | Mar 1, 2022 | Dec 31, 2021 |
| N-CSR | Filing | Feb 28, 2022 | Dec 31, 2021 |
| 8-K |
Current report
Results of operations
|
Feb 28, 2022 | Feb 28, 2022 |
| NPORT-P | Filing | Feb 28, 2022 | Dec 31, 2021 |
| SC 13G | Ownership over 5% (passive) | Feb 14, 2022 | — |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 14, 2022 | — |
| 4 | Insider transaction | Nov 15, 2021 | Nov 11, 2021 |
| 8-K |
Current report
Results of operations
|
Nov 10, 2021 | Nov 10, 2021 |
| NPORT-P | Filing | Nov 10, 2021 | Sep 30, 2021 |
| 8-K |
Current report
Material agreement, Other events
|
Oct 21, 2021 | Oct 21, 2021 |
| 424B2 | Prospectus | Oct 21, 2021 | — |
| 40-17G | Filing | Oct 4, 2021 | — |
| 4 | Insider transaction | Sep 29, 2021 | Sep 27, 2021 |
| 4 | Insider transaction | Sep 28, 2021 | Sep 28, 2021 |
| NPORT-P | Filing | Aug 30, 2021 | Jun 30, 2021 |
| N-PX | Filing | Aug 20, 2021 | Jun 30, 2021 |
| 4 | Insider transaction | Aug 10, 2021 | Aug 6, 2021 |
| 4 | Insider transaction | Aug 10, 2021 | Aug 6, 2021 |
| 8-K |
Current report
Results of operations
|
Aug 5, 2021 | Aug 5, 2021 |
| N-CSRS | Filing | Aug 5, 2021 | Jun 30, 2021 |
| 8-K |
Current report
Material agreement, Other events
|
Jul 14, 2021 | Jul 14, 2021 |
| 424B2 | Prospectus | Jul 13, 2021 | — |
| 4 | Insider transaction | Jun 24, 2021 | Jun 22, 2021 |
| EFFECT | Filing | May 28, 2021 | — |
| CORRESP | Letter to the SEC | May 27, 2021 | — |
| CORRESP | Letter to the SEC | May 26, 2021 | — |
| N-2/A | Form n-2/a | May 26, 2021 | — |
| 8-K |
Current report
Results of operations
|
May 13, 2021 | May 13, 2021 |
| NPORT-P | Filing | May 13, 2021 | Mar 31, 2021 |
| DEF 14A | Proxy statement | May 7, 2021 | Jun 18, 2021 |
| CORRESP | Letter to the SEC | Apr 30, 2021 | — |
| CORRESP | Letter to the SEC | Apr 30, 2021 | — |
| N-2/A | Filing | Apr 30, 2021 | — |
| PRE 14A | Preliminary proxy statement | Apr 9, 2021 | Jun 18, 2021 |
| 4 | Insider transaction | Apr 5, 2021 | Mar 29, 2021 |
| 4 | Insider transaction | Mar 31, 2021 | Mar 26, 2021 |
| 4 | Insider transaction | Mar 23, 2021 | Mar 22, 2021 |
| 4 | Insider transaction | Mar 22, 2021 | Mar 18, 2021 |
| N-CEN | Filing | Mar 12, 2021 | Dec 31, 2020 |
| 4 | Insider transaction | Mar 5, 2021 | Mar 3, 2021 |
| 8-K |
Current report
Results of operations
|
Mar 1, 2021 | Mar 1, 2021 |
| N-CSR | Filing | Mar 1, 2021 | Dec 31, 2020 |
| NPORT-P | Filing | Feb 25, 2021 | Dec 31, 2020 |
| SC 13G/A | Amended ownership over 5% (passive) | Feb 16, 2021 | — |
| N-2 | Filing | Dec 14, 2020 | — |
| 8-K |
Current report
Results of operations
|
Nov 12, 2020 | Nov 12, 2020 |
| NPORT-P | Filing | Nov 12, 2020 | Sep 30, 2020 |
| 40-17G | Filing | Oct 23, 2020 | — |
| NPORT-P | Filing | Aug 28, 2020 | Jun 30, 2020 |
| N-PX | Filing | Aug 21, 2020 | Jun 30, 2020 |
| N-CSRS | Filing | Aug 6, 2020 | Jun 30, 2020 |
| 8-K |
Current report
Results of operations
|
Aug 6, 2020 | Aug 6, 2020 |
| DEFA14A | Additional proxy material | Jun 16, 2020 | — |
| NPORT-P | Filing | May 27, 2020 | Mar 31, 2020 |
| DEF 14A | Proxy statement | May 19, 2020 | Jun 19, 2020 |
| CORRESP | Letter to the SEC | May 19, 2020 | — |
| 8-K |
Current report
Results of operations
|
May 7, 2020 | May 7, 2020 |
| CORRESP | Letter to the SEC | Apr 9, 2020 | — |
| PRE 14A | Preliminary proxy statement | Apr 9, 2020 | Jun 19, 2020 |
| 4 | Insider transaction | Mar 31, 2020 | Mar 26, 2020 |
| 4 | Insider transaction | Mar 24, 2020 | Mar 19, 2020 |
| 4 | Insider transaction | Mar 19, 2020 | Mar 18, 2020 |
| 4 | Insider transaction | Mar 19, 2020 | Mar 17, 2020 |
| 4 | Insider transaction | Mar 17, 2020 | Mar 13, 2020 |
| N-CEN | Filing | Mar 13, 2020 | Dec 31, 2019 |
| 4 | Insider transaction | Mar 13, 2020 | Mar 13, 2020 |
| 4 | Insider transaction | Mar 12, 2020 | Mar 11, 2020 |
| 4 | Insider transaction | Mar 9, 2020 | Mar 5, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 28, 2020 |
| 4 | Insider transaction | Mar 2, 2020 | Feb 28, 2020 |
| 8-K |
Current report
Results of operations
|
Feb 27, 2020 | Feb 27, 2020 |
Showing 200 filings, the most recent 200. Main filings leave out insider and ownership forms such as Form 4; choose a type above to see them. Each form opens on SEC.gov. Older filings are on SEC EDGAR.
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Company profile
- Listed as
- BANX (Nasdaq)
- Incorporated in
- DE
- Headquarters
- Denver, CO
- SEC CIK
- 1578987
- Former names
- StoneCastle Financial Corp. (until Feb 14, 2022)
Source: SEC EDGAR filings. This is company-reported data, not investment advice.